DO FENCES MAKE GOOD NEIGHBOURS? THE INFLUENCE OF TERRITORIALITY IN STATE-SAMI RELATIONS by Scott M. Forrest B.A. , Simon Fraser University, 1996 THESIS SUBMITTED IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF ARTS in INTERNATIONAL STUDIES © Scott M. Forrest, 1998 THE UNIVERSITY OF NORTHERN BRITISH COLUMBIA November 1998 All rights reserved. This work may not be reproduced in whole or in part, by photocopy of other means, without the permission of the author LiBRARY .. 11 Abstract The Sami of northern Europe are divided among four states and have lost most rights to land and resources in resources in their traditional area. This analysis seeks to determine whether territoriality has been a significant source of conflict between the Sami and the Nordic states. In contrast to the fixed and exclusive territoriality of the state, Sami concepts of territory have tended to be flexible and diffuse. The contradiction between these two types of territoriality has manifested itself in the following ways, which will be analyzed historically: 1. Nordic states viewed the Sami as nomadic, thus having no ownership of their land. 2. Traditional Sami activities, notably reindeer herding, were viewed as illegitimate or backwards, resulting in the privileging of modern forms of land use such as agriculture. 3. Where states did feel an impulse to protect the Sami way of life, they viewed nomadic pastoralism as economically non-viable, prompting systems of administration which increased state regulation of herding. These conflicts lie at the root of the issues which the Sami are struggling with today: rights to land and resources, self-government, and self-management in herding. Just resolution of those issues requires understanding and acknowledgement of the influence of territoriality in shaping the current situation. This analysis attempts to break away from state-centric perspectives in international relations to · provide greater understanding and legitimacy to nations that have been unwillingly incorporated into states through colonization. 111 Table of Contents ABSTRACT ................................................................................................................................................. 11 LIST OF FIGURES ...................................................................................................................................... V INTRODUCTION ....................................................................................................................................... 1 SIGNIFICANCE TO THE DISCIPUNE .. ............ ..... ....... ........ ... .... ................... ..... .................... ............... ... ............. 3 METHODOLOGY ...... ...... .... .. ...... .. .... ... .. .... .......... .............. .. ....... ... ... ........... .............. ............... ..... ...... ....... ..... .. 6 O UTLINE OF CHAPTERS ...... ....... .... ... .... ........... .. ....... ..... .. ....... ..... ..... .. ................ .. ..... ... ........ .... .... ..... ... .. ... .. ... .. 8 CHAPTER 1: THEORETICAL BACKGROUND ..................................................................................... 12 TERRITORIALITY AND INTERNATIONAL RELATIONS THEORY ....... ...................... ...... ......... ... .. ... ..... ... ........ .. . 13 INSIDE/ OUTSIDE THE DISCIPLINE ..... .................... ........... ........ .. ....... ...... .......... ........ ....... .... ........ ....... .. ...... .... 15 MODERN VERSUS ABORIGINAL TERRITORIALITY .................... .............. .. ...... ................ .. ........... .... ........... ... .. 16 TERRITORIALITY IN THEORY AND PRACTICE .... .. ........ ........ ... ..... ... .. ............ ........... .... .............. .. ... .... .... ... .. ... 19 FOURTH WORLD THEORY ..... ....... ... ...... ............. ... ............. .. .......... ...... .. ... ... .... .......... ... .... ........ ........ .... .. .... .. 20 CONCLUSION ...... ......... ... .. ....... .... .. ......... ..... ...... ...... .. ......... ... ..... ....... .... .... ... ... ...... ...... ............ ..... .. ... .. ...... .. ... 22 CHAPTER 2: TRADITIONAL SAMI TERRITORIALITY ....................................................................... 24 PERCEPTIONS OF SAMI TERRITORIALITY ...... ..... ........... ............... ............... .................. ........ ........ .. ..... ...... .... . 25 BASIC CHARACTERISTICS OF THE SliD A ...... ............................. ........... ..... ....... .. ... ... ... ...... ...... ..... ..... ... ... .. ....... 26 FLEXIBILITY OF THE SIIDA SYSTEM ............. ... ........... ... .. ...... .. ........ .. .. ..... .......... ... .. ..... ... .......... ... ...... ..... ...... .. .. 29 NOMADISM AND PASTORALISM .. .. .... .... ......... .. .......... ...... .... ....... ......... ........ ........... .. ............. .. ....... ... ......... .... 30 HERDING ............. ... .... ................... .... .. ........... .. ............. ......... ............. ............ ........ ................. ....... ..... .. .. ...... 31 ECOLOGICAL DIVISIONS .... ..... .... ....... ... ............ .... ........... .. ... ... ..... ..... .......... .. .... ........... ...... .............. .. .. ..... ..... 34 CONCLUSION ................. ...................... .. ........... .. ............ ... ..................... ...... ... ....... ......... ...... ........... .... .... .. ... . 37 CHAPTER 3: THE DEVELOPMENT OF STATES IN THE SAMI AREA .............................................. 39 STATE-BUILDING ... .... .. ..... ... .... ... ......... ... .. .. ........................ .......... .. ... ... ........ .... ............ .... ... ....... .. ...... ..... .... .. .. 40 lV SAMI 'NATIONHOOD ' ................ ..... ... .. .............. ........................................................... ...... .......... ..... .............. 42 EARLY FORMS OF STATE INFLUENCE (PRE-1550) .. ........... .......... ....... ........... ........... ...... ............ ........ .... .... .. .. .. 45 THE BEGINNINGS OF TERRITORIAL CONTROL (1550-1620) ...... ... ............................................. ..... .. ...... ..... .... 47 CONSOLIDATING CONTROL THROUGH SETTLEMENT (1620-1751) ..... ..................................... ...................... . 49 FINAUZING THE BORDERS (1751-1826) ... ......... ......... ...... ............ ........ ....................... .............. ....... ................ 52 CONCLUSION ..................... ............ ... ..... ......... .... .. .. ........................................ ..... ............... .... .... ........ ..... ....... 54 CHAPTER 4: EXPANSION OF STATE SOVEREIGNTY ....................................................................... 56 NATIONALISM ................ ................ .......... ...... .. .. ... ............................. ........ .. ...................... .............. .. .. ... ........ 57 SOCIAL DARWINISM ... ... ............................ ............ .. ............ ...... ........ ................ ..... .. ...... ...... ..... .................. ... . 59 INDUSTRIALIZATION ................................................... ................................................................................ ... . 61 NORDIC SAMI POUCIES IN THE NINETEENTH CENTURY .. .. .......... .... ........ .. .................... ............................. .. 62 NORWAY ...... ............... .......................... .......... .............. ........... ................... .. ... .. ..... ......... .......... .... ..... .. .. .. ..... 64 SWEDEN ....... ......................... ............... ......... .... .......................... ............. ......................... ......................... ... .. 66 FINLAND .. .... .. ............. .......... .. .................................. ........ .... ............. -... .... ... ................ ... .. ............................. 69 CONCLUSION ................. ................................................................... ...... .... ........ .... .... ............ ................... .. ... 71 CHAPTER 5 RATIONALIZATION AND MODERNIZATION OF HERDING ................................... 73 RA TIONAUZATION ....................... .............. ..... ............ ..... ........ ... ............. ........................... ...... .... .. ...... .. ... .... 75 MITIGATION OF HERDER-SETTLER CONFUCT .................................. ....... .. .................................................... 80 PROTECTION OF HERDING AND SAM! CULTURE ... ......... ..... .... ........ .. ...................................................... ... ... . 81 PREVENTION OF OVERGRAZING ... .................................... ...... .... ............. .................... ........... ..... ...... ............ 85 CONCLUSION ................ ...... .... ... ..... ... ............ ............... ... ........ ...... ........ ............. ................ ... .............. .... .... .. . 89 CONCLUSION ................................................................................................... .'...................................... 91 BIBLIOGRAPHY ....................................................................................................................................... 96 v List of Figures Figure 1: Sami and State Levels of Analysis ...... ........................................ ........ ..... .......... .......... .. .... .... ... 7 Figure 2: Example of Siida Migrations .................................. ............................................. ................. .. 27 Figure 3: Sami Dialect Boundaries ................................................... ..................................................... 44 Figure 4: Taxation Boundaries ................ ................................................ ....... ........................ .... ........... 45 Figure 5: Borders Across Sapmi ............................................................................................................ 53 1 "Power may be at its most alarming, and quite often at its most horrifying, when applied as a sanction offorce. But it is typically at its most intense and durable when running silently through the repetition of institutionalized practices." -Anthony Giddens, The Nation State and Violence Introduction Territoriality is a defining feature of the international system, yet its nature and importance are rarely analyzed within the field of international relations'. Many political communities, aboriginal peoples in particular, have very different conceptions of territoriality than those of modern states. The failure to acknowledge territorialities other than the fixed and exclusive form of states effectively excludes divergent territorial communities from consideration by international relations, and by extension denies their legitimacy as actors in the international system. The promotion of a single view of territoriality has reinforced and legitimated the systematic erosion of aboriginal societies through the development of modern states. This paper examines one such case. The relationship between the Sami and the states of Norway, Sweden, and Finland (including their historical antecedents) has been defined largely by the states' bias towards a modern conception of territory. 2 This paper uses a definition of territoriality from Robert David Sack: " ... the attempt by an individual or group to affect, influence, or control people, phenomena, and relationships, by delimiting and asserting control over a geographic area" (quoted in Casimir, p. 19). 2 Russia will only be included in the analysis of the early political development of the region. The Sami of the Kola Peninsula experienced a rather more comprehensive destruction of their traditional institutions under Soviet rule, which together with a paucity of source material prevents a meaningful comparison with the other three jurisdictions. 1 2 The Sami, the indigenous people of northernmost Europe, have been denied autonomy and land rights through the processes of colonization and modern state building. The states that assumed control over the Sami and their land came to reflect a view of territory characterized by fixed, exclusive, geographically bounded space. Exact borders are defined which show where one territory ends and another begins (R.uggie, pp.148-152). As the Sami are predominantly a pastoral nomadic people, these absolute notions of territory are not suitable for a way of life characterized by collective organization, seasonal migration, and flexible and adaptive land use. The practice of reindeer herding has played a strong role in defining Sami territoriality, but has also led to many misunderstandings. It must be understood that herding developed simultaneously with the expansion of modern states over the past five hundred years (Paine 1994, p.11). In this sense, Sami and state territoriality were each undergoing internal change at the same time as they were influencing one another. Not all Sami adopted herding, some instead remained primarily fishers and hunters. Today only a small minority of Sami actively practice reindeer herding. Notwithstanding these qualifications, herding has an important territorial and symbolic value which makes it highly relevant to this analysis. Reindeer herding has been the primary way in which the states have recognized a distinct Sami identity, and the administration of herding through the control of territory has been the most common instrument of state power over the Sami (Sillanpaa 1994, p.63). A historical analysis of the expansion and intensification of state power over the Sami will show that the territorial biases of the states have undermined the political, economic, and cultural basis of Sami society. This conceptual conflict has manifested itself in three ways: 1. The division and incorporation of the Sami and their land into the kingdoms of northern Europe was justified on the basis that the Sami had no conception of ownership, and thus the territory was free for the taking. 3 2. Sami economic activities, primarily reindeer herding, were viewed as illegitimate or backwards. The states promoted the interests of modern or developed forms of land use (i.e., those based on fixed and exclusive territoriality, such as agriculture), at the expense of traditional Sami activities. 3. Having undermined the territorial system within which Sami reindeer management operated, the states used the theory of 'the tragedy of the commons' to justify greater state control over herding. This theory promoted the idea that non-exclusive land use was inherently flawed, and ignored the Sami's own resource management systems. This examination will demonstrate the real world effects of theoretical concepts when they are harnessed to the coercive power of the state. At one level, this paper hopes to add a new perspective to the issues that now face the Sami in their quest for greater autonomy and rights to land and resources. In a broader sense, this paper is a contribution to a body of critical theory in international relations which examines the development of the international system. Significance to the Discipline The main contribution this work aims to make to the study of international relations and majorityminority relations is to highlight the importance of territoriality within these relationships. The trend of political realism which has dominated international relations since the second world war has treated its units of analysis (states) as functionally similar. Comparative studies would often take government type or market system as the variable, but it was always assumed that all states occupied a fixed piece of land, drew borders around that land, and exercised sovereign control within it. Yet, as this study shows, there are other concepts of territory, and units other than states which can make claims to legitimacy at the so-called international level. As religions and ideologies have forged clefts between communities, differing views of territoriality can also create misunderstanding, mistrust, and messianic impulses to impose one's own beliefs on the other. Territoriality is certainly not the only factor which 4 has f~d conflict in world history, nor even the most important, but it is one that has been neglected in the scholarship to date. While territoriality is particularly salient with regard to understanding the power relationships between dominant national groups and indigenous minorities, studies of territoriality could also be expanded to other international relationships as well. This paper also questions the ethical principles (or lack thereof) upon which much of the study and practice of international politics is founded. Borders provide political elites and scholars with an organizational tool to impose order on an essentially chaotic world. While they provide order, they do so at the expense of a loftier goal: justice. Political realism divorces itself from questions of morality, and instead substitutes power to determine the rules which provide order to the system. Since it is the states which have determined the structure of the system, it is hardly surprising that they make efforts to preserve their monopoly on power in the international system by denying legitimacy to those actors which threaten not only individual states, but the very basis of the system. For example, those actors which reject the state's claim to a monopoly on the legitimate use of force are termed terrorists, or rebels. Despite the dominance of power politics, certain notable theorists have campaigned to hold both the discipline of international relations, and the practical application of statecraft to a higher standard than simply preserving peace (the absence of conflict) or order (maintaining the integrity of the system). From Immanuel Kant to Hedley Bull these authors have asked whether states should seek justice in their relations both with each other, and with the other members of the global society, internally and externally (Wheeler & Dunne, 1996, pp. 97-100). This analysis seeks that standard. It is perhaps naive to believe that some degree of moral propriety could be introduced to a system ruled largely by the unflinching pursuit of power. Yet, increasing recognition of human rights, and the willingness of states to bend the sacred principle of sovereignty by becoming involved in human rights issues abroad leaves some hope. For the sake of achieving just solutions to aboriginal rights issues on the agendas of so 5 many nations today, international relations (in theory and practice) must account for the injustices inflicted through the processes of colonialism and state-building. As the study of international relations has traditionally been limited to the study of states, there is very little literature from political science or international relations perspectives on Sami territoriality, or aboriginal territoriality generally. Lennard Sillanpaa's Political and Administrative Responses to Sdmi Self-Determination (1994), Franke Wilmer's The Indigenous Voice In World Politics (1993), Bernard Nietschman's "The Fourth World: Nations Versus States" (1994), Johan Eriksson's Partition and Redemption (1997a), and Greg Poelzer's "Land and Resource Tenure: First Nations and Traditional Territories and Self-Governance" have laid some of the basis for including aboriginal perspectives in these fields. International relations theorists Kratochwil (1986), Ruggie (1993), and Ferguson & Mansbach (1996) have also made strong contributions by considering the political units, or polities, which preceded states on the international stage. State and state-building theorists such as Poggi (1990), Badie & Birnbaum (1983), and Giddens (1987) have brought insight into the motives and processes which created modern states. To broaden the understanding of territoriality in this literature, works such as Casimir & Rao's Mobility and Territoriality: Social and Spatial Boundaries among Foragers, Fishers, Pastoralists and Peripatetics have been used. The issue of Sami land tenure has been well examined from a legal perspective by authors such as Korpijaakko-Labba (1993) and Svensson (1991, 1997), but they largely accept the legal framework of the states. The largest wealth of knowledge on the history of the Sami relations with states exists in the fields of cultural anthropology and sociology. The works of Aikio (1994), Ingold (1978), Paine (1994) and particularly numerous works by Hugh Beach have been invaluable in fleshing out the details of Sami society. The composition of existing literature has resulted in the inclusion here of a broad range of source material not often found in traditional international relations analyses. Breaking down the hard boundaries of disciplinarity will hopefully contribute to a more complete and sophisticated understanding of aboriginal-state relations. 6 Methodology To accomplish this analysis a comparative case-study methodology will be used. Typical comparative analyses in the social sciences seek to compare units of the same functional type. In political science and international relations, the state is the most common unit of analysis. The very point of this study, however, is to uncover certain differences between the state and the Sami. But who are the Sami, and on what level can they be compared to the state? A category of analysis must be found in which the territorialities of the Sami and the state can be explored. As this study will show, the organization of Sami society does not fit well into the classifications of social or political units used by the social sciences. While there is no precise unit within Sami society that has the same functional role as the state, the concept of a political community or polity can be applied to both the siida and Sapmi. The main unit of Sami social organization is the siida, a type of local band unit. While the majority of what can be termed political functions were performed at the siida level, a shared identity across the entire Sami settlement area (called Sapmi) and the inter-relationship between different siidas can be seen as constituting a broader political community. 3 Some latitude must be given to the categorization of these Sami political units, both because of the limitations of using modern concepts of political organization and because of the disruptions to Sami political development resulting from colonization. The state itself, should not be considered a static concept either. This study takes a historical approach: there is considerable change in both the political units of the Sami and the Nordic societies. With this qualification in mind, the analysis will use the political units (polities) of both the Sami (siidaiSapmi) and the state (from kingdom to modern state) to uncover differences in how each group conceives of and organizes territory, and how those differences affected the relationship between the two. 3 See Sami Nationhood, in Chapter 3 for a more detailed discussion of the political organization of the Sami. 7 If territoriality is understood as a significant social phenomenon, as it is argued in this paper, then it should be reflected at different levels within each macrosocial group. The Figure 1 shows a number of possible levels at which territoriality may operate. Although the territoriality of each group will primarily be explored at the level of the polity, the analysis will at times draw on other perspectives to provide a greater understanding at the conceptual level. Level of Analysis Sami State Conceptual Sami Territoriality( ies) Modern Territoriality System Siida Network Intl. System of States Polity Siida/Sapmi State Herding Area Local Figure 1: Sami and State Levels of Analysis Farm/City By taking a case study approach, it is not necessary that the chosen units be precisely defined or that they are exactly like units. The primary reason that this methodology was chosen is because the richness of the actors, concepts, motives, and relationships can be explored without reducing them to overly simplistic classifications or explanations. Charles C. Ragin describes the advantage of comparative case study: Most comparativists, especially those who are qualitatively oriented, are interested in specific historical sequences or outcomes and their causes across a set of similar cases. Historical outcomes often require complex, combinatorial explanations, and such explanations are very difficult to prove in a manner consistent with the norms of mainstream quantitative social science (Ragin, p .13). The concept of territoriality and how it is reflected in both groups is complex and not easily assessed. The case study method allows an understanding of each group's territoriality to emerge from descriptions of its social organization, economic activities, political actions, and a variety of other sources. The differences between the territoriality of the two groups is best seen in their interrelationship as these concepts come into conflict. It is this conceptual conflict which is the issue examined by this paper. 8 The historical and geographical scope of this examination will be rather broad. It extends over time from the earliest records of contact between the Sami and the medieval Nordic kingdoms to recent decades, and spatially covers the Sami settlement area, the current states of Finland, Norway, and Sweden, and their historical antecedents. The main exclusion from this analysis is the state of Russia and the Sami of the Kola Peninsula. While it may seem to be an artificial exclusion, there is unfortunately insufficient information available on the case of the Sami in Russia to make a meaningful comparative analysis. The problem for investigation in this paper is whether territoriality has been a significant source of conflict between the Sami and the Nordic states. Ragin states that "comparativists are interested in identifying the similarities and differences among macrosocial units. This knowledge provides the key to understanding, explaining, and interpreting diverse historical outcomes among macrosocial units" (p.6). Towards that end, two fundamental questions must be answered: can Sami and state territoriality be sufficiently differentiated, and is territoriality a convincing explanation of the relations between the two groups? Together, these two questions can be used to test the hypothesis that incompatible concepts of territoriality have played a key role in relations between the Sami and the Nordic states, with negative consequences for the Sami. Outline of Chapters A common criticism of political realism is that it is ahistorical, that is, it treats the international system as if it had always existed in its present form (Ferguson & Mansbach, p.261). For that reason, this analysis aims to account for the development of the state system and its consequences for groups excluded from the system, through a historical perspective. The relations between the states and the Sami fall into the three broad themes outlined above, which follow a rough chronological sequence. While the time markers of history have been adopted as an organizational device, the substance has determined the structure rather than vice versa. 9 The first chapter provides a introduction to the current state of international theory on territoriality and on the origins of the international system. To that body of theory is added the Fourth World perspective, which chooses nations, not states, as the main unit of analysis. These perspectives provide a basis to understand the inherent conflict between the concepts of territoriality manifest in the state system, and aboriginal notions of territory. The study aims to establish the modern nature of state territoriality and the shortcomings of traditional international relations perspectives which assume the universality of the state and its territorial basis.4 In addition to laying the theoretical foundations for a Fourth World critique of the international system of states, the chapter defines key concepts of modern versus aboriginal territoriality, nation, and state. To understand precisely how aboriginal concepts of territory differ from that of modern states, Chapter 2 examines traditional Sami territoriality. Using primarily anthropological sources, the chapter seeks to discover the basis of Sami concepts and expressions of territoriality. In the Sami case, territory is directly linked to both resource use and social organization. Therefore, the chapter studies the relationship between the development of reindeer herding and Sami territoriality. This introduction to the nature of herding provides an important basis to understand the impacts of later state interference in that activity. What is apparent from this survey, is that there is not one traditional form of Sami territoriality, but many. Chapter 3 explores the first of the three periods of relations between the Sami and the states of northern Europe. The roots of conflict between the two can be found even before the development of modern states. This chapter examines the genesis of the modern state in the kingdoms of Denmark- The use of modern in this paper is largely used to describe the spirit and philosophy of the period from the scientific enlightenment to the industrial age in Western culture, though not necessarily the actual time period this covers. Modernity captures the values of scientific progress, rational knowledge, capitalism, and industrialization, with an underlying presumption that that which is new is inherently superior to that which came before. 4 10 Norway, Sweden-Finland, and Russia. As these three empires developed the territorial control and institutional authority of modern states the Sami and their land were divided between them. Through the instruments of taxation regimes, border treaties, and settlement programs, the emerging states extended their sovereignty over the Sami. The Sami's political autonomy and land ownership rights were not recognized by these empires who claimed to be taking possession of ownerless lands. In later periods, the modern states that took control over the Sami and their lands then increased that authority. The fourth chapter examines the various ways in which the states exerted power over the Sami. The states of nineteenth century were greatly influenced by the forces of nationalism, industrialization and social Darwinism. Together they promoted decidedly modem notions on the value of progress that relegate the Sami and their way of life to an inferior level. The states thus justified their promotion of activities which served the institutions of the state and the majority population. The primary way that this was achieved was through the regulation of reindeer herding. This chapter analyzes the various methods which the states employed to promote activities based on fixed and exclusive land use over the flexible, adaptive, and overlapping territoriality of pastoral herding. Finally, Chapter 5 explores the most recent phases of state-Sami relations into the twentieth century. Shifting state interests and increasing pressure to recognize aboriginal rights resulted in better intentioned, yet equally misguided policies toward the Sami. In their quest to save herding and Sami culture the governments attempted to rationalize herding along scientific principles, without any real understanding or appreciation of the traditional Sami herding system. At the root of this impulse was the theory of the tragedy of the commons, which predicted overgrazing as an inevitable result of common land use systems like Sami nomadic pastoralism. Without appreciating the management functions of the Sami territorial system, the states further hindered herding through increased 11 administration and territorial control. The chapter will analyze the shortcomings of these approaches, and the impact they have had on not only reindeer herding, but the overall survival of Sami society. 12 Chapter 1: Theoretical Background The modern system of states is based on a specific conception of territoriality, which undergirds the system's fundamental principle: sovereignty. Sovereignty is strongly related to the territory of the state as Poggi describes: "The basic implication of the sovereignty (or autonomy) of the state, is that the state has exclusive control over a portion of the earth- its territory, over which it routinely exercises jurisdiction and law enforcement, and whose integrity it is committed to protecting against encroachment from any other political power" (p.22). Because it entails a state monopoly on power within its borders, sovereignty requires exact boundaries which divide states in order to be a useful concept. The dominant theories of international relations, especially neorealism, have focussed almost exclusively on this system of states as if it had always existed, always would exist, and was based on a single view of territoriality. This view has been criticized by theories of structuration and poststructuralism, among others. 5 While these critiques have been extremely useful in deconstructing the myth of the universality of the state, an important aspect of the system's development continues to be ignored. To date, the means by which a modern conception of territoriality was transferred from (predominantly) European empires to the rest of the world through colonialism has not been fully addressed. This issue is especially significant to aboriginal peoples whose conceptions of territoriality are fundamentally different from that of modern states. Notions of territoriality were conveniently used to deny rights and justify the conquest of these peoples at the time. Conceptions of international relations which do not recognize forms of territoriality other than that of modern states legitimate and perpetuate regimes of oppression which deny territorial rights to subordinate peoples. Using a 5 Definition of these theories from Hendrik Spruyt: "Structuration theory criticizes neorealism for not accounting for the formation of structure ... " and "Post-structural theory views neorealism's particular depiction 13 perspective which takes these subjugated nations or political communities rather than states as its focus, this analysis will examine the limitations of how international relations theorists have addressed conceptions of territoriality in the development of the state system. Territoriality and International Relations Theory Traditional views of the international system within international relations theory are typified by Kenneth Waltz and Robert Keohane. Both Waltzian neorealism and Keohanian liberal institutionalism share similar assumptions about the international system, based on "an anarchic Westphalian world of territorially bounded sovereign states" (Ferguson and Mansbach, p.261). The most striking aspect about the subject of territoriality in mainstream international relations theory is that the subject is virtually ignored. It is simply taken as a given that states exercise sovereignty over fixed, delineated territories, which are distinct from one another. A common criticism of such theories is that they treat the state as a universal. This assumption of the universality of the state is seen clearly as Keohane summarizes Kenneth Waltz's analysis of international systems: International relations is an anarchic rather than hierarchic realm, populated by units (states) performing similar functions. Thus any international systems that we analyze are 'ordered' by the principle of anarchy. And in such systems we need not be concerned with the functions performed by the units, since they are functionally alike. Thus the dimension of differentiation of units 'drops out ' (Keohane, p .14) . Structuration theory and post-structuralism have mounted a sustained challenge to this ahistorical and uniform view of the international system. Writers such as Friedrich Kratochwil (1986) , John Gerrard Ruggie (1993), Hendrik Spruyt (1994), and Yale Ferguson and Richard Mansbach (1996) have sought to analyze forms of political and territorial organization which preceded the modern state system. Their analyses have questioned the realist view that the state is the only unit that should be considered of international relations as a manifestation of a dominant conceptual framework. " Hendrik Spruyt, The Sovereign State and Its Competitors (Princeton: Princeton University Press, 1994), p . 13. 14 by international relations. For the most part even these studies have missed an important aspect of the politics of territoriality. That is, they fail to examine the means and motives behind the expansion of modern territoriality to other cultures through colonialism. The continued existence of a bias against forms of territoriality other than that of the state within international relations theory manifests itself in two key ways. First, most depictions of the history of the international system take an 'evolutionary' approach which explains the emergence of states, and the disappearance of other forms of political organization based on their ability to compete. As Bateson remarks such views display, " ... a Darwinian vision that emphasizes that certain forms of human organization have become dominant while others- although conceivably viable in a less selective environment- have been progressively eliminated. These comments conceal chauvinist value systems, notions of 'more highly evolved' and therefor better" (Bateson, p.151). This approach parallels similar social Darwinist theories which were used to legitimate notions of racial superiority, and also fails to appreciate the value of cultural and human diversity. Second, the process of the expansion of the state system outside Europe is virtually ignored. Examples of Eurocentrism abound in the works of Ferguson and Mansbach (1989), Ruggie (1993) and Spruyt (1994), which seem to indicate that the only worthy competitors to the state were European, such as the Athenian polis, Holy Roman Empire, or Italian city-states (Spruyt, p.6). This conveniently allows the authors to ignore how the system was 'forced' on the rest of the world, rather than being part of some natural evolution. Failing to consider the world outside Europe means that aboriginal peoples are denied consideration as units worthy of analysis. 15 Inside/Outside the Discipline R.B.J. Walker (1993) teaches that even the way the discipline of international relations is structured has been defined by notions of territory. Inside the boundaries of states exists the ordered world of the political, and outside those boundaries is the anarchical world of international relations (Walker 1995, pp.306-307). Borders do not just divide states, but they also divide the discipline. Where then do the aboriginal nations of the world fit into this division? These peoples are not accorded legitimacy as members of the international order. As Nietschmann notes, "Traditional studies interpret the world as enclosed by a fixed, legal network of some 191 states that relegate people to the nationless status of ethnic groups and minorities" (1994, p.226) . The only way in which these groups are considered by international relations theory is in their relation to states. Conceptions of territoriality play a significant role in determining which groups are granted consideration as units worthy of study by international relations theorists. Groups that have territorial expressions which conform, more or less, to ~d ideas of spatial organization (fixed and exclusive) are granted 'some legitimacy. Thus, groups like the Basques or Tamils are accorded some potential for acceptance into the international system because they aspire to be states. As noted above, aboriginal peoples typically have conceptions of territoriality which are neither exclusive nor fixed, and thus conflict with the very way the modern state system is constituted. The only opportunity for recognition is by accepting the territorial standards dictated by states. 6 Groups which do not fit neatly into the territorial system of states, like the nomadic Sami, present a threat not just to individual states, but to the basis·of the international system. As they are excluded from consideration by the discipline of international relations, any detailed study of nations beneath the state level is left primarily to anthropologists and ethnographers. Mary 16 Catherine Bateson, an anthropologist, notes that her field has focussed on groups thought of as 'less advanced,' whose continued existence is threatened by cultural assimilation: "These are people trapped willy-nilly in the politics of boundaries and central coercive power, no longer sovereign, but often excluded from participation, dwindling at the mercy of larger entities" (Bateson, p.150). Bateson believes that anthropology has much to offer to the study of international communities, such as its celebration of the richness of cultural diversity, but she recognizes that breaking the stranglehold of state-centric theories will be a great challenge (Bateson, pp.150-151) . Modern versus Aboriginal Territoriality The territorial expression of the modern state has been taken for granted within international relations, and thus little effort has been given to articulating its particular characteristics. Recent contributions, such as the work of R.B.J. Walker and John Gerrard Ruggie, have taken up this issue of the modernity of state territoriality. Ruggie states, "The distinctive signature of the modernhomonomous [functionally similar]- variant of structuring territorial space is the familiar world of territorially disjoint, mutually exclusive, functionally similar, sovereign states" (Ruggie, p.151) . The territoriality exemplified by states is delineated by exact boundaries, codified by international law, and enforced by the principle of sovereignty which grants each state exclusivity within those lines. Gianfranco Poggi similarly describes modern state territory as possessing, " ... geographically distinct, fixed, continuous boundaries ... " (p.22). Walker reflects on the modernity of such notions, by drawing parallels between "the invariant laws of Euclid, the segmented precision of the clock or the sovereign claims of territorial states" (Walker 1993, p.S). The current land claims process in Canada is evidence of these structural constraints. Settlements are based on modern property rights, bounded, fixed, and exclusive. (Dyck, pp. 159-161). 6 17 Giddens also provides several ways of distinguishing the modern state from its predecessors, the tribal and class-divided societies. With relation to territory he notes that pre-modern societies did not have fixed boundaries, but instead were roughly divided by frontier areas (1985, p.79) . The territoriality of the modern state also reflects the development of modern urbanism, forming a "created environment in which the transformation of nature is expressed as commodified time-space" (1985, pp.192-193). That is, rather than being a natural environment, space itself has become a component of state power resources. As territory and the institutions of the state become bounded together, the former begins to reflect the philosophy, interests and organizing principles of the latter. If precise lines separating exclusive domains typify modern territoriality, what is an aboriginal conception of territoriality? Quite simply, there is not one. There are many. Unlike the system of states in which all units are functionally similar, the aboriginal world encompasses a multitude of expressions of territoriality. Indeed, territoriality has been one way in which aboriginal societies have been differentiated from modern ones. These groups have traditionally been described as 'uncivilized,' 'primitive' or 'less technologically advanced.' These descriptions exhibit a modern bias against that which is different from our own. Territoriality cannot be divorced from the economic practices, social organization and culture that comprise native existence, all of which have been thought of as backwards in comparison to modern society. Thus, forms of territoriality based on non-exclusivity, mobility, and flexibility were held to be inferior. There are many examples of such pre-modern expressions of territoriality among the world's aboriginal peoples. The Sami (formerly known as 'Lapps') of northern Scandinavia traditionally practised nomadic pastoralism in their herding of reindeer. This activity required seasonal cycles of migration in order to take advantage of different grazing areas. Herding was performed collectively and rights to pastures were held at the village level (Beach, et. al., pp.54-59). The Beaver Indians of northern British Columbia organized territories according to the economic activity pursued there, be 18 it hunting moose or beaver, berry picking, or fishing. Most of these territories overlapped, were often separate from where the holder resided, and were structured to balance the needs of the community with the available resources (Brody, pp.149-153). The marine Chukchi of Siberia lived in fixed settlements along the Arctic coast, where they hunted marine mammals as their primary activity. The resource territories of these settlements were separated not by fixed lines, but by flexible 'buffer zones' in which a community could hunt or gather plants when needed (Krupnik, pp.34-39). In the case to be examined in this paper, Sami territoriality is closely connected to semi-nomadic reindeer pastoralism which involves flexible movement of people and animals, without clear territorial boundaries. The mobility of the Sami puts their territorial practices at odds with the fixed boundaries of the states which colonized them. These are but a tiny sample of the many ways in which aboriginal peoples have organized territory, but provide a good insight into how such methods differ from modern territoriality. 7 Some derivatives of these of territorial forms survive today, but for the most part the imposition of modern territorial organization has vastly eroded or eliminated traditional ones. While the disappearance of traditional territoriality is significant in its own right, the above examples show the relationship between territory and economic activity, and thus to overall cultural survival. Aboriginal peoples depend on the land tenure systems which have managed their relationship with nature and its resources. When that territorial system is removed, the group can no longer provide for its own needs, making it dependent on the state and vulnerable to disintegration and assimilation. Or, as Franke Wilmer asks, "Can political autonomy be enjoyed without its attachment to the means of physical survival? Cultural survival is impossible without an economic base" (Wilmer, p.112) . The manner in which conflict For further information on the variety of territorial forms practiced by indigenous peoples, see Brody (1988), Casimir & Rao (1992), Krupnik (1993) . 7 19 between modern and aboriginal conceptions of territoriality manifested itself in the colonial experience shows the importance of these ideas. Territoriality in Theory and Practice In the senses described above, the dominant theories of international relations can be seen as complicit in legitimizing and reinforcing colonial practices. The transformation of indigenous forms of territoriality must be seen as part of an overall process of colonization through the imposition of power by states. Geography has played an important role in discourses of power. Maps shape our ideas about our world and our place within it. In the words of Brian Harley, " ... cartography, like politics itself, remains today a teleological discourse, reifying power, reinforcing the status quo, and freezing social interaction within charted lines" (Henrikson, p.59). This conjuncture of geography and politics is especially relevant to state relations with the aboriginal nations they usurped. An example of colonial gee-graphing (or earth writing) can be seen in the denial of land rights to peoples without fixed territoriality (6 Tuathail1996). Since many aboriginal expressions of territoriality are based on mobility, these peoples were thought not to have any sense of possession or ownership of the land on which they lived. This understanding of ownership is itself premised on fixed and permanent notions of territory, which belie the actual sense of connection that aboriginal peoples have to their land. The empires and states which expanded their control over the Americas, Asia, and Africa did so without any regard for the native inhabitants or pre-existing territorial composition. Examples of this attitude include the legal principle of terra nullius ('ownerless land') which was applied to those parts of the globe that were not claimed by a 'modern' state, and the contention that Columbus 'discovered' America (Kratochwil, p.39). Terra nullius denied the indigenous inhabitants of these regions all rights to land and resources, which were appropriated by the colonial powers. 20 The pattern of assimilation and paternalism that characterizes state-aboriginal relations globally also has a territorial dimension. Many forms of aboriginal land tenure are based on some variation of common propeny. The theory of the 'tragedy of the commons' shows a territorial bias, as it believes systems of common propeny management are inherently inviable, and thus require (state) regulation. This view ignores the reality that such communities have their own means of resource management (Casimir, pp.8-9). Nevenheless, many states saw it as their role either to 'modernize' communal economies, forcing them into agriculture or industry, or 'protect' them through government administration (Dyck, pp.56-60). Arbitrarily drawn boundaries which divide once unified nations, the complete loss of land and resources to outsiders, and systems of rule which slowly destroy cultures are all 'real world' effects of a single-minded view of territoriality. The story does not end there, however. The study of international relations has itself legitimated the process by which these nations were robbed of their autonomy and culture. Fourth World Theory In response to the limitations of traditional theories of international relations in understanding the territorial character of the relations between states and aboriginal minorities, the analysis takes a Founh World perspective as its point of departure. The term Fourth World was first used to describe the world's aboriginal peoples by Shushwap Chief George Manuel in his 1974 book The Fourth World: An Indian Reality (Griggs 1992). Because the terms 'aboriginal' and 'indigenous' often lead to confusion, misunderstanding and dispute this definition was broadened to, "Nations forcefully incorporated into states which maintain a distinct political culture but are internationally unrecognized" (ibid.). Fourth World approaches differ significantly from the traditional state focus of international relations. Bernard Nietschmann's work, "The Fourth World: Nations Versus States" provides much of the framework of this analysis. He asserts: 21 The fundamentally different starting point of Fourth World analysis is that it describes and maps geography, history, and politics based on the world's 5,000 [to 8,000] nations, instead of focusing on states, regions, blocs, and superpowers as traditional analyses do ... (Nietschmann 1994, p.225) . The use and misuse of language, with its underlying assumptions and values, is very important to the Fourth World movement. The term 'nation' is fundamental to this discussion and likely one of the most misused and misunderstood concepts in the study of 'international' relations (even misused in the name of the discipline). All too often the term 'nation' is used interchangeably with the term 'state.' Nietschmann, however, defines nation in this sense: "The term nation refers to the geographically bounded territory of a common people as well as to the people themselves." (1994, p.226). The distinctions that not all nations are states, and that nations also have a territorial dimension (though not necessarily defined by fixed borders), are both important. The territorial component of the term 'nation' is not usually recognized within mainstream international relations, as the sovereign state is held to be the only unit with a legitimate claim to occupy space. The territorial demarcations of the modern state system are seen by Fourth World theory as artificially imposed boundaries which deny excluded peoples their own nationhood (Nietschmann 1994, p .227). Theoretical models which emphasize those boundaries are seen by the Fourth World as giving misplaced legitimacy to systems of power which were established through genocide, cultural assimilation, and wholesale theft of land and resources. A complete analysis of the development of the state system globally from a Fourth World perspective is well beyond the scope of this paper. 8 A brief look at the role territorial systems played in the evolution of the modern state system, and a Fourth World critique of how international relations theories have treated that process will highlight where the 'silences' exist and provide a starting point For further information, see Griggs (1992), Ryser (1980, 1992, 1994), Nietschman (1985, 1994) and the Fourth World Documentation Project website (http:! /www.halcyon.com/FWDP/). 8 22 for future research. The question of how modern views of territoriality differ from those of many aboriginal societies must be addressed first . Conclusion What can a Fourth World perspective offer that other theories in international relations have not? . There are many lessons that we modern thinkers can take from aboriginal ideas of territoriality, as "Every isolated example of a band or a tribe or island settlement that has ordered its affairs differently is an example of possibility" (Bateson, p.151). Kratochwil notes that one advantage of the exclusive principle of territorial sovereignty is its simplicity (Kratochwil, p.SO). But is simple always best? How is it that modern minds are so reluctant to envision systems of organization that are complex, fuzzy, and multi-layered? Yet aboriginal peoples were able to manage such complex systems of overlapping jurisdictions, usually without the benefit of written records let alone modern electronic systems of communication and GIS technology. Are we too limited in our thinking to imagine such complexities, or are we just unsure of how we would draw it on a map? A transformation of this kind which gives aboriginal views of territoriality greater legitimacy also has direct implications on aboriginal rights, especially the settlement of native land claims. Making governments aware of the different ways in which aboriginal peoples express territoriality will allow a better understanding of claims based on particular land uses. Furthermore, it should lead to an acceptance of settlements that do not delimit exclusively aboriginal lands from exclusively public and private lands. Arrangements which allow some sharing of land and resources, consistent with traditional usage patterns would serve the needs of both indigenous peoples and the rest of society. By taking a broader conception of territoriality, one which does not require exclusion, states may realize that settling aboriginal claims is best accomplished through co-governance and sharing territory rather than dividing it between aboriginal and state spheres. 23 Finally, breaking the state-centric view of the world within the study of international relations may have a parallel effect on foreign policydecision makers. The present international system which is based on the principle of sovereignty and non-intervention while upholding a peoples' right to selfdetermination (UN Resolution 1514) is internally contradictory (Nietschmann 1994, p.230). Understanding the manner in which most states were imposed on unconsenting 'nations' will lead to a greater understanding of the relative legitimacy of states and nations. Evaluating the claim of the peoples of Irian Jaya C:W est Papua) to form their own state requires a knowledge of how Indonesian territoriality came to subvert West Papuan territorialities. This analysis shows that Fourth World theory and aboriginal conceptions of territoriality have much to offer the discipline of international relations. The modern international system is based on a specific notion of territoriality. Even those theorists who purport to challenge the underlying basis of the system still do not fully transcend that assumption. Shifting our unit of analysis from the state to the nation allows a much more sophisticated understanding of variations among territorial systems, and how those systems came to be transformed. This is particularly relevant to those nations whose territoriality differs most from that of the modern state: aboriginal peoples. These groups have suffered most by the extension of the state system over their homelands, because the modern sense of territoriality was antithetical to their own. As the survey of current theory on the development of the state system has shown, this injustice has been compounded by modes of thought which continue to deny legitimacy to their expressions of territoriality. In this sense, the reification of the territorial state has been an example of what Steve Smith described: " ... in the name of enlightenment and knowledge, international theory has tended to be a discourse accepting of, and complicit in, the creation and recreation of international practices that threaten, discipline and do violence to others" (Smith, S., p.3). 24 Chapter 2: Traditional Sami Territoriality What is Sami territoriality, and how is (or was) it different from the territoriality embodied in the state? Given the cultural, geographic, and economic diversity among the Sami it would be a gross oversimplification to try to define their territorial views in concrete terms. The degree of heterogeneity is further compounded by the transformation of Sami culture over time and in response to interaction with other groups. With these limitations in mind, the following chapter's aim is not to present a definitive model of Sami territoriality. Instead, a variety of factors which have influenced Sami conceptions and expressions of territory will be examined. What becomes rapidly apparent is that there is no single form of Sami territory, but a broad range depending on a number of variables (ecology, geography, state authority, and historical period). This chapter is thus a rudimentary exploration of both the diversity and common elements of Sami territoriality prior to the expansion of states into their traditional areas. This starting point we can use to compare with later transformations to Sami territoriality by the Nordic states. The key component to the understanding of Sami territoriality is the siida. The siida is the most basic social organization of the Sami. Although the term siida has been used to refer to the territory controlled by such a social group, it is properly the social unit only (Aronsson, p.llO). While the siida's main role is commonly seen as economic organization (subsistence), nearly all " organized at the siida level (Beach et. al., 1992; aspects of Sami social life and decision-making were Ingold, 1978a). The categorization of the siida's activities into social, political, or economic spheres is rather misleading in this sense, as these are modern concepts which were not compartmentalized in the siida. As the siida formed the focal point for nearly every aspect of Sami life, it can be seen as a parallel political community to the state. 25 By applying Franke Wilmer's definition of political community from The Indigenous Voice in World Politics, both the siida and the state can be seen as units which can be used to compare traditional Sami and modern forms of territoriality: a political community consists of participants who (1) self-identify themselves as community members, (2) recognize common interests, (3) relate to one another according to a rule of reciprocity, and (4) pursue shared interests through collectively sanctioned decision-making institutions. (p. 44) This definition does not exclude the Sami as a whole from also being considered a political community. Wilmer herself recognizes the possibility of such coexisting political communities, such as the state and the world system. For the purposes of the comparison of territorial concepts in this chapter, the siida will be the unit of analysis. The territorial characteristics of the siida will be contrasted with that of the state to form a basic understanding of the differences between traditional Sami and modern territoriality. Perceptions of Sami Territoriality "Tell them we don't just wander," a Sami herder implores ethnographer Robert Paine (Paine, p.ll) . This beautifully captures the frustration of the Sami with the myths of their nomadic lifestyle held by outsiders. Outsiders commonly perceive Sami as randomly following reindeer wherever the herds care to tread. The implication of this view is that the Sami do not have any sense of possession or belonging to the territory on which they herd. This is incorrect. In fact, the Sami have a well developed and complex sense of territoriality. Nomadic peoples, especially pastoral nomadic peoples such as the Sami, most certainly have a sense of territory as the pasture is the most important resource in herding. Nomadic pastoralism involves a rare combination of seasonal migration and collective herding of animals (Paine, p.lS). The "logic of territoriality" is different from that of agriculture, or other land uses defined by distinct, bounded, and exclusive spaces (Paine, pp.lS-16). How has Sami nomadic pastoralism shaped conceptions of territoriality, and how have these conceptions conflicted and changed with the encroachment of states which expressed their own ideas 26 of territoriality? Much of the information on the territorial organization of the Sami focuses on the importance of reindeer herding to Sami territorial patterns and ideas. From this, one might assume that the nomadic and flexible form of territoriality practised by the Sami developed because of the resource activity of herding. Although herding is a relatively recent phenomenon, the basic structure of the siida, the main unit of Sami organization, predates the development of herding (Svensson 1997, p.38; Ingold 1978a, p.147; Odner, p.76). Although the transformation from the hunting of wild reindeer to reindeer pastoralism over the last five hundred years has certainly changed the Sami's relationship to the land and the seasonal cycle, the basic elements of their territoriality (flexibility and mobility) remained. While herding certainly played an important role in shaping the territorial character of the Sami between the sixteenth and nineteenth centuries, one should be very cautious that it is not treated as the only explanation of that transformation. The bonds of commonality and great variations, both between Sami groups and across time, can be discovered through an exploration of the siida, which lies at the heart of the Sami's territorial expression, with its "recognized territorial base" and discernible, but flexible, membership (Sillanpaa 1994, p.38). Basic Characteristics of the Siida Mindful of the many differences in siida structures, one can still discover certain shared characteristics of traditional Sami organization. The most notable aspect of siida social structure its flexibility in group membership, common to many Arctic peoples. This flexibility is evident in the way that groups of families merge or divide during different parts of the year (Beach 1981, p.53 , 59; Bjorklund, p.81; Aronsson, p.109). At the lowest level of Sami social organization is the nuclear family. Up to five of these families would form a local band which lived and moved together during the year. An example of a siida structure is provided by T egengren. The Inari siida in the eighteenth century consisted of 27 27 hous..eholds, which were divided into four groups for hunting. Each family provided one adult male hunter, and thus each of the four hunting teams consisted of seven to eight men (Odner, pp.28-29) . During the spring and summer the local bands separated and migrated to exploit "dispersed and sparse resources," but they would come together in winter, when resources were less abundant, to minimize risks through collective cooperation (Ingold 1976, p.l; Aronsson, p.109). In wintertime, roughly from December to April, all the local bands which made up the siida, totalling perhaps five to forty families, gathered in the winter village (Odner, p.76) . Figure 2 Sko lt Simi aocio-cc:rricories around 1920. Source: Oduc:r, p.224. Figure 2: Example of Siida Migrations shows an example of a Skolt Sami siida and the different areas which are used by component hunting groups during the year. This map indicates the kind of territorial complexity which the siida system can entail, but it is still limited by the need to represent territory in a static two-dimensional manner. This winter village often also served as a trading centre for other siida and non-Sami traders (Beach 1981, p.65). The siida annual cycle, having small groups migrating around during spring and summer, then converging to a central winter village, also provides a useful image of what the physical structure of the siida territory might have looked like. The siida territory would likely cover 4 broad area, including a variety of ecological zones which could be exploited for different purposes throughout the year. The major divisions between siida territories would be marked by prominent features in the landscape (mountains, rivers, etc.). These divisions did not form linear boundaries so much as serve to denote the transition from one area to another. It was possible for more than one siida to occupy a single 28 territory, or more commonly, share territory in the boundary zones between one another (Odner, p.88) . The physical shape of a siida's territory was largely a combined function of the local geography and the type of economic activity practised. When hunting was the primary activity of Sami groups, the winter village was more-or-less a permanent settlement with hunting teams migrating within round, cellular territories (Ruong, p.154). By the seventeenth century, pressure from outsiders brought an end to hunting as the primary Sami resource mode, resulting in "widely divergent adaptations according to prevailing ecological conditions" (Ingold 1976, p.2). Siidas in lowland areas turned to agriculture, those near the coast and rivers were primarily fishers, while in the mountains and inland forests reindeer herding developed (ibid.). The agriculturists (and later the fishers) eventually lost the siida structure, being assimilated by new settler cultures. Although the development of reindeer herding certainly changed the territorial structure of the siida, the herding siidas retained both their territorial integrity and cultural individuality much later than the other groups. For this reason, the practice of reindeer herding is critical to understanding the territorial relationship between the nomadic Sami and the Nordic states during the period of colonization. Despite the many forces that have transformed Sami culture and social life a continuity can be traced between the traditional siida structure and modern Sami herding territories (Bergman, p.65). The herding districts created by government administrators in all three states were usually created in relation to an existing siida group. The boundaries of those districts then became a fixed part of the legal domain of the state and subject to its interests rather than to those of the siida. Modifications to herding boundaries were made due to border changes, to reduce herder-settler conflict, and later as part of state herding management strategies. While herding Sami were able to maintain some links to traditional siida structures through the herding districts non-herding Sami largely lost this form to pressures of external contact (Ingold 1976, p.2). 29 Flexibility of the Siida System The Sami had a definite concept of territory and of each siida's rights of access, but it was a more elaborate and flexible system than the hard lines which divide modern states and nations. The siidas managed these territorial relationships and settled disputes that might arise without the intervention of outside authorities (Odner, p.26) . The characteristics of overlapping boundaries, or non-exclusive territory, clearly separates Sami concepts of territory from the "the familiar world of territorially disjoint, mutually exclusive, functionally similar, sovereign states" (Ruggie, p.151). From the information known about Sami territorial organization before the nineteenth century, it is clear that it represented a very different form of territoriality than that held by Nordic colonizers. In the preceding chapter, the assertion was made that the discipline of international relations has wrongly assumed the universality of a single concept of territoriality. The work of Knut Odner illuminates that anthropology has suffered from a similar belief. Odner claims that the works of Vaino Tanner, Helmer T egengren and 0rnulv Vorren, though among the most important anthropological and ethnographical contributions on the Sami, mistakenly put Sami concepts of territory into "a metaphor of national states" (Odner, pp.87-88). That is, real concepts of ownership and land use were not recognized because they did not conform to the idea of permanent settlement in a fixed area. The investigations Odner carried out into the territorial behaviour of the Varanger Sami highlight the fundamental differences between Sami and state concepts of territory. The complexity of Sami territorial arrangements can be seen in examples of shared or overlapping land use. These shared access arrangements demonstrate that there was not a simple one-to-one, parallel relationship between the social group and its territory. In the modern context state borders contain both the membership and territory of the state. Other types of political communities could have a definitive membership 30 "without regard to territorial boundaries" and could share territory with other similarly organized groups (Aronsson, p.111). 9 Odner notes that Sami from other siida had "residual rights" in the Varanger siida. The Inari and Utsoki Sami who stayed in the Varanger area had rights to fish and were not viewed as trespassers (Odner, pp.87-91). Numerous other accounts of Sami territorial behaviour reinforce the point that "a single geographical territory can be utilized by a number of demosocial groups" (Aronsson, p .lll) . In Norrland, Mountain and Forest Sami had their winter pastures in the same areas as settled agriculturists (Aronsson, p.lll). Although co-existence between the Sami and non-Sami settlers could have been more problematic given the conflicting territorial uses, as long as settled areas were small the mobile groups of Sami could move among them (Zachrisson, p.13). Evidence of shared territory, or overlapping boundaries is more common between siidas, such as the common off-shore fishing rights between the Varanger and Neiden siidas (Odner, p.27) . It is clear that the Sami had a well-developed sense of territory, but one which included flexible boundaries and some non-exclusive land and resource use. Nomadism and Pastoralism The territorial expressions of the siida clearly have a strong relationship to subsistence activities. Nomadism plays a key role in the link between the two, and represents the clearest distinction between modern and traditional Sami modes of territoriality. Sami nomadism is today widely understood to mean the practice of reindeer herding, yet the Sami practised a form nomadism long before they began travelling with domesticated herds .. Because herding was ~ d as a unique Sami trait by both states and anthropologists, it became difficult to separate the identity of the Sami from Organisms defined by territory are called geosocial, while those defined by membership are called demosocial by Russian anthropologist Juri I. Semenov (Semjonov) . See Semjonov, 1947. 9 31 the practice of reindeer herding. While this has been advantageous in that the Sami have resisted cultural assimilation due to the persistence of herding, it has also caused many misconceptions and tensions among the Sami. The exaggeration of the cultural importance of reindeer herding belies the fact that it only developed over the past five hundred years. For the purposes of the current discussion what is most important to understand is that nomadism did not develop because of reindeer herding, but the nomadic form of the siida preceded the development of herding. During the period when hunting and fishing formed the primary resource activity, the Sami practised what is generally referred to as semi-nomadism. As defined by Hansegard, semi-nomadism involves "migrations between a small number of places of sojourn conditioned by the food available for hunters and fishermen at the various grounds during the various seasons" (pp.22-23) . In this early stage only a few domesticated reindeer were used for transportation or decoys. It is likely that in this stage, prior to the Sami's transition to reindeer herding, the winter village was a permanent home for much of the group. Teams of hunters would migrate with wild herds during part of the year. Full-nomadism is considered to be when the entire group migrates with semi-domesticated herds for most of the year, with no permanent settlements (Rtiong, p.153). These terms are not absolutes, but rather delimit a range based on the degree of seasonal movement practised by the group. During the eighteenth century mountain Sami were the most nomadic, while forest Sami were still considered to be seminomadic (Beach 1981, p.69). Herding The practice of reindeer herding is often viewed as the defining feature of Sami culture, and the force which determines their migratory and settlement patterns. Although the basic foundations of Sami territoriality clearly pre-date its development, herding both transformed and reinforced those foundations (Svensson 1997, p.38; Ingold 1978a, p.147; Odner, p.76). The territorial implications of herding, with its seasonal migrations to take advantage of different ecological conditions, marked the 32 most significant difference between the Sami and the Nordic states that would come to occupy their territory. Herding has probably been the most-studied aspect of Sami life, and a weighty body of theory and terminology has been created to describe it. Although it is not the aim of this chapter to go into great depth about different herding methods, migration patterns, and the like, some familiarity with these concepts is useful to understand the territorial significance of herding. This basic introduction will also be of value in later chapters as herding legislation and other state-based reindeer management policies are analyzed. The transition from the hunting of wild reindeer to reindeer herding during the seventeenth century marks the first major shift in Sami territorial organization. If one accepts the assertion that these changes were brought about because of pressure on lands and resources from colonists, then this episode may be seen as the first conflict between Sami and modern territorial forms (Ingold 1976; p.2, Beach 1981, p.66). Aronsson identifies several possible factors influencing this transition. The advent of herding might be part of "a long cultural development in human adaptation and utilization of the landscape" (Aronsson, p.16). Another explanation is that the increasing scarcity of wild reindeer forced the Sami to turn to herding. Building on that idea, Lundmark blames the disappearance of wild herds on taxation policies which promoted the exploitation of natural resources in the pursuit of revenues (ibid.). It is not entirely clear to what extent these changes were due to indigenous or external factors. Some accounts claim that once herding began to be adopted, the wild herds were intentionally killed off to prevent mixing (Beach 1981, p.68; Aronsson, p.30). Moreover, much of the external factors that contributed to the development of herding were not due to the territorial differences between the Sami and the states. The adoption of milking and pasturing methods from agrarian settlers, for example, seems rather benign. This early territorial transformation (or, economic transformation with 33 territorial implications since the two are inherently related), should thus be seen instead as foreshadowing the real structural changes that would take place under the power of the state. The advent of herding, whatever its cause, should not be viewed as a sudden transformation, but rather as a gradual development from the hunting of wild reindeer. The connection between hunting and herding can be seen in a number of ways. In early times, wild reindeer migrated naturally, and Sami hunters followed the herds. The migration routes of domestic herds follow the old routes of the wild herds (Odner, p.28; Aronsson, p.32) . Changes to migration patterns have evolved based on the mutual relationship between the herders and the reindeer (Paine, p.14). Another way to view the transition from hunting to herding is along an axis of degree of herd control. This continuum usually ranges between extensive and intensive herding methods, but hunting can be viewed as a point involving even less control than extensive herding. Extensive herding involves large herds and loose control with the animals largely left to find their own pastures. Under intensive herding, the herds are smaller and are under almost constant control. Intensive herding requires families to move with the herds, while in extensive herding the herds need only be gathered for marking, castrating, separating and slaughtering (Beach, p.35; Hansegard, p.24). In its most extensive form, herding is only slightly removed from hunting. The earmark which establishes ownership marks the only difference (Beach 1981, p.35; Aronsson, p.14). Despite the similarity of the extensive form of herding to hunting, it was actually the intensive form which developed first. One reason for the development of intensive herding was that the existence of wild herds and predators necessitated close control over the herds to prevent losses. Only later as herd management techniques changed, wild herds and animal predators were eliminated or drastically reduced, and technology like fencing became more widely used could herds be safely allowed to wander extensively (Beach 1981, pp.39-52). Another reason why intensive herding developed first was a very territorial one. Facing competition for land and resources from settlers and state authorities, "A 34 herder actually occupying a tract of land with his herd establishes a far better claim over the area than would a herder with his herd spread thinly everywhere" (Beach 1981, pp.66-68). In this sense, intensive herding can be seen to be a response to colonial ideas of land-ownership. The transition from hunting to intensive herding to extensive herding was by no means uniform across the Sami culture area, with some groups retaining the intensive form longer. However, by 1900 the development of extensive herding with large herds had forced an end to intensive herding as most of the herds were intermixed (Hansegard, pp.24, 102). The decreased control of extensive herding allowed Sami herders more time to pursue other activities. The seasonal rounds that are described below are typical of the intensive period. As large-scale migrations became less common due to the development of extensive herding, summer settlements gradually shifted towards spring/ autumn settlements. This resulted in a two-settlement system, one for winter and one for summer (Hansegard, p.102) . In addition to degree of control and nomadism, other factors which determined the type of herding practised were geography and ecology. It has already been mentioned how different local conditions resulted in differences between farming, fishing, and herding Sami. On a finer scale, among the herding Sami these differences also manifested themselves into ecological divisions such as mountain Sami, forest Sami, and coastal Sami. Ecological Divisions Both forest and mountain Sami are types of reindeer herding groups (indeed, their differentiation arises from the type of herding practised), and have been well documented in the literature. The coastal, or sea Sami have also kept small herds, but by the 1800s were primarily fishers. The territorial differences between the forest and mountain groups will be analyzed primarily in relation to their herding pracuces. 35 It should be noted that there is no real cultural meaning in the categories forest, mountain, or coastal (Beach 1981, p.70). These divisions are only meant to describe the modes of resource exploitation and geographic location of the different groups. Prior to the eighteenth century, there was no real basis for separating forest Sami from mountain Sami (Beach 1981, p.69) as both practised similar forms of herding. However, over time these differences have been reinforced by the legal structures imposed by the state. The division between mountain and forest Sami is based on differences in settlement areas and migration routes (Bergman, p.60). Both groups use the same boreal forests for their winter pastures, but the mountain Sami herders migrate to the mountains in summer while the forest Sami herders remain in the forests (Arorisson, p.29). The degree of nomadism is also a factor in separating these two groups, as mountain Sami are the most nomadic, making long-distance migrations between the mountain and forest pastures. Forest Sami are usually described as being semi-nomadic, making only small migrations within the forest zone. The development of herding in the Swedish mountain regions transformed the traditional round siida territory into long narrow strips which followed the migration of reindeer from the north-west to the south-east (Beach 1981, p.71; Ruong, p.154-155) . The territorial division of mountain Sami siidas became known as vuoma, " ... a geographical area seasonally occupied and migrated through by several bands ... " (Beach 1981, p.71). The mountain ranges form natural divisions between the territories. The shape of these territories is still evident in the present-day Swedish reindeer districts. Rounded herding territories were more or less maintained among forest Sami in Sweden, Finland, and Norway where the geographic features do not form such marked boundaries(Ruong, p.154-156). Another way in which the territorial system of the Sami underwent change through advent of herding was the break-up of the winter village. Herding, especially in winter, required space for grazing. Whereas the sub-groups of the siida had once come together to make use of common resources in the 36 winter, herders now had to spread their herds out when snow-cover made vegetation hard to find. The siida structure was thus split up into smaller units to pursue migratory herding (Beach 1981, p.66). This was true of both mountain and forest Sami. The cycle of agglomeration in winter and dispersal in spring and summer which typified the hunting siida was replaced with new patterns of seasonal migration. Although the forest Sami historically outnumbered the mountain Sami, their vast migrations made the mountain Sami more interesting research subjects (Aronsson, p.28). Unlike the mountain Sami, the areas of the forest herding provided sufficient variation in vegetation within a small area. Thus the forest herders can make their seasonal migrations within a much smaller area. Aronsson notes, "Forest Saami reindeer herding in its typical and traditional form was characterized by migrations between a number of semi-permanent settlements (usually three to seven) during the summer, and migration with tent dwellings (kator) on the winter pasture grounds" (Aronsson, p.28). The work of Beach (1981) provides a detailed description of the seasonal round of mountain Sami herders in the 1870s in the Tuorpon district of Sweden. The pasturelands and herding activities can be divided into spring, summer, autumn, and winter seasons. These long-distance migrations took place along the mountain valleys which run from the high Scandinavian mountains in the west (summer pastures) to the forests and coastal lowlands near the Gulf of Bothnia (winter pastures). In spring the herds would begin heading for the low foothills where the first bare patches would appear on sun and wind exposed slopes. Pregnant cows were particularly eager to find good grazing land before calving (Beach 1981, pp.83-85). As migrations became more regularized the spring camps were used as depots where winter sleds could be stored for the return to the forests in the fall. In summer, herds clustered even higher in the mountains to avoid being ravaged by insects. Green vegetation was the main food for the reindeer, and milking was the primary summer activity of the herders. Milking could last as long as green vegetation was available, then the herds would slowly return eastwards in autumn as the 37 vegetation began to disappear from the higher elevations. Autumn was also the time to castrate those bulls that would be slaughtered in winter, and keep some tame animals for transport. Also in the fall different herds would be allowed to mix for mating before being separated for the winter. The flexibility of herding group membership is evident here as the siida composition first conglomerates for mating, then separates into its smallest units in winter (Bjorklund, p.81, Beach 1981, pp.87-92). The herd is at its most vulnerable in winter from predators and weather. The herds must be small to take advantage of winter grazing conditions (Beach 1981, p.66). Unlike the differentiation between forest and mountain Sami, the division between coastal Sami, and the other Sami groups pre-dates herding, likely taking place between the sixteenth and seventeenth centuries (Odner, pp.29, 97) . The coastal Sami mixed wild reindeer hunting with fishing and even hunting for sea mammals such as whales, seals, and walruses. In the case of the Varanger Sami, a coastal Sami group in northern Norway, nomadic herding of reindeer began in the latter half of the seventeenth century, with migrations between the summer pastures on Varanger peninsula and winter pastures in the forests of northern Finland (Odner, p.17). Coastal herds were typically much smaller than those of forest and mountain herders. This led to conflict and the end of herding in Varanger in the eighteenth century when the much larger mountain herds began to compete for pastureland with the smaller coastal herds (Odner, p.17). The end of herding did not, however, mean the end of migratory settlement patterns for the coastal Sami. Most families continued to keep at least two habitation sites: a coastal site for summer and spring fishing, and winter site further inland (Odner, p.25). Conclusion Even without completely understanding the complexities of the different herding methods, or the social structure of siida, one can appreciate from this presentation that the Sami had very real and complex connections to the land. The Sami did not simply roam wherever they or the reindeer cared 38 to tread, but had well-developed systems, organized at a group level, which ensured access to important resources throughout the year. The siida structure represented the main method of Sami political, social, economic, and territorial organization as we understand those terms today. The picture which the siida system presents is very different from the political structures we are familiar with in the modern age. The mobility, flexibility and diffuse boundaries of the siida were clearly discordant with the fixed and linear notions of borders that would later be imposed by the states both at the level of the herding district and the state. Despite the great variation among the different groups of Sami, and the transformations that took place over time (particularly in the transition from hunting to herding), the general territorial character of the siida is clearly differentiated from that of the state. Different groups may have been more mobile, had greater flexibility in use of resource areas, or have had greater overlap with their neighbours, but these variations are minor in relation to the fundamental differences that separate them from the territoriality of the state. These differences significantly affected the relationship between the Sami and the states which exerted control over the area. In the first place, the political forces which competed for power over the Sami area did not recognize Sami territoriality as a basis for legitimate occupation of the land. As those kingdoms developed the modern expressions of territoriality inherent in the state system the mobility of the Sami presented a challenge to their need to stake firm claims of sovereignty. Sami expressions of territoriality were systematically subverted by colonial power, as they were anathema to both the philosophical basis and practical interests of the states. 39 Chapter 3: The Development of States in the Sami Area At the dawn of the middle ages the region of Fennoscandia was home to the Sami as well as three kingdoms which began to expand their influence. The Sami, and the kingdoms of Denmark-Norway, Russia, and Sweden-Finland did not then have the characteristics of modern states, especially with regard to their territorial manifestation. Like other European monarchies in this period, the three kingdoms would evolve over the course of the thirteenth to nineteenth centuries into territorial states with fixed and exclusive borders. The Sami and their lands became the figurative, and sometimes literal, battleground on which the three kingdoms competed for power and territory (Sillanpaa 1994, p. 38; Salvesen, p. 109). Neither the integrity nor autonomy of the Sami was ever recognized by the emerging states, but the land was rather seen as ownerless, free to be claimed. The reason that the Sami were not considered to have a right to possess the land then, as now, is largely attributable to a prejudice against indigenous systems of territoriality. The period examined in this chapter is the era of territorialization in Europe, when competing powers began to draw lines on maps representing where one exclusive domain ended and another began. The concept of sovereignty upon which these arrangements were based was also used to justify rule over other nations, as in the case of the Sami. The means by which the nascent states of Fennoscandia came to integrate the Sami homeland into their own territory is placed in the larger context of the territorial struggle between the Sami and the Fennoscandian states. The state-building model of Anthony Giddens and the nation development model of Anthony D. Smith provide useful bases from which to analyze this parallel process in the case of the Sami and the states of northern Europe. 40 State-Building The means by which states extend and consolidate their power is the theme of Anthony Giddens' work, The Nation-State and Violence, which provides a state perspective on the emergence of modern states upon pre-existing lands and peoples. Giddens differentiates between two types of states, 'traditional' (or 'non-modern') and 'modern,' and examines the transition process between the two. Unlike many authors who have written on the origins of the state, Giddens appears to recognize that the modern state system was created by the systematic dismantling of a previous order: "In a period of three hundred years, an insignificant slither of human history as a whole, the face of the earth has been wiped clean. That is to say, traditional societies of all types have become more or less completely dissolved" (Giddens 1987, pp.33-34). Giddens' typology is more appropriate to the kingdoms of Denmark, Russia, and Sweden, than to an understanding of the Sami political community. His work provides a valuable insight into the processes by which these 'traditional states' evolved into 'modern states.' Especially relevant to our discussion of territoriality is the means by which these states expanded and consolidated their power by dividing and swallowing the Sami and their lands. He makes reference to three components of this process which will be analyzed in this chapter: taxation, border formation, and settlement. He describes a general pattern, which well describes the early stages of the colonization of the Sami by the three kingdoms: In conquest empires it was generally the case that indigenous populations would be left to carry on their pre-existing patterns of conduct - even their established administrative system being left largely untouched - so long as they paid their taxes or delivered the necessary tribute. But quite often the newly arrived conquerors made systematic attempts to displace some segments of the population and settle the area with others. (Giddens 1987, pp.Sl-52) In building a general understanding of the state-building process, Gianfranco Poggi complements Giddens by examining the characteristics which make a state a state, and the historical stages of its evolution. The process which Poggi describes, from feudalism through absolutism to the modern state, 41 fits well with the ideas of Giddens and provides a useful measure with which to check the development of the Nordic states. His work does much more than just describe, however. He gives great insight into the nature of the state which helps explain why, not just how, the state came to dominate other forms of human organization. Just as Giddens does, Poggi sees the state as fundamentally concerned with violence, and identifies two types: "those pertaining to inter-state relations; and those pertaining to keeping control of the population and maintaining order within individual states" (p.65). Revenue was needed to pay for the armies, and the armies enforced the extraction of those revenues from the population (the building of what Giddens calls authoritative and allocative power resources (1985, pp.7-8)). For Poggi, this cycle explains the development of states historically: they established agencies which systematically monitored the changing demographic and occupational composition of the state's population, and sought to improve its health and its education and to promote and regulate modernisation. A bigger, busier, more productive, better educated, happier population would yield greater revenues, and thus indirectly increase the state's military might (p.66). This pattern is consistent with Durkheim's description whereby the modern state, "progressively extends a more compact system over the whole surface of the territory, a system more and more complex with ramifications which displace or assimilate pre-existing local organs" (Badie & Birnbaum, p.13). It is at this stage that the state truly becomes modern, in the territorial sense. The traditional state (or kingdom) did not need to exercise territorial control to meet its needs. The character of the modern is exactly that it demands an exclusive territorial claim: "the state does not have a territory, it is a territory" (Poggi, p.22). This change can be seen in the Sami case as the states made the transition from taxation through intermediaries to direct administrative and territorial control. Initially the Sami were able to positively contribute to the states' needs through taxes and, ironically, by their very presence on the land. The taxation of the Sami did not produce enough revenue for the increasingly large and expensive military campaigns the states waged in the middle ages. The transition 42 from frontiers to national borders gave the states direct access to resources and provided a legal justification for the exercise of military power. 10 As the scale of administrative control elevated, however, the Sami territorial and economic system became increasingly in conflict with the modern 'bigger, busier, more productive' society the states desired. At that point it became necessary for the states to use the coercive and administrative power at their disposal to remove obstacles to modernization. More productive forms of economic activity were encouraged though the settlement programs, forcing the Sami to adapt or perish. This analysis will show that the instruments of taxation, border formation and settlement placed Sami expressions of territoriality firmly in conflict with those of the state. Sami 'Nationhood' While Giddens and Poggi provide a very useful perspective from which to understand the behaviour of the states, they are insufficient for understanding the Sami polity. It is difficult to know, in social science terms, how to treat the Sami as a group. Too little is really understood about the political organization of the siida system, or how relations were constituted between different siida. Should the Sami be treated as a cohesive nation or a collection of loosely organized tribal groups? The works of Anthony D. Smith and Franke Wilmer provide a basis from which to approach this difficult subject. A common theme in recent texts on Sami history (and one consistent with a Fourth World perspective), is that the Sami nation was divided and parcelled out by the medieval kingdoms of Denmark (-Norway), Sweden (-Finland), and Russia (Muscovy, Novgorod, and Karelia) (Sillanpaa 1994, pp.37-38, Eriksson, J. 1997a, p.77). Terming the Sami of that era a nation serves the purposes of Giddens describes the difference between frontiers and borders: "In all cases, 'frontier' refers to an area on the peripheral regions of a state (not necessarily adjoining another state) in which the political authority of the 10 43 the present-day Sami political movement, but perhaps gives the impression of a more cohesive and homogeneous community than actually existed. The previous chapter depicted some of the many divisions among Sami groups, by geography, language, and economic activity. Although Nietschmann and other Fourth World scholars prefer the term nation when referring to groups sharing a common identity and territory, the nation and nationalism is as much a modern construction as the state (Nietschmann, p.226; Smith, A., p.ll) . Instead of nation, Smith prefers the term ethnie to describe the "collective cultural units and sentiments of previous eras" as he traces their transformation into modern national units (Smith A., p.13). Smith's criteria are for ethnie are: a collective name, a common myth of descent, a shared history, a distinctive shared culture, an association with a specific territory, and a sense of solidarity (pp.22-31). These criteria can be compared with those of Wilmer's political community: a self-identifying group, common interests, reciprocal relations, and collectively sanctioned decision-making institutions. The commonalities of language, religion, dress, art, music, social organization and the like provide considerable evidence of shared culture. The sense of solidarity and decision-making institutions are more problematic. While a national (in the sense we know it today) identity did not develop among the Sami until after the second world war, the Sami were indeed a collective community, with an overarching sense of identity even before the middle ages (Eriksson, J. 1997a, p.82). Just because a Sami's primary identity in the absence of external pressure (an 'other' to engender the 'we') likely rested at the siida level does not invalidate the existence of a collective identity. Furthermore, it makes little difference if we choose to look at the Sami as a whole or smaller groupings, since "even on a subethnic level, identity cut across rather than follow along state boundaries" (Eriksson, J. 1997b, centre is diffuse or thinly spread. A 'border', on the other hand, is a known and geographically drawn line separating and joining two or more states. (1987, p.49) 44 p.l63) . State borders did not just divide Sapmi, but language groups and siida territories as well, as shown in Figure 3. It is not reasonable to expect the Sami political community of pre-modern times to reflect modern ideals of organization. Smith and Wilmer's criteria must be applied with an understanding of the historical context. While no collective institution was responsible for political decisionmaking for all of Sapmi, it must be remembered that the Soipmi and ~ Simi Dialecc Boundaries. So urce: Eriksson, J. 1997b, p.163. Figure 3: Sami Dialect Boundaries political communities which would become states lacked real political cohesion themselves. To make a fair comparison, the siida system and the principles which regulated relations between different siidas constituted as much of a decision-making institution as the European feudal system (Poggi, p.36) . The political units that existed in Northern Europe during the middle ages were considerably different from the centralized, territorial states which would emerge by the eighteenth century. Just as the Sami themselves were a loose assortment of regional sub-groups, the states were likewise a weak and diffuse collection of kingdoms, city-states, principalities, estates, etc. At that time, these polities lacked the characteristics of modern territoriality (described in Chapter 1) just as much as the Sami. Thus Sami autonomy was able to exist in reality, despite being partitioned and subsumed on paper, because " ... state sovereignty and the associated domestic-international divide were neither established political ideas nor reflections of reality. At this time, polities overlapped, autonomies >yere incomplete, and loyalties were divided" (Eriksson, J. 1997a, p.41-42). These nascent states, however, would gradually began to procure the trappings of modern states as they expanded both their geographic scope and magnitude of authority. This examination traces the early history of state-building in the Sami area, and the shows the role of territoriality in the colonial process. 45 Early Forms of State Influence (Pre-1550) Like elsewhere in Europe, the fourteenth to eighteenth centuries were politically turbulent in the Baltic, Scandinavia, and Russia. Shifting alliances, frequent wars, and power struggles between nobles all created great upheavals and resulted in many changes in the regional balance of power. 11 While most of the activity was limited to the southern lands around the Baltic, the Arctic coasts around Varanger and the Kola peninsula also became the site of rivalry over trade routes. The borders that divided the claims of the kingdoms to the Sami lands initially did not have much real significance, as state authority did not penetrate very far into the interior of the Lapland 'wilderness.' This would soon change as the borders stabilized, the central authority of the states increased, and they consolidated power over their domain. The earliest way in which the medieval kingdoms exerted control over the Sami and their lands was through trade and taxation. The political objective at that time was not the ownership of territory, but economic control. The crowns granted intermediaries, such as the birkarler in Sweden-Finland and Karelian traders in Russia, the right to collect taxes on behalf of the state in exchange for access to trade and a share of the taxes. The spheres of influence of these groups are shown in Figure 4. Access to trade with the Sami, particularly in the Varanger region, was Habitation, d ~ Source: Odncr, p.208. tax2tion ca. 1.300-1500. of great economic value to the kingdoms Figure 4: Taxation Boundaries For a thorough discussion of the political history of the region in this period, see David Kirby's Northern Europe in the Early Modern Period: The Baltic World 1492-1772, London: Longman Group, 1990. 11 46 and created much tension, especially between Sweden-Finland and the Russian city-state of Novgorod. The two signed the Treaty of Noteborg in 1323, which "was the first attempt to delineate the frontier, but its terms were extremely vague and imprecise ... Neither traders from Karelia, nor settlers from the Finnish side paid much heed to it" (Kirby, p.25). Other attempts to divide the Sami area into taxation zones followed. In a 1326 treaty Novgorod agreed to Norway's (under Swedish rule since 1319) ownership of Finnmark, but maintained some overlapping taxation rights (Odner, pp.10-11). The character of these tax regimes should be noted. Rather than being taxes based on territorial rights, the taxes imposed were more like trading dues as the only penalty for non-compliance was the denial of access to important trade markets (Salvesen, p. 110). As the institutions of the European kingdoms were largely based on a feudal order with an economic foundation in agriculture, the nomadic huntergatherer structure of the Sami posed something of a puzzle. Affairs in the Baltic region captured most of kingdom's attention, and so long as they kept receiving taxes from trade, the crowns were satisfied to leave the northern wilderness to their agents. The eventual development of centralized states based on control of territory would later change this relationship, and institutions were created that reflected the ideals of private property, serving the interests of the states (Salvesen, p. 113). The formation of the Kalmar Union in 1397 created an alliance between the crowns of Denmark, Norway, and ostensibly Sweden. The Union was fraught with internal division and rival claims to its rule. Denmark effectively secured control of Norway, but efforts to force Sweden to submit to its rule produced repeated conflict between the two kingdoms, with Sweden finally leaving the Union in 1523 (Kirby, pp.41-64; Odner, pp.10-11). 12 The intervening years not only produced war between DenmarkNorway and Sweden, but the Finnish-Karelian frontier continued to be disputed between Sweden and Novgorod. The expansion of another Russian city-state, Muscovy, eventually gained control of both 47 Novgorod and Karelia (Kirby, pp.51-57). Amid this political upheaval, and often armed violence, the Sami communities that lay in the disputed territories suffered at the hands of tax collectors and soldiers from all sides. The Beginnings of Territorial Control (1550-1620) The character of these kingdoms began to change in the sixteenth century. Protracted wars forced both Sweden and Denmark to institute numerous administrative and economic reforms to avoid bankruptcy, thereby increasing centralized power and developing professional bureaucracies (Kirby, pp.97-101). While this development began during the reigns of Gustav Vasa in Sweden (1523-1560) and Frederick II of Denmark (1559-1596), it would not be until Peter I (the Great)'s unification of Russia in the seventeenth and eighteenth centuries before it could be called a centralized territorial state in any real sense (Kirby, pp.299-307). With the concentration of power in the monarch and a regularized system of rule, the political entities of Sweden-Finland, Denmark-Norway, and Russia had become absolutist states, "the first major institutional embodiment of the modern state" (Poggi, p.42) In concert with these organizational changes, the new states began to change their objectives towards the sami. The wars that were taking place were no longer simply disputes over access to trade and taxation, but over tangible possession of territory. For instance, Sweden assumed direct control of trade and taxation from its birkarler agents around 1550 (Odner, p.13). The existence of birkarler trade was then used to justify Sweden's sovereignty over the territory. Muscovy attempted to exert its own authority in the area with the construction of a monastery in Petsamo in 1556 by Ivan IV (the Terrible), which became the centre of substantial trading activities (Odner, p.13). While the profits from trade and 12 Norway officially came under control of the Danish Crown in 1536. 48 taxation were certainly a strong consideration, they alone did not represent a significant enough resource for Sweden and Muscovy to go to war. Sweden's decision to invade Russia in 1589 had a territorial objective (Odner, p.14). Sweden declared as much, seeking to establish control over Karelia and the Kola Peninsula (Kirby, p.l19-120). Sweden managed to sack the monastery at Petsamo, but fell short of conquering the rest of its objectives. The Treaty of Teusina in 1595 brought an end to conflict between Sweden and the Russian kingdoms, and created the first real border between Finland and Karelia. The two empires agreed to split the region between them, with the border running all the way from the White Sea to the Karelian Isthmus. Sweden abandoned its claims to the Kola and Karelia, and Muscovy recognized Sweden's ownership of Lapland in return. Muscovy also gave up its Baltic territories of Narva and Estonia (Kirby, pp.119-121; Odner, p.13). Following Teusina, civil war broke out in Muscovy and by 1611 Sweden's armies were once again in Russia. Denmark took advantage of the situation to launch a war on Sweden's other flank. The treaties which ended these wars in 1613 (with Denmark) and 1617 (with Russia) altered the political landscape in the European Arctic once again (Kirby, p.121). Sweden lost its claims to the Arctic coastline in Varanger, and a system of overlapping taxation zones were drawn up. This was particularly difficult for the Inari Sami who were in some cases simultaneously taxed by all three kingdoms (Odner, pp.1314; Sillanpaa 1994, p.38). These overlapping taxation zones might have actually benefitted the Sami by forestalling real partition by preserving weak and permeable boundaries (Eriksson, J. 1997a, p.84). However, increased state authority over the administration of taxation had tangible effects on the Sami. In all three jurisdictions, the creation of taxation districts was the first step in the 'territorialization' of the Sami by the states. 49 That is, by delineating specific areas corresponding to specific groups of Sami, the states begun the erosion of traditional Sami territorial units, and their replacement with state-defined territories The Swedish tax law of 1605 recognized traditional forms of Sami economic activity, such as reindeer herding, as the legal form of land use north of the Lapland Boundary, while agriculture was reserved for the South (Aikio 1993, p.16) . This differentiation is somewhat laudable, as it appears to grant legitimacy to Sami forms of land use and territoriality. However, the system defined taxation districts (taxlands) which did not coincide with the Sami's own siida territories. The collective basis of territorial 'ownership' was also changed from the siida to individuals, which was completely at odds with the Sami pastoral herding system. (Beach, et al, p.67). The manner in which the kingdoms assumed control over the Sami territory is rooted in the territoriality of the two groups. Because the Sami were migratory, their system of social organization and economic activity depended on the seasonal use of land, rather than its permanent possession. The European feudal system was based on agriculture, and therefor required tangible occupation to establish rights of ownership. In the Sami system land was held by the siida, whereas private ownership by local lords had been the norm in Europe since medieval times, creating a further division between Sami and state concepts of territoriality. In extending their control over the lands of the Sami, the states claimed that they were taking possession of ownerless lands. (Sillanpaa 1994, p.41). This rationale for the appropriation of territory has had great significance for the Sami's current struggle to reclaim rights to land and resources. Consolidating Control through Settlement (1620-1751) From 1620 to 1751 the boundaries of Fennoscandia remained largely stable, and the nation states began consolidating their gains internally. The clearest and most effective method of establishing control, or sovereignty, over a newly colonized area is through settlement. By encouraging members 50 of the dominant populations to move into the areas of the Sami homeland, the states of Sweden and Denmark-Norway promoted land tenure systems based on private property and agriculture (Sillanpaa 1994, 44). By granting legitimacy only to systems of private ownership and denying collective land rights to the Sami, the states began to distribute sections of land in Sami territories to southern farmers, without regard for the pre-existing systems of land tenure by the Sami. Territorial systems based on individual ownership of fixed plots clearly do not mesh well with systems of collective ownership with flexible and adaptive boundaries. Competition for land and resources between settlers and the Sami was widespread (Kvist 1994, p.32). The governments, which were actively encouraging settlement and farming for their own economic and political interests, were clearly biased in favour of the former in settling these disputes (Salvesen, pp.126-127). Many Sami gave up their traditional lifestyles to become farmers, a victory for the assimilationist policies of the states. Considerable Norwegian settlement occurred in the Varanger fjord in the early sixteenth century, but this was largely independent of a deliberate state policy. Most of the settlers went to take part in the prosperous trading and fishing in the area. Rivalry between Sweden and Denmark-Norway over the oth to promote settlement in the area to reinforce their respective claims (Odner, p.13) . The 1613 treaty which settled the Varanger dispute in favour of Denmark-Norway allowed the two empires to concentrate on more pressing matters in the Baltic and central Europe. Full-scale settlement programmes in Sweden-Finland began around 1670 with Lapland governor Johan Graan advocating agricultural settlement in his county, which he felt could co-exist with traditional Sami land use (Kvist 1994, p.32; Svensson 1997, p.43). This so-called parallel development theory would form the basis of much of Sweden's administration of Lapland into the twentieth century as it 51 tried to manage relations between increasingly incompatible modes of land tenure and economic act1v1ty. Swedish settlement proclamations in 1673 and 1695 revealed the state's bias towards an agricultural tax base. As Lapland was ill-suited to farming, and new settlement disrupted a well-established source of revenue for the state (Sami trade goods) the promotion of farming over herding did not necessarily serve the states' economic interests. Few southern farmers were interested in settling in Lapland, despite the incentives offered by the Crown. Full scale colonization in Sweden-Finland would not take place until the eighteenth century (Kvist 1994, pp.32-34; Sillanpaa 1994, p.39) . To implement the new settlement programmes, the states began a process of translating their de facto jurisdiction over the Sami area into ownership under law. Until roughly the mid-seventeenth century Sweden-Finland and Denmark-Norway had granted some recognition to Sami rights to their lands, whether as ownership or some other status. In the fifteenth and sixteenth centuries, 'nationalizing' the Sami through taxation and trade regimes was the best way for the kingdoms to make a claim of sovereignty. Creating relationships between the crowns and the Sami whereby taxes were paid in exchange for rights to resources presumed the state's authority over the land. Since 1550 Swedish law had recognized Sami rights to land and hunting and fishing in Lapland, but this began to change in the late sixteenth and seventeenth centuries (Sillanpaa 1994, p.42). In the 1760s Sweden declared land that had once been regarded as the property of the Sami were owned by the Crown (Kvist 1994, p.33). A similar pattern of extinguishment of Sami rights to their land through state-sponsored settlement occurred in Norway. Increased Norwegian settlement took place in the eighteenth century, but was still largely limited to coastal areas where settlers engaged in trading and fishing (Sillanpaa 1994, p. 45). The Sami of Norway are divided between those on the Arctic coast who are primarily fishers, and reindeer herders in the interior. Norwegian settlers in these counties paid land taxes and were 52 considered tenants on Crown land. In the northern counties of Norway, the Sami had paid a 'Lapp tax' instead of the land taxes paid by Norwegian settlers. Although both Sami and settler lands in the area were considered crown land, the Sami were granted inheritance rights for the lands they used. Progressively, these special Sami rights were removed between 1661 (in the county of Nordland) and 1775 (in Finnmark) (Sillanpaa 1994, p.45) . The state claimed that this act extinguished any Sami land rights. By the mid-eighteenth century the Sami had lost any pre-existing rights to land and resources, and the states had asserted their ownership of the region through legal declarations and settlement. Yet, until 1751 there was still no official boundary between Norway and Sweden and the Sami were largely able to hold off state authority by maintaining mobility. The Treaty of Stromstad signalled the end of the ambiguous nature of the Sami territory. Land became either the domain of the Swedish or Danish crown, the Sami became either Swedish or Danish subjects. Finalizing the Borders (1751-1826) Sweden had spent the better part of the seventeenth century rising to the status of a European great power, but was in serious decline at the dawn of the eighteenth century. Russia had re-emerged as a dominant force in the region due to the internal reforms and military gains of Peter I (the Great) (Kirby, p.318). In the first half of the eighteenth century Sweden was repeatedly at war with both Russia and Denmark over territories in central Europe and the Baltic, but these conflicts spread to the north. The Great Northern War saw Sweden lose Finland temporarily to Russia, and suffer two great losses in attempting to invade Norway in 1715 and 1718 (Kirby, pp.295-332). 53 Forced to concede its dominant status and seek stability in the region, Sweden negotiated the Treaty of Stromstad in 1751, which defined the Norwegian-Swedish border (Figure 5 shows this and the subsequent borders which divided Sapmi). An addendum to the treaty, the Lapp Codicil, is perhaps the most significant document concerning Sami territorial rights, often referred to as the Sami Magna Carta. Many involved in Sami rights issues today feel that the Codicil does more than just secure Sami rights of access across the border. Being an instrument of international law, Fennoskandia: lmemacional Borders on the Northern Cap 1751 The border between Sweden and Norway finally de