LOOKING AFTER CHILDREN IN YUKON by Brenda Dion B.Sc., University of Waterloo, 1979 THESIS SUBMITTED IN PARTIAL FULLFILMENT OF THE REQUIREMENTS OF THE DEGREE OF MASTER OF SCIENCE in COMMUNITY HEALTH SCIENCE THE UNIVERSITY OF NORTHERN BRITISH COLUMBIA September 2004 © Brenda Dion, 2004 1^1 Library and Archives Canada Bibliothèque et Archives Canada Published Heritage Branch Direction du Patrimoine de l'édition 395 W ellington Street Ottawa ON K 1A 0N 4 Canada 395, rue W ellington Ottawa ON K 1A 0N 4 Canada Your file Votre référence ISBN: 0-494-04654-6 Our file Notre référence ISBN: 0-494-04654-6 NOTICE: The author has granted a non­ exclusive license allowing Library and Archives Canada to reproduce, publish, archive, preserve, conserve, communicate to the public by telecommunication or on the Internet, loan, distribute and sell theses worldwide, for commercial or non­ commercial purposes, in microform, paper, electronic and/or any other formats. AVIS: L'auteur a accordé une licence non exclusive permettant à la Bibliothèque et Archives Canada de reproduire, publier, archiver, sauvegarder, conserver, transmettre au public par télécommunication ou par l'Internet, prêter, distribuer et vendre des thèses partout dans le monde, à des fins commerciales ou autres, sur support microforme, papier, électronique et/ou autres formats. The author retains copyright ownership and moral rights in this thesis. Neither the thesis nor substantial extracts from it may be printed or otherwise reproduced without the author's permission. L'auteur conserve la propriété du droit d'auteur et des droits moraux qui protège cette thèse. Ni la thèse ni des extraits substantiels de celle-ci ne doivent être imprimés ou autrement reproduits sans son autorisation. In compliance with the Canadian Privacy Act some supporting forms may have been removed from this thesis. Conformément à la loi canadienne sur la protection de la vie privée, quelques formulaires secondaires ont été enlevés de cette thèse. While these forms may be included in the document page count, their removal does not represent any loss of content from the thesis. Bien que ces formulaires aient inclus dans la pagination, il n'y aura aucun contenu manquant. Canada 11 ABSTRACT Children raised in government care by “corporate parents” have a right to the same level of care as is expected by “good parents” in community. Looking After Children (LAC) is a research initiative that began in England for the purpose of assessing the developmental growth of children raised in care across seven developmental dimensions. In this Yukon study, all Whitehorse resident children in permanent government care from age 1-9 years were assessed using the LAC Assessment and Action Records. In addition to establishing a baseline data base of the developmental needs of children in care, the study also examined the experience of social worker and foster parent participants in using the LAC materials to help inform the ongoing development of the assessment strategy. The study also resulted in the formulation of thirty policy and practice recommendations. Ill TABLE OF CONTENTS Abstract............................................................................................................................ii Table of Contents............................................................................................................ iii List of Tables ......... viii List of Figures..................................................................................................................ix Acknowledgements......................................................................................................... x CHAPTER ONE............................................................................................................. 1 Introduction......................................................................................................................1 The Well-Being of Children in Care................................................................ ,2 The Looking After Children Project.............................................................................4 Looking After Children in Canada................................................................................6 The Yukon Context........................................................................................................ 7 Purpose of Research........................................................................................................9 Statement of Research Question....................................................................................10 CHAPTER TWO............................................................................................................ 11 Literature Review............................................................................................................ 11 Parenting and the Developmental Needs of Children.....................................11 The Corporate Parent: Raising Children in Government Care.......................16 Developmental Needs of Children in Government Care................................ 17 Yukon Children in Care.................................................................................... 20 CHAPTER THREE........................................................................................................ 22 Organizational Context for the Research......................................................................22 The Structure of Family and Children’s Services........................................... 22 IV Pressure from the Media/Significance of the Research...................................24 Background to the LAC in Yukon Study......................................................... 25 The Challenges of LAC...................................................................................................26 The Philosophical Shift......................................................................................26 The Time Commitment......................................................................................27 Training................................................................................................................27 Duplication of Information.................................................................................28 CHAPTER FOUR........................................................................................................... 29 Research Design.............................................................................................................. 29 Evaluation Research Design........................................................................................... 30 Mixed-Method Approach................................................................................................31 A Collaborative Action Research Context.................................................................... 32 Sampling............................................................................................................. 34 Children in Care Sample....................................................................... 34 Social Worker Participant Sample........................................................ 35 Foster Parent Participant Sample.......................................................... 36 Data Collection.................................................................................................................36 Children in Care.................................................................................................. 36 The Assessment Action Records....................................................................... ,36 Training Session...................................................................................................39 The Experience of the Research Participants................................................... .39 Social Worker Participant Mid-Point Survey/Focus Group.............. 40 Ethical Considerations .42 Strengths and Limitations of Focus Group Methods.......................... ,43 Foster Parent Participant Survey........................................................... 45 Strengths and Limitations of Survey Methods.....................................45 Data A nalysis..................................................................................................................46 Analysis of the Quantitative Data from the AARs.......................................... 46 Analysis of the Qualitative Data from the AARs............................................ 47 Social Worker Participant Survey/Focus Group.............................................. 47 Foster Parent Participant Survey.......................................................................48 Feedback to Participants/Input from Participants............................................ 48 Overall Ethical Considerations..........................................................................,49 CHAPTER FIVE............................................................................................................. 51 Research Findings............................................................................................................ 51 Children in Care Research Findings.................................................................. 51 The Dimensions.................................................................................................. 52 Health......................................................................................................52 Education................................................................................................57 Identity.....................................................................................................64 Family and Social Relationships........................................................... 69 Social Presentation.................................................................................75 Emotional and Behavioral Development.............................................77 Self-Care Skills.......................................................................................79 Data on Research Participants............................................................................81 Social Worker Participant Survey and Focus Group........................... 82 VI Themes of the Social Worker Participant...........................................84 Foster Parent Survey ........................................................................... 87 CHAPTER SIX...............................................................................................................91 Discussion of Research Findings.................................................................................. 91 The Well-Being of Children Raised in Care................................................................ 92 Health Status of Children in Care.....................................................................92 Education Status of Children in C are............................................................. 94 Identity Status of Children in Care...................................................................97 Family and Social Relationship Status of Children in Care...........................98 Social Presentation Status of Children in Care............................................... 101 Emotional and Behavioral Development Status of Children in C are...........102 Self-Care Skills Status of Children in Care......................................................103 Looking After Children as an Effective Assessment Tool to Track Developmental Outcomes for Children Raised in Government Care........................ 104 Social Workers................................................................................................... 104 Foster Parents.................................................................................................... 109 CHAPTER SEVEN........................................................................................................I l l Practice and Policy Implications and Recommendations............................................111 Impacts of Looking After Children in Yukon Thus F a r.............................................111 Plans of Care...................................................................................................... I l l The Philosophical Shifts in Practice.................................................................112 Factors Associated with Resiliency...................................................................113 Future Ideas for use of Looking After Children in Yukon............................. 114 vil The Children in Care and the Assessment Action Records..........................;..............115 The Health Dimension........................................................................................115 The Education Dimension.................................................................................116 The Identity Dimension.....................................................................................117 The Family and Social Relationships Dimension........................................... 118 The Social Presentation Dimension.................................................................119 The Emotional and Behavioral Developmental.............................................. 119 The Experiences of the Participants..............................................................................119 The Social Workers............................................................................................119 The Foster Parents..............................................................................................120 Summary......................................................................................................................... 120 References.......................................................................................................................123 Appendix A Looking After Children Assessment and Action Records Version 1 Health section ages 5-9 Appendix B Organizational structure of Family and Children’s Services Appendix C Data Sharing Agreement between the Director and the Researcher Appendix D Social worker survey/focus group questions Appendix E Foster parent survey Appendix F Focus Group Participant Information Sheet Appendix G Interview Consent Form for Social Work Participants Appendix H Letter to Foster Parents Regarding the Foster Parent Survey Appendix I Participant Information Sheet for Data Presentations Appendix J Consent Form for Data Presentations vin LIST OF TABLES Table 4-1 Number of Yukon Children in Care by age groups, legal status, and social work team September 1, 2001............................................. 35 Table 5-1 Number of caregivers since infancy...................................................... 70 IX LIST OF FIGURES Figure 5.1: Socio-demographic characteristics of children (age 1-9).................... 52 Figure 5.2: Percentages of children normally well/thriving (age 1-9)................... 53 Figure 5.3: Developmental delay/remedial action (age 3-4).................................. 59 Figure 5.4: School readiness/skills (age 3-4)........................................................... 60 Figure 5.5: School changes for (age 5 -9 )................................................................ 61 Figure 5.6: Summary of educational objectives (age 5-9)...................................... 64 Figure 5.7: The child has a positive view of herself and her abilities (age 1-9)...65 Figure 5.8: The child has an understanding of his current situation (age 3-9)...... 66 Figure 5.9: The child has knowledge of her family of origin (age 1-9)................ 68 Figure 5.10: The child can relate to his racial/ethnic background (age 3-9)........... 69 Figure 5.11: The child has continuity of care (age 1-9)............................................ 71 Figure 5.12: Continuing contacts with family (age 1-9)........................................... 71 Figure 5.13: Child’s contact with birth family strengthens their rel. (age 1-9)....... 72 Figure 5.14: The child is definitely attached to one foster parent/ stable relationship with one adult (age 1-9) .................................................. 73 Figure 5.15: The child is liked by adults and other young people (age 3-9)........... 74 Figure 5.16: The child appears well care for/acceptable appearance (age 1-2/3-9)75 Figure 5.17: The child’s behavior is acceptable to others (age 3-9)........................ 76 Figure 5.18: The child is free of serious emotional and beh, problems (age 1-9) .78 Figure 5.19: The child is receiving effective treatment for all persistent problems (age 1-9)...................................................................................................79 Figure 5.20: Summary of Self-Care skills (age 1-4/5-9)...........................................81 ACKNOWLEDGEMENTS Looking After Children in Yukon occurred as an effort to improve the lives and parenting provided to many children who grow up in care in Yukon. It was also intended to assist social workers and foster parents who work so hard to provide for the children in care with a way of both documenting and tracking the progress of the children they care for. There are so many people to thank whom through their support, enthusiasm, expertise and direction, contributed to ensuring that this study occurred. There is one young man with whom I am forever grateful. He was a child in care named Brian and it was Brian’s comfort with my informal use of the LAC materials with him and the ease with which he answered my questions that actually led to the LAC in Yukon study many years later. To my thesis committee supervisor, Gerard Bellefeuille, I am very grateful for your understanding, expertise, challenges and never ending encouragement. To Dr. Karen Kelly and Dawn Hemingway, my thanks for all of the time you spent reviewing my numerous thesis drafts and your wise recommendations. To my work supervisor for many years Maxine Kehoe, who supported LAC from the very beginning and always encouraged me to carry on. To Anne Westcott for also believing in LAC and in supporting this workplace based study. To my work colleagues, Cathy, Tracy, Michael, Hayley, Sharleen, Donna, Daisy, Pat, Kathleen, Jennifer, Anne, Reita, Bev, Betsy and Patricia, some of whom were also participants in the study, I thank you all for the encouragement that you gave me not only when I was coordinating the study, but also through providing feedback, and for all of the times that you listened to me as I struggled XI through the thesis process. Thanks also to Heather B and Betty R who provided me with administrative and computer support on a regular basis. To the LAC in Yukon committee who helped provide feedback and direction to the study I would like to thank you for all of the time you devoted. Also, I wish to extend a special thank you to the foster parents who agreed to participate in the study and provided invaluable feedback to the future direction of caring for Yukon children in care. To Dr Kathleen Kufeldt and Joan Mary Baker who assisted me in getting this LAC in Yukon study going and to Shannon Balia from the CWLC who provided ongoing assistance, expertise and encouragement to me throughout this study. Thank you to the combined Community Health and Social Work student cohort at Yukon College who I am forever grateful to for their continual words of support, encouragement and the occasional direction to stop whining which I needed. To the librarians at UNBC I know I could never have done it without your help. To my sister Joanne, my friends Ella and Toodi, and my running friends, Lynda, Carmen and Anilee, I truly thank you all for listening to me tell you over and over that I was just about finished. Well now I am finished and it was your listening ears that kept me going. To my family, Jenna, Jesse and Andrew, I hope you have learned that education can be a never-ending adventure no matter how you chose to receive it. I also thank you for your continual understanding and patience during the times when mom was busy working on her thesis. And to Bryan, thank you for the inspiration I needed to get me to the finish line. XU Finally, to all of the Yukon children in care whom I have worked with over my many years as a social worker, it was your resiliency and strength that provided me with the passion to pursue this LAC in Yukon study. Thank you all. CHAPTER ONE Introduction In 2000, there were approximately 76,000 children in Canada living in out-ofhome care for their safety and protection (Farris-Manning & Zandstra, 2003). Despite an increased emphasis on family reunification' and prevention services, Trocmé and Chamberland (2003) recently reported at the 4* National Child Welfare Symposium held in Banff, Alberta, that child protection investigations are on the rise, the number of children in care is increasing and more and more of the children in care are First Nations. While children generally are brought into government care on grounds of abuse, neglect, and abandonment (Farris-Manning & Zandstra, 2003), a growing number of children prenatally exposed to illegal drugs, alcohol, and HIV/AIDS are being placed under government care because their specialized medical requirements extend beyond the parenting capacity of their families (Child Welfare League of America, 2003). For the majority of children who come into contact with child welfare, the experience of being “in care” is of a temporary nature. Yet, for a significant number of children, the experience is permanent. In fact, the number of permanent guardians^ of the government is estimated by the Adoption Council of Canada to be around 20,000 (Farris- * The reunification o f children in foster care with their biological parents whenever possible, within the larger context o f efforts to achieve permanent and safe living conditions for children. ^ The concept o f parens patriae is fundamental in any discussion of law respecting children. This term, which in Latin literally means “father o f the country or government as parent” refers to a rule, derived from the English common law, empowering the monarch to act as guardian and protector o f persons. Under the authority o f this doctrine the court may act as a substitute benevolent parent on behalf o f the state (Wharf, 1993). Manning & Zandstra, 2003). In other words, over 20,000 Canadian children are being raised by corporate parents. In Canada, the responsibility for child welfare services lies with each of the 10 provincial and three territorial governments. Each province and territory has its own legislation that outlines the range and extent of child protection services and provides the mandate for policy and program development. In addition. Aboriginal authorities^ are legally mandated to deliver the full range of child welfare services under the Federal First Nations Child and Family Services Program"^. The Well-Being o f Children Raised in Care While the principles of child safety and well-being jointly form the basis of child welfare legislation across Canada, it is child safety or the protection of children that has historically been the major focus of child welfare services and research (Trocme & Chamberland, 2003). There has been extensive research on how and why children come into care (Trocme & Wolfe, 2001), their experiences while in care (Fahlberg, 1991; Francis, 2000; Klee, Soman, & Halfon, 1992; Kufeldt, Simard, & Vachon, 2000; Parker, ^ For the purpose o f this paper, the term “Aboriginal Authorities” is used to describe both offreserve Aboriginal Agencies such as the Vancouver Child and Family Services Society mandated in 2001 and First Nations on reserve Child and Family Caring Agencies. '* In 1991, a national First Nations Child and Family Services program was established by Indian Northern Affairs Canada (INAC) under the authority o f Cabinet. Under this program, First Nation Child and Family Services agencies provide services for children who are registered and ordinarily resident on reserve. These agencies receive their legal mandate from their respective provincial/territorial government and function as agencies o f these governments, while receiving their funding through INAC. In 1997-1998, there were 79 First Nations Child & Family Services agencies delivering services to over 70% o f onreserve children and youth across Canada, from birth to 18 years o f age. None are in Yukon. For additional information see INAC’s web site http://www.ainc-inac.gc.ca/pr/pub/ywtk/sgp01_e.html. Ward, Jackson, Aldgate, & Wedge, 1991; Sawyer & Dubowitz, 1994; Stein, 1997), and the life course outcomes for children who are raised in government care (Cheung & Heath 1994; Heath, Colton, & Algate, 1994; Kufeldt et ah, 2000; Simms & Halfon, 1994). However, it is only recently that the principle of child well-being and questions regarding the developmental progress of children raised in care have gained the attention of researchers in the area of child welfare. According to Jackson (1998, p. 50), while there has been little research done on the well-being of children raised in care, there is ample evidence to suggest that “the parenting provided by local authorities [to children in care] has been grossly deficient and, unlike lower income parents, the local authority, does not lack power and resources.” In a discussion paper commissioned by the National Children’s Alliance of Canada to advance recommendations for future research and policy development in child welfare, Farris-Manning and Zandstra (2003) purposely pointed out in its concluding remarks that: .. .children in care have a right to the same opportunities as children who are not in public care in order to develop into responsive, well educated, well balanced adults. The UN Convention on the Rights o f the Child [my emphasis] ensures that they receive adequate care to facilitate their growth (UN, 1989), and child welfare policies and practices in Canada should be designed to meet those primary goals. To date, Canada does not have a national strategy concerning the provision of child protection services. The provinces, territories and First Nations have established commendable programs and strategies within their own jurisdictions, but it is evident that timely research is required to facilitate the development of national standards and strategies, which will ensure equal opportunities for all of Canada’s children, (p. 13) In the same way as society expects “good” parents to be responsible for far more than just the safety of their children, Kufeldt and Theriault (1995, p. 362) assert that this same expectation should extend to corporate parent “To be successful the state” as corporate parent “ must understand parenting and the business of raising children.” Moreover, the continued protection and support given to children raised in care must be guided by scientific information that includes both the evaluation of child welfare services and intervention programs as well as the ongoing assessment of the developmental progress of children governments have responsibility over (Kufeldt & Theriault, 1995). So how do governments raise children? What are the additional challenges of corporate parents? How do corporate parents assess and monitor the progress of children under their care? These are important questions worthy of investigative consideration. The Looking After Children Project In 1984, researchers in England began to look closely at the question of how “looked after children” were being cared for. These efforts were the beginning of the Looking After Children (LAC) project (Parker et ah, 1991). LAC is predicated on the premise that children removed from the care of their birth family by the courts deserve to have their developmental needs addressed in the same way as those of other children in the community. The LAC approach was first introduced in the United Kingdom in 1991 as a tool to monitor the developmental progress and overall well-being of children in government care. Advocates of LAC argue that birth parents, children in care themselves. social workers, and governments are all equally entitled to indications that the job of raising children is being done better than had they not come into care (Jackson, Fischer, & Ward, 1996). In an effort to provide a means of obtaining this information, the LAC project developed a practice and research protocol called the Assessment and Action Record (AAR). The AAR was designed to assess the development of children and youth across seven developmental dimensions in which development growth occurs. These include health, education, social presentation, family and social relationships, identity, emotional and behavioral development, and self care skills. The dimensions are not exclusive of each other as they often interact and overlap and are intended to reflect the areas of growth that would be monitored naturally by adequately-resourced parents on their own children (Jackson, 1995; Ward, 1995). The AAR was first piloted with parents of children outside of government care and proved to be an accurate reflection of the informal monitoring done by most parents (Jackson, 1995; Kufeldt et al., 2000; Parker et al., 1991; Ward, 1995). It was then piloted in England with children in care with results that were also promising (Jackson et al., 1996; Kufeldt et al., 2000). Child welfare authorities were able to assess and identify how children were progressing developmentally and determine what areas required further attention. These same studies also found that using the AAR over time actually improved the care children received by acting upon areas where needs were identified (Jackson, 1995; Jackson et al., 1996; Jones, Clark, Kufeldt, & Norman, 1998; Kufeldt et al., 2000; Parker et al., 1991; Ward, 1995). Caregivers and children in care reported that using the materials helped to identify what their needs were, where they had strengths, and what developmental areas needed attention (Jones et al., 1998; Kufeldt et al., 2000). LAC extends the practice of providing child welfare services beyond a child protection model, which has traditionally maintained a very narrow focus on child safety, to a much broader child well-being focus that gives much more emphasis on the developmental progress of a child in care on an ongoing basis (Kufeldt & Theriault, 1995). Jackson, as cited in Kufeldt and Theriault (1995, p. 363), explains that the philosophy of LAC is based on “the established relationship between quality of parenting, children’s developmental needs, and life course outcomes.” LAC has emerged into an international program with its adoption in Australia, various European countries, and Canada (Jackson et. al., 1996; Jones, Clarke, Kufeldt, & Norman, 1998; Kufeldt, et al., 2000; Owen, Jones, & Corrick, 1998; Vachon, Nadeau, Simard, & Kufeldt, 2000; Wheelaghan, Hill, Borland, Lambent, & Triseliotis, 1999; Wise, 1999). Looking After Children in Canada In Canada, nine of the provincial/territorial child welfare jurisdictions, including the Yukon, are involved in a national LAC Initiative. Various pilot and implementation initiatives have occurred across the country over the past seven years. In 1997, a pilot study utilizing test sites in the six eastern-most provinces in Canada including Prince Edward Island, Nova Scotia, New Brunswick, Newfoundland, Quebec and Ontario was undertaken (Kufeldt et al., 2000). In this study, Kufeldt studied the developmental progress of 263 children and youth in care using the AARs. This study also included a comparison sample of 45 non-care children and youth. Kufeldt’s study, along with a 7 parallel study implemented in Ontario, helped to inform the development of the Canadian LAC initiative (CanLAC) in fall 2001, led by the Child Welfare League of Canada. The province of British Columbia had previously obtained a separate license to implement its own LAC program. Although British Columbia developed a slightly modified version of the AARs to reflect their provincial child welfare legislation, the province is a participant in the national CanLAC initiative. A newer “Canadianized” version of the AAR has now been designed to promote a national approach to assessing, monitoring and planning for children in care that is consistent across the country. Ongoing revisions to the AAR have incorporated standardized measures directly comparable to those of the National Longitudinal Survey of Children and Youth (NLSCY) that reports on the health and well-being of Canadian children and families (Brink & McKeller, 2000). Copyright protection and the need to purchase a license to use the materials prevent major modifications to the AAR. Some adaptations have been approved to reflect the Canadian context. The Yukon Context In Yukon, the developmental progress of children in care is assessed much like that of a parent in the community—that is, informally. While there are many practice procedures that are followed to address some of the developmental needs of a child in care such as yearly medicals, mandated plans of care and yearly reviews of the progress of a child in care, there are no specific method of assessing the developmental progress of a group of children in care on a formal basis. As of March 1999, 60% of the 182 children in government care were in the permanent care and custody of the Director of Child Welfare (Child Welfare in Canada, 8 2000). In other words, the Director is their “parent” and is committed to either identifying adoptive families to raise them to adulthood, or raising them in long-term foster homes or residential care. However, there were only six agency adoptions of Yukon children under the Director’s care in 1997, five in 1996 and two in 1994. Given this small number of finalized adoptions, being raised in government care is a very likely outcome for the majority of Yukon’s children in permanent care (Department of Health and Social Services, 2000). With few opportunities for adoption and, to date, only a handful of revocations of a permanent care order (where children may be returned to their birth family), the majority of children committed to permanent care will remain in government care up to the age of majority (19 years of age in Yukon). So what is the developmental progress of Yukon children being raised in care? Do we know how these children are doing? Do we know the impacts of the child welfare interventions on the life course outcomes for the many children who grow up in care in the Yukon? To date, there have been no studies assessing the developmental status of Yukon children in care. Currently, there are no clear ways to measure whether the corporate parenting being provided to Yukon children in care has any impact on their developmental progress. Yukon has been following the developments of LAC project informally since 1994. As a social worker directly involved with children in permanent care in Whitehorse since 1985,1 began to informally experiment with the protocols as part of my case management responsibilities. In particular, 1 started with one child who had moved to Whitehorse at the age 16 and was assigned to my caseload. 1 did not know the youth very well but had to develop a plan of care with him and his relative foster parents. 1 reviewed the English version of the AAR for his age group and the materials provided me with a comprehensive overview and questions to ask the youth and his caregivers about how he was doing across the seven dimensions. The questions covered all of the areas that I as a parent would attend to with my own children. The questions went further than that and asked about long terms plans, goals, skills needed to learn, whether the child felt discriminated against and what the youth knew about his life experiences. Once completed, the assessment identified areas of strength for the youth and areas that needed to be attended to. Tasks to complete were then assigned to various members of the care team, including the youth. The resulting plan of care meeting went smoothly, and was very informative for me and for the caregivers, and the youth appeared to be comfortable with the questions he was asked. The questions prompted easy conversation and, through the discussion that ensued, we were able to develop a comprehensive plan of care. I used the materials from the AARs with other children I worked with and had similar results. I also shared the AAR and the LAC philosophy of assessing and monitoring children’s developmental progress with other social workers, my supervisor, foster parents and youth, receiving positive feedback from all involved. The seven dimensions of the protocols gave social workers and foster parents a consistent and thorough framework that was useful in assessing and identifying the developmental needs of children and youth as well as for developing a child’s plan of care. It was this informal use that led me to propose a LAC in Yukon study. Purpose of Research LAC in Yukon is the first study in the Yukon designed specifically to evaluate the developmental progress of Yukon children under government care. The study had two main objectives: 10 1. To further the implementation of a promising, innovative approach to assessing and meeting the developmental needs of children raised in government care. 2. To model the teamwork approach required to parent a child in care by involving social workers and foster parents as collaborative partners in the research process. Drawing upon quantitative and qualitative methods, the study examines the developmental well-being of children in permanent care along seven developmental dimensions using the Looking After Children Assessment and Action Records Version 1 (see Appendix A to view the Health dimension component of the AAR for the 5-9 year old age grouping). In addition to providing a snapshot of how these children are doing developmentally, the data obtained will provide a baseline measure to help guide future case management practices as well as inform program and policy development. Statement of Research Question The specific research questions to be addressed in this study are: 1. What is the current developmental status across the seven LAC developmental dimensions of Yukon children in permanent care from birth to age nine and who are residing in Whitehorse? 2. What is the experience of the social worker and foster parent participants involved in the research in regards to the perceived usefulness and appropriateness of the LAC AAR protocols for Yukon children in care? 3. Do the AARs have an impact on social worker and foster parent practice with children in care? 11 CHAPTER TWO Literature Review This chapter will include a review of the literature in relation to (a) family and parenting styles and their influence on the developmental needs of children, (b) issues of parenting children who are raised in government care, (c) the developmental needs of children in care, and (d) the Looking After Children international program designed to assess and attend to the developmental needs of children raised in government care. Parenting and the Developmental Needs o f Children The question of whether parenting matters is well researched in the literature. While there is no single manual given to parents upon the birth of their children that shows them how to do the job correctly, and there is no guarantee that children raised in certain ways by certain family types will turn out “right”, there is ample research to suggest that above all, it is the type of parenting that “determines the quality of a young child’s world and shape(s) the foundations for later development” (Health Canada, 2003, p. 1). According to ecological systems theory (recently renamed bioecological system theory), a child’s development occurs through a complex interplay of many influences, which include the natural endowment of genetics and personality and the environmental conditions he or she is exposed to throughout childhood (Bronfenbrenner, 1986). The leading proponent of ecological systems theory, Urie Bronfenbrenner (2002, p. 1), says that the most immediate and earliest influence on child development “is the family, followed by the neighborhoods or community institutions such as school, religious instructions and peer group as well as the specific culture with which the family 12 identifies.” According to Bronfenbrenner, there are two environmental conditions that are necessary for human development. The first is that one or more adults must love the child unconditionally; the second is that the adults must encourage the child and spend time doing joint activities with the child in and out of the home environment. Bronfenbrenner refers to the child as being in a nested environment. The child, who contains various systems within him or her, is at the center of the nest, surrounded by layers of individuals and groups of individuals. The child is the egg nested within the other environments, which are also nested within each other. Another way to describe it is in terms of a rock being thrown into the water: the rock in the middle is the child and the ripple effects around that rock are the other nested environments. The parents, teachers and anyone in a close relationship with the child for a substantial amount of time are in the first ripple, called the microsystem. The people in the microsystem have the most immediate effect on the child. The implications of this theory for children in government care are huge considering the large number of placements that children in care typically experience. Loving a child and responding to his or her needs forms the basis of attachment, a critical process in human relationships that has significant impacts on the future for human beings. For Benoit (teleconference, September 17, 2002), “the role of parents as attachment figures may be the most influential role in predicting socio-emotional outcome for children.” Attachment occurs when a child expresses a need, and that need is understood and attended to by responsive and nurturing caregivers. Attachment refers to characteristics of the relationship between the child and the caregiver and because children can develop attachment relationships to a neglectful and abusive caregiver, it is 13 the quality of the attachment that is important in child welfare (Benoit, 2003). According to Allen and Marotz (1994): All children, whether normal, handicapped or at-risk for developmental problems, have a number of physical and psychological needs. These needs must be met if infants and children are to survive, thrive and develop to their optimum potential. Many developmental psychologists view the early years as the most critical in the entire developmental life span. Never again will the child be so totally dependent upon parents, caregivers and teachers to satisfy the basic needs of life and to provide opportunities for learning, (p. 1) Further to the significance of family on child development outcomes, many studies suggest that parenting styles are significantly important in predicting child well being (Darling, 1999; Health Canada, 2003; Stein, 2004). According to the Canadian Institute of Child Health (2000, p. 200), “parenting is one key contributor to the mental and emotional health and well-being of children and youth.” According to Maccoby and Martin (1983), parenting style captures two important elements of parenting: parental responsiveness and parental demandingness. Parental responsiveness refers to “the extent to which parents intentionally foster individuality, self-regulation, and self-assertion by being attuned, supportive, and acquiescent to children’s special needs and demands” (Baumrind, 1991, p. 62). Parental demandingness refers to “the claims parents make on children to become integrated into the family whole, by their maturity demands, supervision, disciplinary efforts and willingness to confront the child who disobeys” (Baumrind, 1991, pp. 61-62). 14 Baumrind’s widely recognized conceptual model deals with parenting prototypes, including the concepts of authoritative, authoritarian, permissive, and rejecting/neglecting styles of parenting (Baumrind, 1966,1968,1989,1991). Her work has been widely discussed and incorporated into the research of many other investigators. Building upon the work of Baumrind, Darling (1999) supported the conclusion arrived at by Baumrind that parents who exert a democratic or authoritative style of parenting, which balances realistic demands and expectations with emotional responsiveness and recognition of child autonomy, provide the most desirable child-rearing environment and have the most positive impact on a child’s well-being. Likewise, Wilms study (as cited in The Health of Canada’s Children, 2000): determined that young children whose parents employed permissive-irrational parenting styles were significantly more likely to have emotional or behavioral problems than children whose parents employed authoritarian, permissive or authoritative styles. The lowest prevalence of problems [during the pre-school years] was found among children with authoritative parents. (p.60) In addition to providing children with structure, consistency, love, caring, and discipline, researchers have also found that the time parents spend with their children as well as the parents’ own well-being plays a key role in positive child outcomes (Health Canada, 2003). According to Jackson, Fischer, and Ward (1996): parenting is a process which most parents learn as they go along, with help from relatives, friends, the media, health professionals and teachers. Although there are wide variations in parenting practices, there is reliable research findings which show that warmth, consistent but authoritative parenting with much praise and 15 emphasis on positives achieves the best results. This knowledge...is incorporated into the Assessment and Action records, (p. 9) Conversely, there is ample research and evidence to suggest that children raised in out-of-home care or in institutional care, without the benefit of family-based parenting, sustain lifelong effects, and some never escape those effects. During the residential school era, for example, many First Nations children were taken from their parents at the age of five and placed in residential schools (Kelm, 1998). Not only were many of these children deprived of positive parental influences, but they did not have the opportunity to learn parenting practices for fulfilling their own parenting responsibilities (Canada, 1996). In Restoring Dignity, Responding to Child Abuse in Institutions, the Law Reform Commission of Canada (2000, p. 2) recognized that “residential school inflicted terrible damage not just on individuals but on families, entire communities and peoples.” Similarly, a study of Romanian orphans adopted by Canadian families in the early 1990s reported that even after a significant period after adoption (5+ years), those children who had spent at least eight of their formative months in the institution without the benefit of a nurturing family environment had lower IQ scores, lower school achievement scores, greater attention difficulty, and more behavior problems than the other matched sample (Center for Family Development, 2004). While family and parenting styles have been shown to have a large impact on child development outcomes, children’s development is also influenced by their genetic make up, environment, cultural and ethnic identity, education, appearance, and life experiences (Child Welfare League of America, 1993). Understanding “normal” child 16 development and the main domains encompassed by it, is important when working in the area of child welfare. A child’s development proceeds in stages and, as the child acquires the skills of one stage, he or she can progress to the next (Allen & Marotz, 1994). Development occurs across many domains loosely grouped into physical, emotional, social and intellectual areas (Child Welfare League of America, 1993). Although children differ in their rate of growth and development, normal development spans a broad range and each child will develop at his or her own unique pace (Allen & Marotz, 1994). Children who come into government care have experienced one or more conditions that can interfere with normal growth and development. “An environment of neglect and/or abuse during the early years contributes to later learning, behavioral, emotional and physical health problems” (Canadian Institute of Child Health, 2000, p. 66). Hence, caring for children in care requires parents, both corporate and foster, not only to have a thorough knowledge of typical child development, but also to understand the impacts of abuse on the developmental progress of a child. The Corporate Parent: Raising Children in Government Care Children in care present additional challenges for those responsible for their upbringing (Jackson, 1995; Jackson et al., 1996). Corporate parenting, the term coined for the job of governments who have the legal responsibility for raising children (Jackson et al., 1996), becomes a very complex task when there are numerous people responsible for the job of parenting and for ensuring that the developmental needs of children are appropriately met. When children come into care, the tasks of parenting are split up in typical bureaucratic fashion and distributed among several players; the legal tasks of parenting become the responsibility of the agency, usually delegated to a social worker. 17 and the day-to-day parenting responsibilities are designated to an alternative caregiver or caregivers, including foster families, youth care workers, residential care staff, and treatment personnel (Fahlberg, 1991). Even after being brought into care, the division of parenting responsibilities of corporate parenting and the complexities of this task can result in no one person assuming the job of carrying out the daily monitoring of parenting which most parents do without thinking (Parker et al., 1991). Although the child still has all of the needs of a child not in care, many people are now responsible for meeting those needs. As a result, the development of partnerships among those people is essential to the task of parenting (Jackson et al., 1996). Developmental Needs o f Children Raised in Government Care Children come into care from a variety of situations, including neglect; physical, emotional and sexual abuse; and abandonment. The Canadian Incidence Study of Reported Child Abuse and Neglect (Trocmé, MacLaurin, Fallon et al., 2001) revealed that of all substantiated cases of abuse investigations in 1998, neglect was most prevalent (40%), followed by physical abuse (31%), emotional abuse (19%) and sexual abuse (10%). The most common form of neglect was “failure of the caregiver to supervise or protect leading to physical harm” of the child (48%). Sixty-nine percent of children who were physically abused had received inappropriate punishment. Exposure to family violence (58%) was the most common cause of emotional maltreatment, while touching and fondling accounted for 68% of substantiated forms of sexual abuse (Trocmé, MacLaurin, Fallon et al., 2001). Child neglect most often involves situations that must exist over a period of time in order to be recognized or brought to the attention of a child welfare agency. Of particular concern with neglect is that “ the longer the child is 18 subjected to parental abuse and/or neglect, the more damaged he or she becomes at all levels of functioning, and the more difficult it becomes to implement an alternative permanent plan that will meet the child’s needs” (MacMillan, Steinhauer, & Chappel, 2002, p. 33). Although family-based care is the preferred placement option, the foster care system is often over-extended and under-resourced to meet the complex needs of today’s children and families (Farris-Manning & Zandstra, 2003; Klee, Soman, & Halfon, 1992). Family preservation and continued efforts at reunification can mean that children enter in and out of the child welfare system, as though through a revolving door, resulting in multiple moves from home to care or within the care system greatly affecting all areas of their development. “Social stability is essential for children to develop a sense of belonging and identity as they cope with separation from their families. Some placement changes are beneficial, but multiple unplanned moves can have seriously negative short and long-term consequences for children” (Trocme, Nutter, MacLaurin, & Fallon, 1999, p. 3). A history of multiple placements is a significant contributing factor in children exhibiting “reactive attachment disorder.” According to Steinhauer, Osmond, Palmer, MacMillan, and Perlman (2002); These children have often been exposed to years of repeated neglect, abuse and discontinuity within their own families, frequently aggravated by the cumulative effect of multiple placement breakdowns they experience in the foster care system while moving from foster home to foster home to group home to institution and back again, (p. 145) Kufeldt et al. (2000) note that most children come into care with signs of health. 19 emotional or behavioral problems. According to Simms and Halfon, (1994) and Kufeldt et al. (2000), children who come into foster care are likely to suffer from both acute and chronic, even severe or disabling, medical problems as well as high rates of emotional, behavioral, and developmental problems. Research on children raised in care suggests that even after being removed from their families for their safety and well-being many children in care do not necessarily thrive. Once involved in the foster care system, the children are subjected to the unintended but negative outcomes of this intervention (Kufeldt et al, 2000). Kufeldt et al. (2000) present an extensive literature review of children growing up in care. A summary of the review suggests that children who are raised in care have higher rates of poor overall health, enter care with a history of problems in school, and experience many placement disruptions. Trocme et al. (1999, p. 2) reported that “school performance is the simplest indicator of cognitive functioning for school aged children. Research consistently shows that children receiving child welfare services are behind their peers in all aspects of cognitive development and school performance.” Other researchers lend support to this view (Francis, 2000; Heath et al., 1994; Kufeldt, Simard, Tite, & Vachon 2003; Noble, 1997; Sawyer & Dubowitz, 1994; Stein, 1997). Many of these children have a poor sense of identity and low self-esteem. For many children raised in care, there is a loss of contact with the biological family including siblings and grandparents. The literature further suggests that many children raised in care are generally not adequately prepared for adulthood (Cheung & Heath, 1994; Heath et al., 1994; Scarth, 1993). “Even when children are brought into care, assurance of physical safety can preempt efforts to ensure emotional security and attention to the child’s well-being. The 20 narrow mandate enable services to discharge young people from care into “independence when they are patently unprepared” (Kufeldt, 1999, p. 161). Yukon Children in Care A search for studies on how Yukon children in care were doing revealed that information is limited. A number of reviews have focused on the services to children in care, particularly in residential care (Anglin, 2001; Bilton, 1997; Child Welfare League of Canada, 2002; Pugh, 2002; Scarth & Weir, 1998). Anglin completed commissioned reports in 1989, 1993 (as cited in Pugh, 2002) and, in 2001, on the delivery of group home services in Whitehorse. Scarth and Weir (1998) also completed a report commissioned by the Department of Health and Human Resources on residential services. The Trujillo report (cited in Pugh, 2002) was a safety audit completed on a specific contracted group home in Whitehorse. Pugh’s report provides a chronological history of residential services in the Yukon for children who came into care of the government from the late 1800s to the present. Bilton (1997) reviewed five children’s residential facilities in Whitehorse to determine the accessibility and adequacy of health care services. This review did not address the health progress of the children in care but rather reviewed the services that were being provided. The most comprehensive report to date in Yukon is the Review of Services to Children in Care of the Yukon Territorial Government’s Department of Health and Social Services, completed under the auspices of the Child Welfare League of Canada (CWLC, 2002). This report, a companion to the Anglin report of 2001, looked at the state of child welfare services to children in the Yukon, while the Anglin report focused on residential 21 services. Front-line workers were invited to participate in both reviews. Informal communications with colleagues during this time period strongly indicated an overwhelming feeling of frustration, caused by unmanageable caseloads and processes that were not inclusive of the workers’ experiences and expertise. The Review of Services to Children in Care concluded with 15 recommendations to government covering four main areas: workload and staffing issues, service and program supports, infra-structural supports and quality assurance. One of the recommendations made included continued efforts to support the implementation of the LAC in Yukon program. 22 CHAPTER THREE Organizational Context for the Research The Structure o f Family and Children’s Services The Director of Family and Children’s Services is responsible for child welfare services in Yukon. The Children’s Act (last updated in 1985 and under review at the time of this study) provides the legal mandate for the protection of vulnerable children. The Director of Family and Children’s Services oversees five main program areas that are intended to protect children and to ensure their developmental needs are met (Appendix B). They are Early Childhood and Prevention, Family and Children’s Services, Child Placement Services, Children’s Assessment and Treatment Services, and Youth Services. At the time of this study, Yukon Family and Children’s Services was undergoing another organizational change. A Manager oversaw each program area and, prior to the reorganization, provided direct supervision to front line social workers. After reorganization, team leaders/supervisors were appointed to supervise specialized areas within each program. (This reorganization did not impact on the participants’ involvement in the LAC project but did have implications for the researcher in reporting structures. Initially the researcher reported directly to the Manager of Child Placement Services. After re-organization, the researcher reported to the Children’s team supervisor who then reported to the Manager). Two main program areas. Child Placement Services and Family and Children’s Services, operate from the same building location (as does Child Care Services, a specialist area of Early Childhood and Prevention Program, and the Coordinator of Youth Sex Offender Treatment Services). Initially this arrangement facilitated efficient service 23 delivery, but with expanded programs and staff resources needed, programs have outgrown their spaces and are moving to other locations. All other program areas operate from other locations within the Whitehorse area. Regional Services, whose main office is in Whitehorse and whose social workers work in the regional area offices throughout the territory, are responsible for Family and Children’s Services program areas as well as Social Services and programs for seniors. The Manager of Regional Services reports to the Director of Family and Children’s Services for matters within her program areas and to the Director of Social Services for the other program areas. The services to vulnerable children and their families are provided within the Family and Children’s Services branch and are specific to each program area. Early Childhood and Prevention programs encompass child care services (day care) and Healthy Families services. Healthy Families work with children and families who present situations requiring support to meet the needs of their children. Children receiving these services are in the care of their parents. Family and Children Services programs include three areas of services; Intake, Family Service and Family Support/Counseling. Family and Children’s Services is the name of the Branch that includes all five programs areas previously identified led by the Director, and is also the name of a specific program area led by a Manager. The Family Services team works with families and children in temporary care and are an area of specialty within Family and Children’s Services program area (refer to the organizational chart in Appendix B). Children who receive services from the Family and Children’s Services program area are either in the care of their parents, or in the temporary care and custody of the Director. The third program area is Child Placement services, which specializes in Adoption services, Foster 24 Care, and a Children in Care team. Children receiving services within this program area are in the permanent care and custody of the Director, with one exception. When a child who is in temporary care and custody in the region outside of Whitehorse, moves into Whitehorse, away from parents, a social worker from the Children in Care team assumes responsibility for the child while the regional social worker works with the family. If the family also moved into Whitehorse with the child, the child and the family would be assigned to a Family Services team social worker. Pressure from the Media/Significance o f the Research During the time this study was being proposed, in 2000 and 2001, Family and Children’s Services in Yukon was experiencing some organizational adjustments that included taking direct control over the day to day management, supervision and staffing of previously contracted out group home services. This shift in program reorganization drew reaction from the community. A private contractor and her consulting psychologist, whose contract with Family and Children’s Services to provide group home services was not renewed, brought to the media questions regarding the care of the children being raised by the government (Webster, 2001a, 2001b). During this same period of time, the media was reporting the details of a trial involving a young adult, who was charged and subsequently convicted of a brutal rape, exposing a traumatic childhood history that included being raised in government care (Regina v Jacob, 2002). Perceptions that emerged in the media from members of the Yukon community suggested that children in care, particularly those children living in group homes, were receiving less than adequate care to meet their developmental needs (Regina v Jacob, 2002; Webster, 2001a, 2001b). It was also reported that for some Yukon children. 25 growing up in care has prepared them for a lifetime of institutional care and an ongoing dependency on government social services (Regina v Jacob, 2002). These were difficult claims to defend in light of the fact that, at the time, Yukon did not have a method to assess the developmental progress of children in care. Consequently, the implementation of the LAC Assessment and Action Records offered a credible way to obtain information about the developmental progress of individual children. Background to the LAC in Yukon study Designed as both a practice protocol as well as a research tool, information obtained using the AARs is intended to be used in two ways. First, using the AARs as a practice protocol offers social workers and foster parents a standardized format for assessing a child’s well-being. At present, such a format does not exist in Yukon. Information gained from other LAC projects suggests that use of the AARs resulted in an improvement in the quality of care for children raised by governments. Second, by aggregating the data, Yukon child welfare staff and management can gain a big picture view of how well (or not) this group of Yukon children in care are doing developmentally across the seven dimensions to be assessed. Other than demographic statistics on children in care, this information is not currently available in Yukon. The interpretations of research findings can lead to important policy decisions, service adjustments, and changes to front line practice all geared to improve the experiences of children being raised in government care. In light of the national initiative and the promising implications of implementing the LAC materials with children in care, the Yukon Director of Family and Children’s 26 Services endorsed the LAC in Yukon project and signed a data sharing agreement between her and the researcher (Appendix C). The Challenges of LAC Prior to designing the LAC in Yukon study, the researcher undertook a review of other LAC projects. An advisory committee comprised of representatives from all social work teams within Family and Children’s Services, as well as representatives from youth in care, foster parents and residential services provided consultative input into the research design. In consultation with the LAC advisory committee, the design of the project attempted to incorporate the following challenges identified in the other international projects: The Philosophical Shift Historically, social work practice has been grounded in the practice of “keeping kids safe.” However, LAC purports that once children have been brought into care, those responsible for their care must go beyond keeping children safe and parent them as well as other reasonably-resourced parents in the community would. LAC is a model of practice that focuses so entirely on the well-being of the child that attention is also given to needs beyond child protection. This requires a philosophical shift, not only from front line social workers but also from all levels of government (Kufeldt et al., 2000). The LAC protocols provide a framework to assess the developmental needs of children and to identify needs that are not being met. It also supports and guides strength-based practice where the focus is on identifying and developing the child’s strengths. For some social workers and for many foster parents, this has been their practice framework. The philosophical shift has already occurred. 27 The Time Commitment The LAC Assessment and Action Records are lengthy documents each comprising about 60 pages of questions. This is a frightening sight for social workers that already feel overwhelmed with the administrative demands of their caseloads. Having people accept the program can be difficult and the LAC pilots that have occurred have noted this. Even being supportive of the LAC philosophy does not necessarily translate into eager participation in completing the assessments. Acceptance seems to be more likely when workers’ participation is voluntary and when workers experience positive reactions from the children with whom they work. When using the materials as they are intended, the process is meant to be a collaborative one with social workers, foster parents and others all working towards meeting the developmental needs of the children for whom they are responsible. Support from supervisors and managers in recognizing the amount of work and time required is crucial to workers viewing the materials and their use as helpful. Training In the pilot projects that took place in England, Canada, and Australia, training was identified as an important component of the design of a study and subsequent implementation of the LAC materials (Jackson et al., 1996; Kufeldt et al., 2000; Wise, 1999). Training needed to occur across all levels of agency personnel including social workers, supervisors and management. Furthermore, training must be extended to caregivers and youth in care. In addition to providing all the background information to the project, training identifies the importance of acceptance and support for the project at all levels within the agency. 28 Duplication o f Information Social workers already express being overwhelmed with the amount of paperwork that is required to meet policy expectations. Some of the information gathered using the AARs would duplicate information already being collected. For the Yukon study, social workers were to be prepared to expect this and to provide feedback on what paperwork could be eliminated when using the LAC materials. Social workers working in the Children’s team had already been introduced to the seven developmental dimensions from the Assessment and Action Records and had incorporated this format for the completion of yearly plans of care. 29 CHAPTER FOUR Research Design This chapter describes the research design of this workplace-based study. According to Patton (1990, p. 150), “purpose is the controlling force in research. Decisions about design, measurement, analysis, and reporting all flow from purpose.” For Riessman (1994), the main deciding factor when approaching research is to plan a method of inquiry that fits, not only the purpose but also the problem statement, the research context, and objectives of the research question. Additionally, when trying to conduct research in the workplace, Maluccio and Fein (1994, p. 337) propose that workplace-based research in child welfare settings should be carried out with “excitement, exhilaration and the desire to improve the lives of vulnerable children”, and the practice of social workers. According to Maluccio and Fein (1994), research in a child welfare setting: more often than not can be accurately described as uninspiring, frustrating, time consuming and inconsequential. In particular, the attempt to apply rigor and order and coherence to the research enterprise in the hurly-burly of the practice setting is a search for tidiness in an untidy world. But if one can live with the lack of tidiness and appreciate the benefits of immersion in the clutter, the process of doing research holds potential for excitement, for having impact on service delivery, for clarifying ones ideas, for learning and for discovery, (p. 337) Maluccio and Fein (1994) also identify coping strategies that are necessary for doing research in a practice setting: 30 building and maintaining rapport, being sensitive to the political context, showing respect for the competing demands and pressures faced by the agency, gaining trust, demonstrating technical competence, and involving the agency actively in the research process, (p. 337) Similarly, Shaffer and Stebbins (as cited in Maluccio & Fein, 1994) advocate that: conducting research...in a child welfare agency.. .requires knowledge not only of quantitative and qualitative methodology but also an appreciation of the organizations characteristics, especially the demands and challenges with which it must deal with on a day-today basis, (p. 338) Therefore, as a researcher with over twenty some years of social work expertise and experience working with children in care, the opportunity to have some real world effect on the lives of children in care and on improving the way social workers and foster parents are able to work with children in care presented itself in the Looking After Children in Yukon study. Evaluation Research Design The overall aim of the LAC in Yukon evaluation research study is to enhance the developmental outcomes for children raised in government care. As such, it is a form of applied research—intended to have some real-world effect, not only for Yukon children being raised in government care, but also have implications for social workers and foster parents in the way they attend to the developmental needs of children in their care. The generic goal of most evaluations is to provide useful feedback to a variety of audiences including sponsors, donors, client-groups, administrators, staff, and other relevant constituencies (Trochim, 2001). The goal of LAC in Yukon is to provide information 31 useful at several levels of child welfare service delivery. At the direct service level, information obtained regarding the developmental progress of children in care could be invaluable to help guide the case management decision-making processes for individual children in care. At a practice level, the collaborative approach modeled through the LAC philosophy and information gathering process of the AARs could enhance the way social workers and foster parents work together to parent children in care. At a policy level, information from the aggregated AARs could be useful to managers and policy makers in planning services. In order to obtain this wealth of information, the researcher employed a variety of methods to obtain the data that included the AARs research and practice tool, a survey, a focus group and unstructured interviews with participants. Mixed-Method Approach The idea of combining research methods is not new (LeCompte & Preissle, 1993; Reinharz, 1992; Trochim, 2001). Consequently one can find a considerable amount of writing about the integration of qualitative and quantitative methods (Bryman, 1988; Cresswell, 1994; Denzin 1978; Flick 1992; Trochim, 2001), ranging from rather abstract and general methodological considerations to practical guidelines for mixing methods and models in one research design. A mixed-method approach is also considered a form of triangulation (Denzin & Lincoln, 1998). Mixing methods can help delineate overlapping but distinct aspects of a phenomenon, elaborate one set of findings with data from another, expand potential findings, and discover paradoxes and contradictions between results based on different methods (Greene & Caracelli, 1997). These varied purposes for mixing methods serve, in turn, to shape the manner in which they are combined. For example, some mixed-method inquiries have a dominant approach 32 (qualitative or quantitative) and a less dominant approach that is used in a supplemental fashion (Creswell, 1994). The focus of this inquiry was well suited for a mixed-method approach in that the AARs are designed to obtain both quantitative and qualitative data. The quantitative data consisted of descriptive studies on the children’s developmental progress within seven developmental domains and the qualitative data provides additional information to help explain the quantitative results. Various authors have reported that by combining quantitative and qualitative methods, the strengths of each can be brought together in the same research project (Bryman, 2003a, Bryman, 2003b; Maluccio & Fein 1994; Morgan, 1998). Morgan (1998, p. 365) states that “health researchers are particularly likely to try and connect the strengths of different methods to address the complexity of their research topics— especially when a project goals include both pure research and applied uses in practice setting.” When conducting research in the field of child welfare, Maluccio and Fein (1994, p. 344) support the use of a combined methodology suggesting that “only the qualitative approach in our interview experience alerted us to the richness hidden in the quantitative data.” Equally, Morgan (1998, p. 370) argues that “qualitative methods typically provide interpretive resources for understanding the results from the quantitative research.” A Collaborative Action Research Context Collaboration has long been a watchword in applied research. Collaboration is synonymous with teamwork, group effort, relationship and cooperation. Collaboration ultimately implies working together, in a partnership, toward some common goal. It goes 33 beyond cooperation in accessing subjects or discussing research implications. It implies some sense of shared conception, decision-making, and implementation. It also includes data analysis and interpretation and dissemination of findings done in collaboration. According to Bray, Lee, Smith, and Yorks (2000), research may be defined as collaborative if a collaborative process was employed in any of these stages of research; the more stages in which collaboration can be accomplished, however, the more potential benefits accrue. Sagor (1992) suggests that collaborative research often results in better programs and more relevant findings compared to cases when research is conducted either by a researcher alone without community input or by an agency alone without the collaboration of a researcher. For the purpose of this study, research was conceived, planned and conducted in collaboration between the principle researcher, agency social workers and administrators, and foster care providers. An advisory committee was established to oversee the process, design and implementation of the project. Teams working with children in care were invited to identify members who would sit on the committee and represent their interests. In addition to social workers, other committee members included representatives of Children’s residential services, youth in care, and the Yukon Foster Family Association. The committee also served to disseminate ongoing information and updates across the Branch to staff not directly involved as participants. Once the data was summarized into descriptive statistics, the social workers and foster parents participants were invited to provide their interpretation of the findings through verbal and written feedback to the researcher during group presentations. 34 Sampling The study used an inclusive sampling based on purposeful criterion-based sampling (Maxwell, 1996; Patton, 1990). This strategy was chosen for both the children in care sample and the sample selection of social worker and foster parent participants. Children in care sample The following factors were considered in determining the type and size of the children in care sample: Because of the amount of time that is required to complete an AAR, a decision was made to limit the sample size to approximately 25 children in permanent care. • The workload issue of social workers and time limitations of foster parents were also major considerations in the decision to maintain the sample size below 25 children. • LAC protocols require that children over the age of 10 be included in the assessment process. This would require training in completing the AARs. There were many logistical problems and questions surrounding the training issue. As a result, a decision was made to include only children under the age of ten in the sample population. In view of these important considerations, a decision was made to assess a ll children in permanent care from birth to age 9. This age grouping of 23 children met the criteria proposed for the sample. The decision to assess children under the age of 10 also eliminated the need to provide training to the sample group in completing a self assessment ARR. This should not imply that children under ten years old are not able or 35 should not be included in the gathering of the data. It simply means that for the purposes of this study, and in the interests of time, and training needs, children were not directly involved in providing the data. The numbers and age groupings of the children selected are highlighted in the Table 4.1. Table 4.1 Number of Yukon Children in Care by age groups, legal status, and social work team September 1, 2001 Age groups FAMILY SERVICE TEAM O-I 1-2 3-4 5-9 10-14 15-h total Temporary Care X* X X X X X X Temporary Care I I I I 0 I 5 Permanent Care 0 4 7 12 28 26 77 Temporary Care X X X X X X X Permanent Care X X X X X X X CHILDREN’S TEAM REGIONAL TEAM *Note. Data are deemed confidential and not necessary for the purposes o f this report at this time. The sample population was approved by the advisory committee and viewed as an appropriate sample by the various service teams. The Children’s team was identified as the most appropriate team to take the lead in the implementation of the project. As principle researcher, 1 am a member of the Children’s team. Social worker participant sample At the time of the study, the Children’s team was comprised of seven social workers (including the researcher) as well as one social work student. The birth-9 year age grouping of children in permanent care spanned all seven caseloads. Each worker had from 1 to 7 children involved in the project requiring an assessment. In order to balance the number of assessments to be completed amongst all of the team members, the social 36 work student assisted two of the social workers in the completion of several assessments, and one social worker assisted another social worker complete one assessment on one child who had previously been on her caseload. Foster parent participant sample It was identified through a file review that 14 foster parents were involved in providing out-of-home-care for the sample group of 23 children. All 14 sets of foster parents agreed to participate in the study and to complete an ARR on their respective foster children included in the study. Data collection Children in Care Using the age specific AARs, data was gathered on the developmental progress of this group of children in permanent care. The AARs for the 23 children involved in the project were completed over a period of 4 months between October 1, 2001 and January 30, 2002. The original proposed completion date was extended from December 31 to January 30 at the request of the social work team due to time restraints. After completion of the AAR, the social worker forwarded the original to the researcher. The researcher copied the record, returning the original to the social worker for individual case planning. Original AARs are filed on the child’s case file. Any identifying information from the copied record was removed to ensure confidentiality of the participants. The Assessment Action Records The AARs were the instruments used to collect the data on the children in care. The first Canadian adaptation of the records was used for the Yukon study. As the 37 records are under copyright, permission was obtained from the Canadian Looking After Children project (CanLAC) to use the records in the Yukon study^. The AARs were designed to assess all areas of development that would be monitored informally by a “reasonable parent” (Ward, 1995). Although originally designed as a research tool, the AARs have undergone and continue to undergo revisions to reflect the needs of researchers, governments, practitioners, parents, fosters parents, children in care as well as trends in current child care research (Ward, 1995,1998). In Canada, Flynn and Biro (1998) assessed the test-retest reliability and convergent validity of single items from the AAR. Results of their study showed both high and low reliability and validity measures for different AAR items. What has followed is a newer Canadianized version of the AAR that incorporates many standardized measures from the National Longitudinal Survey of Children and Youth (Flynn, Ghazal, Moshenko, & Westlake, 2001). The comprehensive records cover seven developmental dimensions: health, education, identity, social presentation, family and social relationships, emotional and behavioral development and self care skills. There are six versions of the records corresponding to the differing stages of psychosocial development for children from birth to age 18. The age bands are under 1, 1-2, 3-4, 5-9, 10-14 and 15+. For the Yukon study, only the AAR s for the age bands 1-2, 3-4 and 5-9 was used. Each dimension in the ^Revisions to the records are continuing and, in Canada, a new “Canadianized” version is being piloted on a national basis (Flynn et al 2001). Since the Yukon study, questions in the newest version have been modified to correspond to those in the National Longitudinal Study for Children and Youth, the first longitudinal study of children and youth in Canada allowing for comparisons o f outcomes for children in care with those not in care (Brink, 2000). 38 record begins with a statement reflecting the aims of a parent for a child within that age group for that dimension. The assessment questions are to be answered by the child’s primary caregiver and the child’s social worker, ideally at the same time. Questions in each dimension attempt to determine the child’s current development as well as the degree to which the child has been given the opportunity to achieve the specific objectives of the dimension. When further action is needed to meet an objective, the respondents are asked to identify who will take the action. If no further action is needed, respondents are then asked to provide an explanation. Each dimension concludes with summary questions that ask the respondents to consult on whether the objectives for that dimension have been met. The final question of the dimension asks the degree to which the respondents agree or not with the assessment. If there is disagreement, the AAR provides space to identify who disagrees and why. The format of the records provides both quantitative data and qualitative data. The quantitative data are intended to provide the descriptive information on the developmental progress of the child for the seven dimensions assessed. The opportunity to provide explanations and greater understanding of the quantitative data is provided through open-ended questions. The degree to which each developmental objective has been met is summarized in the record. Each AAR asks approximately three hundred questions, too many to list here, but some of the descriptive measures include: • the degree to which the child is normally well, thriving and protected against common accidents • incidence of health conditions • the child’s current educational performance 39 • whether the child has an identified learning disability number of school changes the child has experienced • whether the child has a life book • whether the child has a positive view of himself (as determined by the respondents) the number of caregivers the child has had since birth the amount of family contact and an assessment of the quality of the contact . whether the child has an identified emotional and/or behavioral problem, and if so, whether the problem was being addressed. • specific information on the acquisition of self-care skills for the child’s developmental level The reader is referred to Appendix A to review the questions in the Health dimension of the AAR for children in the 5-9 year old age grouping. Training Session A one-day training session was provided to social workers, the social work student and foster parent participants who were to be directly involved in the collection of data. In order to provide ongoing support to foster parents, foster care staff participated in this joint training with the foster parents. The Experience o f the Research Participants In order to understand the experience of the participants on the use of the LAC materials, and to obtain their opinions on the future of the LAC project in Yukon, social workers and foster parents were asked to provide feedback in several different ways: 40 1. Social worker participants participated in a survey and focus group at the mid point data collection stage of the study. 2. Foster parent participants completed the same survey given to social worker participants following the data collection stage of the study. 3. Social worker and foster parent participants were also invited to provide both verbal and written feedback into the interpretations of the findings at the conclusion of the data collection period and preliminary analysis. Participant feedback is included in the discussion of the findings. Social worker participant mid-point survey/focus group A combined survey and focus group was used to gather information from the social worker participants on their experiences in using the AARs at the mid-point of the data collection stage. This combined method was developed around the needs of the team. An exploration of the best ways to obtain information from the team indicated that the combination of a survey and focus group would work best for everyone for many reasons. The use of this combined method provided the social workers the opportunity to respond to the survey only, participate in the focus group only or provide input to both. Despite heavy caseload demands and branch involvement in two major service reviews, four of the social workers participants participated in both the focus group, which offered them an opportunity to discuss the study as a group, and also completed the survey. The questions used in the focus group were based on an instrument developed for a similar study completed earlier in eastern Canada (Kufeldt et al., 2000). A copy of the social worker focus group questions can be found in Appendix D. Data obtained from both methods was considered as a whole in the analysis. 41 Page one of the survey asked both quantitative and qualitative questions; the first one soliciting a description of the experience of using the materials on a scale that ranged from ‘very positive to very negative’. Social workers were asked how many sessions/ hours it had taken to complete a record, whether they felt the time they spent was worthwhile, whether they had learned anything new, then to describe any new learning, and the number of people consulted in completing the records. Page two of the survey asked three qualitative questions describing the strengths/positives of using the materials, the least helpful/weaknesses of using the materials, and what changes workers would like to see. These final three questions were the same questions asked, and then discussed, in the focus group. Prior to beginning the focus group, the researcher reviewed participant informed consents and confirmed their understanding or need for further clarification. A participant information sheet was provided and reviewed with the group (Appendix F) and signed consent was requested (Appendix G). The researcher then presented a short overview of the proposed focus group and the outline of questions to be posed. The first question was then asked, “What were the most helpful aspects in using the materials. Their strengths or positives?” Responses were elicited from as many members who wanted to speak. The researcher asked questions of the participants for clarification, intentional pauses were allowed to occur without filling in order to allow time for further responses, and probing questions were asked when additional information was needed. Participants also spoke amongst each other. This process continued with the second question and then the third question. Once enough information was gathered, the workers were asked if they could help summarize and identify what they felt were key points. A very brief summary of 42 information was given from four other pilot projects to further explain what I was asking for. This was followed by a discussion of each of the questions and a determination of the ‘loudest’ points. During the focus group, the researcher wrote short notes on flip chart paper to gather the responses. Once the recorder was turned off, a discussion ensued and several additional comments were obtained with verbal permission of the participants. At the conclusion of the group, the tape was professionally transcribed. The surveys were collected (5 by the end of the day, one the following day and the 7th two weeks later). The focus group was planned to go for 25-30 minutes and it ended at 25.8 minutes. Ethical considerations Two weeks prior to the focus group, the researcher met with the social work team to discuss ethical issues including obtaining free and informed consent, principles of workplace based research, the choice to not participate, to participate only in the focus group, or to only complete the survey. The combination of roles of the researcher was discussed. In addition to being a colleague of the participants, the researcher was also the coordinator of the LAC in Yukon study. The researcher acknowledged a potential for bias and conflict of interest and invited comments for discussion. There were none. A discussion of the recording practice and transcribing of the focus group was further clarified as well. After the discussion, workers were asked again about their interest, availability and understanding of their participation. 43 Strengths and limitations o f focus group methods According to Dick (1998) focus groups as a research methodology is particularly suited to preliminary research such as gathering information on the experiences of social workers in the use of this new practice tool. Stewart & Shamdasani (1991, p. 15) recommend a focus group method when “generating impressions of new programs” and “when diagnosing potential problems with new programs.” It is a strong, hardy and robust method that is useful to an inexperienced researcher. Focus groups can be organized quickly, can provide rich information in a short period of time (as opposed to individual interviews of the same number) and can include many people. Focus group participants can also help the researcher in the preliminary analysis and interpretation of the information. This collaborative approach was especially suited to this research when many social workers may already feel excluded from decisions that affect them. When used in combination with other methodologies (such as the quantitative/ qualitative surveys used here), focus groups can provide a deeper understanding, and richness of the information given. The direct interactions between the researcher and the participants allow for further explanations, opportunities to clarify and a better understanding of what is being said. Observations of body language, eye contact, tone of voice and openness in discussion during the foeus group, all provide the researcher additional cues about what is being said. Focus groups are a flexible and adaptable method of research study. Although there are many advantages of using a focus group, they also lend themselves to some limitations as a methodology. Grouping people together to talk can present the opportunity for stronger, opinionated voices to dominate and quiet voices may 44 not get heard. This can skew results if one person speaks more and provides more input. This can also lead to some participants going along with the dominant opinion, wanting to appear as part of the group. While this study did not see any dominating opinions, the focus group may have limited some of the participation of less vocal members. Stewart & Shamdasani (1991) point out that live participants as opposed to only seeing responses on a survey can tend to be viewed with more credibility and their responses seem to have more weight. I was aware of this fact and made a conscious attempt not to give more weight to verbal responses. The design of the focus group questions can also limit the information obtained by being too specific. In this case, the focus group was given three questions that specifically asked for strengths, weaknesses and suggestions for change. By asking these specific questions, this researcher may have narrowed the focus enough to miss some broader concerns that may have been exposed with more general questions such as those asked in the survey. The questions about how many sessions and how many hours it took to complete the assessments were also unclear for most participants. Some workers who had not yet completed an assessment and others who had completed more than one, found the question confusing. A final disadvantage of a focus group lies with the researcher and how her biases can provide cues to the participants about a more desirable answer or a confirmation that an answer is good or bad. During the focus group, this researcher did ask some leading questions and at least on one occasion offered an answer. The sample of participants used for this survey/ focus group limits the results to this population. 45 Foster parent participant survey Foster parents completed a survey similar to that of the social workers describing their experiences in using the LAC materials. The survey was mailed out to all fourteen foster parents who had participated in completing one or more AARs on a child in the study. The survey was mailed out six weeks after the final date for completion of the AARs. A cover letter thanked the participants for their involvement in completing the AARs and inviting them to provide their candid feedback on their experiences in using the LAC materials (see Appendix H). A follow up phone call was made to all fourteen participants to remind them about completing the survey. After completing the survey, the participants were asked to return it to the researcher in the enclosed, self-addressed and stamped envelope. The survey (see Appendix E) was comprised of 13 questions, 10 being identical to the questions asked of the social workers. The three additional questions asked of the foster parents included (a) what effect, if any, did the LAC materials have on their relationships with specified people, (b) whether there were any additions they would like to see and (c), whether there was anything they wanted deleted. Strengths and limitations o f survey methods Mail surveys are a potentially inexpensive and flexible method of obtaining information from a large number of respondents. They allow respondents to answer and return their survey at their relative convenience and can be completed in their own homes. The limitations of surveys as a data gathering method include poor or low rates of return. Poor rates of return can result from people not willing to participate, forgetting to 46 complete their survey or losing their survey. Although response rates can range from 0 percent to 100 percent, Neuman (2000, p. 267) suggests that “most researchers consider anything below 50 percent to be poor and over 90 percent as excellent.” In this study, the 14 foster parent participants were asked to complete a mail-in survey. Six of the 14 mailed out surveys were completed and returned to the researcher. In addition, the possibility of biased phrasing of questions and the possibility of excluding those who may have language or literacy problems can limit the useful of surveys as research methods. Completing a pilot test of the survey beforehand can reduce some limitations. Although no pilot test was completed for this study, the survey was a modification of the instrument used in the LAC in Canada study (Kufeldt et al., 2000). Data Analysis Analysis o f the Quantitative Data from the Assessment and Action Records The copied AARs were forwarded to Dr. Louise Legault at the University of Ottawa for data entry, the preparation of a database, and the completion of a confidential report to the researcher of the frequencies of participant responses to individual questions in the AARs (Legault & Flynn, 2002)^. The database was provided back to the researcher in both Excel and SPSS software formats. As Yukon government uses SAS and Excel software but not SPSS, Excel formatting was used to generate the figures. Due to the amount of data that was obtained, quantitative data were organized using descriptive statistics. Univariate analysis (describing individual variables), the collapsing of response ®Permission to use the AARs, which are under copyright, was obtained through Dr Kathleen Kufeldt principal researcher. At the time that the Yukon data was obtained, the CWLC had assumed responsibility for this national initiative and provided support to the Yukon study through data entry into an already created database. 47 categories and the use of subgroup descriptions to compare age groups were methods used to present the data in a manageable and understandable form. The term ‘missing data” is used when a question was left blank and no response was received. Analysis o f the Qualitative Data from Assessment and Action Records The qualitative responses to questions in the AARs were provided back to the researcher in verbatim form. Individual responses were included in the discussion of the findings and when appropriate, same and similar responses were grouped according to general themes and used to provide additional explanations and clarification of the quantitative data. Social Worker Participant Survey/Focus Group The survey contained both quantitative and qualitative information. The quantitative information was aggregated and the qualitative information was grouped according to general themes. Responses to the three identical qualitative questions posed in both the survey and then discussed in the focus group were combined for the analysis. A review of the focus group findings began by first reading through the transcript of the focus group. I reviewed the participant’s responses to get a feel of the information and to compare what I was reading to what I had heard during the focus group. The written word is clearly very different than the spoken word. When reading, the focus is on the words whereas, in the group setting, some of the words are upstaged by visual and auditory information coming in at the same time. The information available from the surveys, transcript and flip chart notes was then combined with the focus group data into one summary. The researcher read through all of the data many times to get a general sense of the information obtained. Ideas and patterns of responses were identified in the 48 margins of the summary. Similar or like responses were then grouped into general categories with the researcher recording written comments on emerging themes. The three questions asked during the focus group allowed for an initial grouping of responses on the flip charts according to strengths, weaknesses and then suggestions for change on the use of the LAC materials. Using those categories, a thematic analysis looked for general themes in the responses that could be grouped together. The themes that emerged were consistent with the challenges expressed during the other pilot projects and will be discussed in the findings as well as underlying issues that contributed to those challenges that were revealed. Foster Parent Participant Survey The qualitative analysis of the foster parent survey responses was completed using the same methods as those used for the social worker survey. The responses were reviewed initially for completeness and to provide the researcher with an overview of the information. Using a blank survey, quantitative data was aggregated and exact responses from each of the individual questions was recorded and summarized. Researcher comments regarding emerging themes were documented. Feedback to Participants/Input from Participants Once all of the data for the LAC project was collected and analyzed, the researcher prepared a summary of the information for presentations back to the participants. Social workers, foster care workers, supervisors and foster parents were then invited to participate in the presentation of the descriptive data that was provided from the AARs and by the participants through the focus group and survey. Participants were again provided with an information sheet outlining their rights as research participants 49 (Appendix I), and their written consent to participate and to use any verbal or written feedback was requested (Appendix J). The researcher recorded comments from the participants when they were made about the data. Social work participants were also invited to provide written feedback on the data. The feedback obtained from the participants is incorporated in the discussion of the findings. Overall Ethical Considerations LAC in Yukon is a workplace-based research study that combined the roles of researcher, social worker and participant. It was important that the research be conducted in an ethical and collaborative way with the intention of not only learning about the developmental status of children in care but also creating an empowering environment for the participants. The Director, as the legal guardian of Yukon children in permanent care, provided approval for the study. Social workers completed the AARs with foster parents caring for the children in care. The AARs, now an international protocol, received ethics board approval through Memorial University for its use in the first Canadian pilot project. Dr. Kathleen Kufeldt, principal researcher provided approval for this researcher to use the protocols for the LAC in Yukon study. Permission from Dr. Louise Legault who provided the data base under the auspices of CanLAC, was deemed to not be required as ownership of the database was already co-owned by the Yukon government and provided to the researcher through a data sharing agreement (see Appendix B). All children involved in this research project were under the age of 10 and were purposely not directly involved in the collection of the information. Once the AARs were completed, the identifying information was removed for the data aggregation and analysis to protect the confidentiality of the child in care and the participants completing the 50 assessments. Consents were obtained from social workers that agreed to participate in a focus group that was tape recorded for analysis. Feedback on the results and interpretations of the data was shared hack to all of the participants. The participants were invited to offer their own interpretations of the findings through group discussions, and for the social work team through a written report that was circulated to them. The research component in the collection of the interpretations was explained to the participants and a second consent to participate was sought. Looking After Children in Yukon was approved through the University of Northern British Columbia research ethics hoard. Only non-identifying information will he used in the reports and the thesis. 51 CHAPTER FIVE Research Findings In this chapter, the researcher reports on the research findings of the AARs on children in care. The descriptive data is presented in detail to ensure that all of the baseline data obtained is provided. Should LAC in Yukon develop into a longitudinal study of this group of children raised in permanent care, this data could be very useful in allowing for direct comparisons to subsequent assessment data. Following the findings on the children in care, I discuss the results of the combined focus group and survey of the social worker participants and then on the responses to the foster parent survey. Children in Care Research Findings All of the children in the study were in permanent care, living in a foster home in Whitehorse and were between the ages of 1 and 9 years old as of October 1, 2001. Although 23 were identified for assessment, two children moved out of the Whitehorse area shortly after the study began and two assessment records were not returned to the researcher. As illustrated in Figure 5.1 below, 19 children were included in the assessment results. From this total, there were 3 children in the 1-2 age grouping; 6 children in the 3-4-age grouping; and 10 children from 5-9 years of age. Slightly more than half of the children (58%) were boys. 52 Figure 5.1 Socio-demographic characteristics of children in care (age 1-9) 5 - 9 years N=10 26% 3 - 4 years N=6 5% 5% 1 - 2 years N=3 0% 5% 10% 15% 20% 25% 1 - 2 years N=3 3 - 4 years N=6 5 -9 y e a rsN = 1 0 M male N= 11 5% 26% 26% □ female N=8 11% 5% 26% 30% The Dimensions There were children from three different age groupings in the study and a slightly different AAR was completed reflecting the differing developmental stages for each age group. When a specific question is asked that was not asked of all of the age groupings, the number or sample size is less than 19 children and this will be noted. Health The Health dimension covers the areas of the child’s early medical history recording, medical exam, hearing, language development, sight, growth, immunizations, dental, health conditions, development, illnesses/injuries, diet, eating habits, exercise, household safety issues, adult supervision. Children in care tend to come into care with poorer health perhaps as a result of poor prenatal care or childhood neglect. The questions in this dimension are intended to assess the degree to which: 53 • The child is normally well • The child is thriving All preventative health measures are being taken • All ongoing health conditionsand disabilities are being dealt with • The child is reasonably protected against common accidents As illustrated in Figure 5.2 below, the majority of children from 1-9 years old enjoy good health with 74% (14/19) described as doing “normally well”. For the remaining children, 26% (5/19) were identified as “sometimes” or “often ill”. The percentage of children described as “thriving” was less with 63.2% (12/19) of the children described as thriving, 26 % (5/19) indicated that there were some concerns and 10.5% (2/19) were seen as failing to thrive. Figure 5.2 Percentages of children normally well/thriving (age 1-9) 80% 74% 70% 63% 60% - 50% - 40% 30% - 26% 21% 20 % - 10% - 11% N 5% 0% Normally Weii Som etim es ill Often ill Thriving Som e Concerns Failing to thrive All children in permanent care are required to have yearly medicals to monitor their overall health and to identify and respond to any medical concerns promptly. The 54 yearly medical also provides hearing and optical screenings and can identify the need for a further referral for a hearing or optical assessment. Children who are under 5 years of age and not in school are expected to have a yearly dental check up and children of school age are seen through the school dental programs. Children who have ongoing medical, dental, optical or hearing conditions would be monitored on a more frequent basis. Eighty-four percent (16/19) of the children reported to have had their annual medicals within the past 12 months. All of the respondents noted that the medical exam either had no recommendations or when recommendations had been made, all had been carried out to date. Some of the recommendations included maintenance of medication therapy, having a hearing assessment, taking vitamins, having a flu vaccine and referral for optical exams. A hearing assessment can be requested by the parent, foster parent, social worker or teacher in addition to the physician if there are concerns about a child’s hearing. Eighty-four percent (16/19) indicated no concerns about a child’s hearing while 15.8% (3/19) reported that they had concerns. For the question whether the child has had a hearing test, 15.8% (3/19) responded that the child had, and 84% (16/19) of possible responses were not completed. Seventy-four percent (14/19) of the children assessed had no vision concerns while 26% (5/19) had sight concerns. Seventy-four percent (14/19) of the children had vision tests, while for 26% (5/19) of the children, the caregiver/social worker either did not know when the last vision test was or did not respond to the question. Two of the nineteen children were being monitored for possible testing at a later date. Sixteen 55 percent of the children (3/19) need to wear glasses with 2 of the 3 wearing them sometimes (at school and for reading). Sixty-three percent (12/19) of the children do not need glasses; while for 21% (4/19) of the children the data was missing. Sixty-six percent (2/3) of the children aged 1-2 brushed their teeth regularly. For the children aged 3-9 years old, 69% (11/16) had been to the dentist with 50% of them (8/16) having gone within the past 6 months. Two of the children between 3 and 9 years of age (12.5%) had not been to a dentist; for 2 of the children (12.5%) neither the social worker nor foster parent knew if the child had been to the dentist and one answer was missing. Recommended treatments resulting from dental assessments included regular check-ups, fillings, teeth removal; teeth straightening and other. All of the children from 1-9 years old had immunizations that were up to date. The question “child is achieving developmental milestones” was asked in the health dimension for the 1-2 year old age group. For the three children aged 1-2 years, there were no concerns with one child who was achieving normal milestones; for one child there were some concerns and for the third child the caregiver/social worker had serious concerns about the child’s development. All three children are attending the Child Development Center. Developmental progress for the children aged 3-9 is covered in the education dimension. For 78.9% (15/19) of all of the children, there are no concerns with the child’s height or weight; for 16% (3/19), there are some concerns (but not specified), and for one child there was no response recorded. Consistent with the yearly medical, 70-80% of the children from age 5 to 9 years had been weighed and measured within the past year. 56 Ninety five percent (18/19) of the children from aged 1-9 years old were being taught speech as their primary method of communication. Six of the nineteen children (32%) were also being taught another form of communication (American Sign Language or other). Of the 19 children in the study, over half of the children, 58% (11/19) aged 1-9 years old are diagnosed with unspecified health conditions and health professionals are monitoring all of them. Twenty-one percent (4/19) have a physical condition. For the children aged 3-9 years old, the question was asked whether the child had been given information about their ongoing health condition. Twenty-five percent of the children (4/16) aged 3-9 had been talked to about their condition while half of the children (8/16) had not. The remaining 4/16 did not provide a response. Just over a quarter of the children 26% (5/19) were being seen by a specialist, while 53% (10/19) were not and 21% (4/19) did not respond. Fifty-eight percent (11/19) of the children had no illnesses or injuries in the past year while 42% (8/19) had experienced illness or injury. However, because the question was double-barreled (“illness or injury”), it is not possible to distinguish between illness and injury using the quantitative data alone. The qualitative data provided for this question lists specific illness. The illnesses listed are: heart surgery, respiratory distress, bronchial pneumonia, foot and mouth disease, flu, cold, ear infection, chest infection, asthma, minor cuts and bruises, strep throat, nose bleeds, tonsils and adenoids. Thirty-two percent (6/19) of the children have some dietary needs identified as sensitivities to milk and other foods, problems with swallowing which require special preparation of food, and calorie rich food supplements. All of the children from age 3-9 57 (16/16) have a healthy diet according to their foster parent and social worker. Ninety-five percent (18/19) of the children walk or play outside on a daily basis. One response was missing. Numerous questions were asked in this health dimension concerning household safety issues and practices of the foster parents. Use of child equipment was queried such as cribs, strollers, stair gates, car seats and smoke alarms. Seat belts and car seats were used 100% of the time. Responses to the summary question “are the children reasonably protected against common accidents” indicated that 100% were rated as having a safe environment. The responses to individual questions regarding household safety were ambiguous and therefore responses were mixed. Education The educational development needs of children from ages 1 through 9 years vary greatly and the objectives of this education dimension are varied for each of the age groupings. The general areas covered in the education dimension include: a child’s exploration of his environment; motor and social development; school readiness; types of school program; attendance; grade levels; assessments of child’s school performance; school changes; special needs; learning difficulties; literacy skills; special skills; and involvement in activities outside of school. The following questions are intended to assess the educational objectives: • The child is being encouraged to develop to his potential . Developmental delays or learning difficulties are recognized promptly and being addressed . The child has an education program that meets his needs 58 . The child has the opportunity to participate in activities both in and out of school The child has the opportunity to develop skills in areas he is interested in • Efforts are being made to see that the child is happy at school. All of the children (3/3) from ages 1-2 (100%) are fully encouraged to explore their environments. They are also given the opportunities to play with crayons, boxes and containers, toys, playthings, water (1-4 yr. old), sand, dough, construction toys and play make believe (ages 3-4). All of the children are played with and talked to by their foster parents. For the 3-4 year olds, as shown below in Figure 5.3, respondents were asked if a developmental delay had been noted. In answering this question, respondents could check four different responses to this question that included “yes”, “no”, “currently being assessed” or “don’t know”. In addition, a sidebar provided that a “child has a developmental delay if s/he finds it difficult to carry out tasks that most children of the same age can do easily”. Developmental delays are noted in all of the children in the 3-4 age group (6/6 or 100%). Four of the 6 children (67%) aged 3-4 also had speech that was difficult to understand outside of the immediate family. For all of the children, remedial action was being taken. 59 Figure 5.3 Developmental delays/remedial action (age 3-4) 120% 100% 100% - 83% 80% 60% 40% 17% 20 % 0% □ Developmental delay noted ■ remedial action 0% delay noted no delay 100% 0% prompt action some action 83% 17% In terms of school readiness skills, 5 of 6 children (83.3%) aged 3-4 could count; recognize letters or words; distinguish colors, sizes and shapes. All of them could follow simple instructions. Despite having these skills, none of the children aged 3-4 was deemed to be ready for school by their assessors (see Figure 5.4) and no explanations for this were requested in the AAR. 60 Figure 5.4 School readiness/skills (age 3-4) 120% 100 % - h a v e skills School re a d in e s s not re a d y for sch o o l 100% For the children in the 3-9 age group (N=16), seventy-five percent (12/16) of respondents felt the children were receiving an education appropriate to their needs; while 2 of the children (12.5%) are currently being assessed with no specifics provided on the nature of the assessment. For the 2 remaining children (12.5%), there were no responses given. The children were involved in a variety of learning situations including regular school; regular school with help; special classes, nursery school and playgroups. Sixty percent (6/10) of the children in the 5-9 age group were identified by their social worker and /or foster parent as having a learning difficulty. A learning difficulty is defined in a sidebar as a child who “finds it much harder to learn than most children of 61 the same age or if s/he has a disability which makes it difficult to use the normal educational facilities”. The number of school changes was noteworthy for several of the children from aged 5-9 (see Figure 5.5). Responses to the question of how many school changes the child has experienced since age 5 were: no school change for 30% (3/10) o f the children; 1 school change for 30% of the children; 3 school changes for 20% of the children and 5 school changes had occurred for 10% (1/10) of this age grouping. Figure 5.5 School changes for(age 5-9) 35% 30% 30% 30% 25% 20 % 20 % 15% - 10% - 10% 10% 5% - 0% M p e r c e n ta g e o f s c h o o l c h a n g e s none one three 30% 30% 20% missing Sixty percent (6/10) of the 5-9 years olds had perfect attendance at school; 20% (2/10) had 7-15 days of absence and 20% (2/10) were missing data. One of the children was missing a lot of school because of difficulties with transportation. Grade levels were 62 not recorded consistently so school performance data cannot be presented. Nine of the 10 foster parents for the children aged 5-9 years old felt the children were doing as well as they could in school. For 6 of the 10 children, the foster parent helped them with their homework; 2 of the children did not have homework and for 2 of the children the data was missing. For the question, “who discusses the child’s progress with the teacher?”, some responses indicated there was more than one person doing this for the child. Social workers discussed the child’s progress with the teacher for half of the children (5/10) and it was the foster parents for 7 of the 10 children. For one child, the birth parent also spoke to the teacher. The literacy skills of children were assessed and, for the children ages 1-4 years (N=9), all of the children were either read to, shown picture books or told stories daily or up to several times a week. For children aged 3-9 (N=16), half of them borrow books from the library weekly while 12.5% (2/16) borrow them monthly. Unfortunately 37.5%, (6/16) either borrowed less than once a month or the respondent did not know. Over 80% (13/16) of the children aged 3-9 years owned 10 or more books. The question “The child has the opportunity to participate in activities both in and out of school” was asked only of the 5-9 year olds and 9 out of 10 of the children have participated in activities out of school. There was quite a range of aetivities that the children participated in including golf, swimming, summer camps, therapeutic horse riding, skating, soccer, native language, cooking, biking, hiking, gymnastics and kareoke. For the children aged 5-9 years old, 8/10 of them can swim and ride a bicycle while 2/10 of them are learning to do both. Seven of the 10 children have other special skills; 1 does not and for 2 children the data was missing. 63 The questions in the summary section of the educational objectives were as follows: For the children aged 1-2, 67% (2/3) have physical skills that are progressing normally. Sixty-seven percent (6/9) of the children age 1-4 are usually inquisitive and eager to learn. Communication skills is an area of concern for this combined grouping (ages 1-4 years with N= 9) with 33% (3/9) showing serious concern and an additional 11% (1/9) showing some cause for concern. Forty-four percent (4/9) were showing good or satisfactory progress in their communication skills. In the area of concentration, the children aged 3-4 were split with half of the children able to concentrate (3/6) and half of the children (3/6) having poor concentration. Overall, the 10 children aged 5-9 appear to be doing well in meeting their educational objectives at this time (see Figure 5.6). Educational performance matches ability for 90% of the children; 80% are acquiring many and some special skills; 80% are participating in many and some activities in and out of school; and 90% are always or usually happy at school. 64 Figure 5.6 Summary of Educational objectives (age 5-9) missing usually always 1Is haoDV a( school. i q missing • none som e wide range participât! ig in act., 1 3 participât! ig in act., 1 3 | Is happy a : school, 50 Is happy a school, 40 participât! ig In act., 7 ) oartlclDatl ig in act., 1 3 l a c q . spe clal skills, 0 missing few ■ ■ ■ ■ ■ liM B acq. spe clal skills, 0 som e many lacq. special skills, 0 missing yes acq. spe clal skills. I perf. m ate les ability, |lO ehes ability, 90 20 30 40 50 60 70 80 Percentage Identity As with the health and education dimensions, children in care are vulnerable to difficulties with the formation of their identity due to the factors that being raised in care present. Separation from their birth and extended families often leads to loss of contact, which also can mean the loss of important family history and heritage (Kufeldt et al., 2000). Areas explored in this dimension include: Personal identity and self-view Understanding of current life situation Relationship to family, foster family and others Life books Social interactions Religion Ethnic identity 90 100 65 • Role models Development of ones identity is a life long process that begins at birth (Kufeldt et ah, 2000; Tizard, 1996). In the area of personal identity, all of the children aged 1-2 (3/3) can recognize their own names and 56% (5/9) of the children aged 1-4 know their gender. Sixty-seven percent (4/6) of the 3-4 year old can give their full names, while 33% (2/6) cannot. Half (5/10) of the 5-9 year olds can give their full name, address and birthday, while the other half cannot. Eighty percent (8/10) of the children 5-9 years old were assessed by the participants as being able to state three things that they are good at. Overall Figure 5.7 shows that 53 % (10/19) of the children had a positive view of self and 26 % (5/19) were somewhat positive. Figure 5.7 The child has a positive view of herself and her abilities (age 1-9) 60% 50% 40% 30% 20% 10% 0% ■ B a g e s 1-9 years Positive Positive in som e situations Don't know Missing data 53% 26% 5% 16% 66 The experience of feeling loved and perceived as worthwhile plays an important part in one’s beginning identity formation in childhood (Triseliotis as cited in Kufeldt et al., 2000, p.39). Responses to AAR questions indicate that foster parents are praising the children often (95%, 18/19), with the remaining 5% (1/19) data missing. The foster parents are interested in the child’s activities (9/10; 1 missing) and are promptly responding to the child’s needs (100%). Children who understand their history and can separate themselves from their parents’ lack of responsibility in caring for them, are more likely to show better outcomes than those who can not (Silva-Wayne, 1995). Of the children aged 3-9,46% (7/16), have been told why they are living with foster parents; 38% (6/16) have not been told why; 13% (2/16) are not sure if the child has been told why and, for 6% of the children (1/16), the data was missing. In responding to the summary question of whether the child has an understanding of their current situation, the following data was obtained: Figure 5.8 The child has an understanding of his current situation (age 3-9) 40% -, 35% - 30% - 25 % - 20 % - 15% - 10% - 5% - 0% p a g e s 3-9 y ears - Clear under. so m e under. 13% 38% m issing d a ta 38% 13% 67 The importance of Lifebooks (memory books that record people and events in a child’s life) for children in care has become more and more significant as we better understand the impacts of growing up in care (Child Welfare League of America, 1993; Fahlberg, 1991). Change of placements, different caregivers, and school changes all contribute to the loss of important information and experiences for a child in care. Lifebooks help children understand their past and can provide a visual memory of experiences and people that otherwise may be forgotten. Ninety percent of all of the children in this study (17/19) have Lifebooks, albums or mementos being saved for them while 10% do not. For children aged 3-9 years old, 6% (1/16) could name all or most of their birth family. Almost 70% (11/16) of the children could name a few members and 25% (4/16) of the children could not name any members of their birth family. In the summary section for identity, respondents are asked if the child has knowledge of his family of origin. As shown in Figure 5.9, 31 % of the children (5/16) knew their family; 31% (5/16) knew something about their family; 25% (4/16) knew nothing about their family and for 12.5% (2/16) there were no responses recorded. For all of the children aged 1-9 years old, 74% (14/19) of their foster parents are open about the child’s relationship with the birth family; 10% (2/19) are not open; 10% (2/19) make ‘some concealment” and, for 5% (1/19), the data for this question was missing. The same question is asked of the birth family from the perspectives of the social worker/foster parent. In responding to the question, “are the birth parents open about their relationship” with the child, 10% (2/19) of the birth parents were deemed to be open about the relationship; 37% (7/19) were not open; 5% were thought to make some concealment; 68 16% responded that they didn’t know; and for 32% the data for this question was missing. Figure 5.9 The child has knowledge of her family of origin (age 1-9) 50% 40% 30% 20% 10% 0% I a g e s 3-9 years old knows family knows som e family 31% 31% M knows notfiing missing data of family 25% 13% Almost 80% (15/19) of the foster families for all of the children aged 1-9 speak the same language as the child. When asked whether the language spoken was the same as the birth family, 58% (11/19) of the responses were missing; 5% (1/19) didn’t know; for 10% (2/19) the response was not at all; and 26% (5/19) spoke the same language as the birth family fluently. In terms of religion of the foster family and birth family, the question was asked only of the 5-9 year old age grouping. Ten percent of the foster families (1/10) share the same religion as the birth family; 20% do not; 60% didn’t know and 10% (or 1/10) of the data was missing. Seventy-four percent of the foster families (14/19) have made some or serious efforts to ensure toys and books reflect the racial and ethnic background of the child. Twenty-one percent (4/19) had made little or no effort. The remaining 5% were missing data. Thirty-one percent (6/19) of the children live with foster parents of the same or similar racial/ethnic background as the child; 53% (10/19) 69 do not and, for 16% (3/19) of the children, the data was missing. All of the children except one (where the data was missing) have contacts with other children of the same ethnic background. In answering a summary question of whether the child can relate to his/her racial ethnic background for the age group 3 to 9, participants provided the following responses as displayed in Figure 5.10. Although 25% (4/16) of possible responses were from missing data, it is noteworthy that more than half of the remaining children (57%, 9/16), were assessed as having little or no ability to relate to his/her racial/ethnic background. Figure 5.10 The child can relate to her racial/ethnic background (age 3-9) 50% 40% 30% 20% 10% 0% I ag e s 3-9 years _I fully som e ability to relate little ability to relate not at all 6% 6% 19% 38% don't know missing data 25% Family and social relationships Questions in this section cover the child’s contacts and relationships with the foster family, birth family and with their peers. Continuity of relationships and issues of separation are included here. The objectives of this dimension are that: • The child has had continuity of care • The child is definitely attached to one foster parent 70 • The child’s contact with their birth family strengthens his relationship with them • The child has a stable relationship with at least one adult over a number of years • The child is liked by adults and other young people Foster parents/social workers were asked to state the number of people who have acted as the child’s main caregiver since infancy. Although infancy is not quantified, the responses are highlighted in Table 5.1. Table 5-1 Number of caregivers since infancy # o f care givers 1 2 3 4 5 7 12 unsure missing data # o f responses (N=19) 1 2 1 3 2 1 1 4 4 % 53 10.5 5.3 15.8 10.5 5.3 5.3 21.1 21.1 Continuity of care is difficult to determine from the data, as 21% (4/19) of the responses were unsure of how many caregivers a child has had and another 21% (4/19) of the data were missing. It is concerning to see that 37% (7/19 responses) of children aged 1-9 years old had 4 or more caregivers since infancy. The responses to the summary question for this objective (see Figure 5.11) were: 58% of the children did have continuity of care (11/19); while 5 % (1/19) were showing some disruptions and 21% (4/19) had serious disruptions of care. For 16% of the children, the response was don’t know (1/19) or the data was missing (2/19). 71 Figure 5.11 The child has continuity of care (age 1-9) 70% 60% 50% 40% 30% 20% 10% Continuity Som e disruptions C ase seriously disrupted Don't know M issing d a ta 58% 5% 21% 5% 11% 1B a g e s 1-9 Respondents were asked to rate how frequently the child is in touch with various birth family members and previous foster parents. As shown in Figure 5.12, most of the responses were in the rarely and never categories. Figure 5-12 Child has continuing contacts with family (age 1-9) birthmom □ rarely never