THE OPPORTUNITES AND LIMITATIONS OF FIRST NATIONS FORESTRY AGREEMENTS IN BRITISH COLUMBIA: COLLECTIVE EXPERIENCE OF THE TL’AZT’EN NATION & THE FUTURE NEED FOR COMMUNITY-BASED RESOURCE MANAGEMENT & DECISION-MAKING by Som Bahadur Pun, RPF I.Ed., Prithwi Narayan College, Pokhara, Nepal, 1988 Diploma in Forest Technology, NWCC, Terrace, BC, 1999 B.Sc., University o f Northern British Columbia, 2004 THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIRMENTS FOR THE DEGREE OF MASTER IN NATURAL RESOURCES AND ENVIRONMENTAL STUDIES UNIVERSITY OF NORTHERN BRITISH COLUMBIA December 2014 © Som B. Pun, 2014 UMI Number: 1526517 All rights reserved INFORMATION TO ALL USERS The quality of this reproduction is dependent upon the quality of the copy submitted. In the unlikely event that the author did not send a complete manuscript and there are missing pages, these will be noted. Also, if material had to be removed, a note will indicate the deletion. Di!ss0?t&iori P iiblist’Mlg UMI 1526517 Published by ProQuest LLC 2015. Copyright in the Dissertation held by the Author. Microform Edition © ProQuest LLC. All rights reserved. This work is protected against unauthorized copying under Title 17, United States Code. ProQuest LLC 789 East Eisenhower Parkway P.O. Box 1346 Ann Arbor, Ml 48106-1346 Abstract Since industrial clear-cut logging practice was introduced, First Nations people in British Columbia were mostly excluded from participation in the forestry sector and resource-based economic opportunities. In response to several Court rulings, the Provincial government introduced the Forestry Revitalization Act in 2003 and has negotiated several forestry agreements with First Nations communities. As of April 2012,172 First Nations communities across British Columbia, including the Tl’azt’en Nation have participated in certain aspects o f these initiatives. However, to what extent First Nations communities such as the Tl’azt’en Nation have been able to meaningfully participate in the forestry sector through this new government initiative needs to be explored. This research study was conducted within the traditional territory of the Tl’azt’en Nation over the periods o f 2011 and 2013. The qualitative semi-structured interviews were conducted between July 26 and August 10,2012 involving both the Tl’azt’en and nonTl’azt’en community members. The community consent and research agreement documents were obtained from the Tl’azt’en Nation prior to conducting the research study. This research study examines whether or not the Tl’azt’en Nation was able to achieve their intended socio-economic goals through the recent forestry agreements, particularly since the signing of the short-term Interim Forest and Range Opportunities Agreement in 2008. My research demonstrates that while the community was able to obtain limited economic benefits from the recent forestry negotiations such as the Forest and Range Opportunities Agreement, the overall intended socio-economic objectives o f the community were never fully realized due to a combination o f several factors. By focusing on the unique needs and circumstances of the Tl’azt’en Nation, this thesis highlights the need for future community-based resource management and decision-making within the traditional territory of the Tl’azt’en Nation. This study advocates that the recognition of First Nations as an equal partner with shared decision-making abilities must be realized in order to achieve future success. This should be attained through devolution of centralized approaches to the resource management and decision-making processes currently in place. Table of Contents Abstract.................................................... ii Table o f Contents.......................................................................................................................iii List of Tables & Figures............................................................................................................ ix List of Figures............................................................................................................................ ix Glossary........................................................................................................................................ x Acknowledgement.....................................................................................................................xii Chapter 1. Introduction............................................................................................................... 1 1.1 Introduction......................................................................................................................1 1.2. Research Motivation.........................................................................................................7 1.3. Research Goals and Rationale.........................................................................................8 1.4. Research Questions........................................................................................................ 10 1.5. Thesis Outline................................................................................................................. 10 Chapter 2. Literature and Policy Review................................................................................ 13 2.1. Introduction.................................................................................................................... 13 2.2. Literature Review........................................................................................................... 13 2.2.1. Historical Context and Aboriginal Self-Determination....................................... 13 2.2.2. The Impacts o f Post-Colonial Industrial Forestry on Aboriginal Peoples in BC ..............................................................................................................................................15 iii 2.2.3. The Inclusion of First Nations in the Forestry Sector...........................................19 2.2.4. Aboriginal Land Ethics & Subsistence-based Resource U ses............................ 21 2.2.5. The Conflicting Issues between Indigenous Values & Forestry Values.............23 2.2.6. The Importance of Community Capacity Building............................................. 25 2.2.7. The Concept o f Community Forestry: BC and International Perspectives........ 28 2.2.7.1 British Columbia Perspective..............................................................................28 2.2.12 International Perspective: The Nepalese Example..................................................34 2.3. British Columbia Forest Policy Documents Review.............................................. 37 2.3.1. Forest Tenure and Governance.............................................................................. 37 2.3.2. The Aboriginal Forest Tenure and Governance....................................................38 2.3.3. The Legal Frameworks: Aboriginal Rights & Title............................................. 42 2.3.4. First Nations Consultations and Forest Policy Guidelines..................................46 2.3.5. The New Relationship and Strategic Policy Approach to Accommodation 51 2.3.6. The Interim FROs Agreement and the Tl’azt’en Nation Engagement...............52 2.4. Conclusion.................................................................................................................... 53 Chapter 3. Methodology and Methods.................................................................................... 57 3.1. Introduction.................................................................................................................... 57 3.2. Methodology................................................................................................................... 58 3.3. M ethods...........................................................................................................................59 3.3.1. Primary Field Data Collection.............................................................................60 3.3.1.1. Semi-Structured Interviews..................................................................................61 3.3.1.2. Observations and Field Notes...............................................................................70 3.3.2. Secondary Data U se................................................................................................ 72 3.4. Data Analysis.................................................................................................................. 73 3.4.1. Manifest Content Analysis..................................................................................... 76 3.4.2. Latent Content Analysis..........................................................................................77 3.5. The Research Data Rigours and Credibility................................................................ 79 3.6. Conclusion...................................................................................................................... 82 Chapter 4. Tl’azt’en Nation Context........................................................................................83 4.1. Introduction...........................................................................................................................83 4.2. The General Overview of the Research Study Area....................................................83 4.3. The Traditional Territory of the Tl’azt’en Nation....................................................... 85 4.4. The Community Profile and Socio-economic Status..................................................90 4.5. Resource Development and Tl’azt’en Nation’s Involvement.................................... 92 4.6. Conclusion...................................................................................................................... 97 Chapter 5. Results o f Research Analysis................................................................................ 99 5.1. Introduction.................................................................................................................... 99 5.2. Tl’azt’en Nation FRO Agreement and Resource Allocation.................................... 101 5.2.1 The Tl’azt’en Nation FRO Agreement.................................................................101 5.2.2 Resource Allocation............................................................................................... 105 5.3. The Key Barriers for Tl’azt’en Nation Meaningful Engagement in Forestry Sector.................................................................................................................................... 107 5.3.1 Forest Policy and Decision-making...................................................................... 107 5.3.2 First Nations Consultation and Referral Process.................................................111 5.3.3 Community Capacity Building............................................................................. 120 5.3.4 External and Internal Relationship Building........................................................ 123 5.3.5 Resource Development Strategies and Cumulative Impacts..............................128 5.3.6 Community-based Approaches and Self-determination..................................... 135 5.4 The Roles & Responsibilities of the Government, Industry, & Tl’azt’en N ation... 138 5.4.1 The Roles & Responsibilities o f the Government and Forest Industry.............138 5.4.2 The Roles & Responsibilities o f the Tl’azt’en Nation........................................ 142 5.5. First Nations Forest Tenure Alternatives.................................................................144 5.6 Conclusion..................................................................................................................... 147 Chapter 6. Discussion: Research Results, and Practical & Theoretical Concepts 150 6.1. Introduction.................................................................................................................150 6.2. Legacy of Colonialism and Post-colonial Forest Policy in B C ................................ 151 6.3. First Nations Forestry Opportunities and Barriers.................................................... 157 6.4. Tl’azt’en Nations’ Approach to Resource Management & Socio-economic Objectives.............................................................................................................................158 6.5. Need for Future Community-based Resource Management & Decision-making.. 163 6.5.1 Tl’azt’en Nation’s Desire for Community Forestry & Future Considerations. 165 vi 6.5.2 The Concept & Realistic Approach to Community-based Forest Management 168 6.6. Conclusion.................................................................................................................. 169 Chapter 7. Conclusion.............................................................................................................172 7.1. Introduction.................................................................................................................. 172 7.2. Answers to the Research Questions............................................................................ 178 7.3. Lessons Learned........................................................................................................... 181 7.4. Policy Recommendations............................................................................................ 184 7.5 Future Research Directions........................................................................................ 189 References................................................................................................................................193 Appendix A: Community Research Agreement............................................................... 208 Appendix B: TPazt’en Nation Chief and Council Resolution........................................ 214 Appendix C: TPazt’en Nation Information Sheet & Informed ConsentF orm ...............215 Appendix D: TPazt’en Nation Guidelines for Research in TPazt’enNationTerritory 219 Appendix E l : UNBC Research Ethics Approval (2011).................................................222 Appendix E2: UNBC Research Ethics Approval (2012).................................................223 Appendix F: Interview Consent Form............................................................................... 224 Appendix G: Research Interview Guide............................................................................ 226 Appendix H: Manifest Content Analysis Results: List of Selected Words/Word-Pairs232 Appendix I: Latent Content Analysis: Concept M apping................................................237 Appendix J: Latent Content Analysis Results: Concept Mapping Selected Themes.... 241 Appendix K: Handout Interview Questionnaire Results..................................................249 List of Tables & Figures List of Tables Table 1: The List of Selected Community Research Participants......................................... 63 Table 2: Registered Population of the Tl'azt'en Nation..........................................................91 Table 3: Total Harvested Areas within Fort St. James Forest District (1960 - 2012)......... 94 Table 4: The Links between Research Questions and Latent Content Analysis Themes. 100 Table 5: The Links between Key Theoretical Concepts & Latent Content Analysis Themes ...................................................................................................................................................150 List of Figures Figure 1: Research Study Area Location M ap ................................................................... 3 Figure 2: Considerations for Levels of First Nations Consultation D iagram ...................... 49 Figure 3: The Tl’azt’en Nation Traditional Territory Boundary M ap.................................88 Figure 4: The Map o f Tl’azt’en Nation Management Control (CFA K4B and JPR F)...... 89 Figure 5: Fort St. James Forest District Licensee Operating Areas Map.............................93 Figure 6: Harvesting Trends in Fort St. James Forest District (1960-2012)........................ 95 Figure 7: Harvested Areas by Decades in Fort St. James Forest District (1960 - 2012).. 129 Figure 8: Prince George TSA Timber Supply Forecast (Past and Future).........................131 Glossary AAC Allowable Annual Cut AANDC Aboriginal Affairs and Northern Development Canada ABCFP Association o f British Columbia Forest Professional BC British Columbia BCTS British Columbia Timber Sales C&C Chief and Council CFA Community Forest Agreement CFAC Community Forest Advisory Committee CFPA Community Forest Pilot Agreement CFUGs Community Forest User Groups CMTs Culturally Modified Trees CORE Commission on Resource Environment CSTC Carrier Sekani Tribal Council DIA Department of Indian Act FCRSA First Nations’ Community Revenue Sharing Agreement FL Forest License FLtc Forest License to Cut FNWL First Nations’ Woodland License FPC Forest Practices Code FRAs Forest and Range Agreements FRBC Forest Renewal British Columbia FROs Forest and Range Opportunities Agreements FRP Forest Revitalization Plan FRPA Forest and Range Practice Act FSP Forest Stewardship Plan FTOA Forest Tenure Opportunity Agreement GIS Geographic Information System JPRF John Prince Research Forests LUP Land Use Plan LRMP Land and Resource Management Plan MARR Ministry of Aboriginal Relations and Reconciliation MFLNRO Ministry of Forests, Lands and Natural Resource Operations MFML Ministry of Forests, Mines, and Land MFR Ministry of Forests and Range MPB Mountain Pine Beetle NAFA National Aboriginal Forest Association NDP New Democratic Party NRFLs Non Replaceable Forest Licences NWCC Northwest Community College RCAP Royal Commission on Aboriginal Peoples RFT Registered Forest Technologists RPF Registered Professional Forester TFL Tree Farm License TFNF Task Force on Native Forests TSA Timber Supply Area TSL Timber Sale License TSR Timber Supply Review UBCIC Union o f British Columbia Indian Chiefs Council UBC University o f British Columbia UBCIC Union of BC Indian Chief UNBC University of Northern British Columbia WL Woodlot Licence Acknowledgement This study is inspired by Tl’azt’en Nation’s long struggle and aspirations for the achievement of an improved socio-economic condition while protecting their community interests. This study was possible because o f the genuine willingness, supports, and directions of the many Elders, Keyoh holders, community leaders, natural resource staff, and resource professionals. I would like to thank you for your generosity, friendship, and specifically giving me the permission to conduct my research within the traditional territory o f the Tl’azt’en Nation. Special thanks to those who agreed to participate in my research despite your busy work schedules and other responsibilities. Your collective views, opinions, and open and thoughtful interactions are the foundation of this study and I hope I have interpreted them in a meaningful and justifiable manner. From the bottom o f my heart, I like to thank my committee members, Dr Greg Halseth, Dr Catherine Nolin, and Dr Antonia Mills for your invaluable support and guidance. Your thoughtful comments, suggestions, and critiques helped me grow both academically and personally. I am deeply thankful to my supervisor, Dr Greg Halseth for your personal dedication, encouragement, and more importantly believing in me that I am capable o f pursuing graduate study. Along the way I was challenged with many unexpected circumstances and this thesis work would not have been completed without your genuine support, understanding, and clear directions. With great respect and recognition, I am very honoured to have each o f you on my committee. Your personal commitments, dedications, and valuable contributions towards the completion of this research study will never be forgotten. I also want to thank my family and many good friends in Canada and abroad for their moral support and encouragement. In particular, I am indebted to my parents who not only brought me to this world, but also taught me a valuable lesson that nothing is impossible in life. Despite being illiterate and financially challenged, my parents, particularly my mother, always encouraged me to pursue education. Without their moral support, I would not be here where I am today. Unfortunately, I lost my father during the process o f this research study. His loss will never be replaced, but I know that my father as well as my late grandmother are always watching over my shoulders and giving me the guidance I need to be a successful person. I am very much grateful to my three children: Sunita Pun, Hira Pun and Callum Pun who have taught me many lessons to be a caring and responsible father. I know that my commitment to this thesis has kept me away from all of you since I embarked on this journey in 2011 and I appreciate your patience and understanding. Finally, I want to thank the Provincial government o f British Columbia for providing me a partial funding source to support my study. Many thanks to Brooke Boswell, Beverly John, and Vanessa Joseph for your valuable assistance which helped me organize my field data collection and research analysis. Many thanks also to Brian Macdonald, Ian Niblett, and Andy Fraser from the Ministry of Forests, Lands and Natural Resources Operations for their valuable support in GIS mapping. Chapter 1. Introduction 1.1 Introduction Historically, First Nations1people are the traditional occupants o f the forest lands and eighty percent o f First Nations communities are situated within the commercially productive forest regions in Canada (Curren & M’Gonigle, 1999; National Aboriginal Forestry Association (NAFA), 2003). Despite their long history o f land occupancy, forest lands were managed and controlled by industry and the government through the successive evolution o f the colonial concept of forest policymaking and Crown ownership, and First Nations were either ignored or excluded from participation in forest management and decision-making (Wyatt, 2008; Hoberg & Morawski, 2008). The trend continues, the only exception being that the importance o f First Nations consultation and a level of their participation in the forestry sector is recently being recognized by both government and the forest industry. This is primarily due to several court decisions affirming constitutionally protected Aboriginal rights and title, forcing the province to more closely consult and find workable accommodations with First Nations whose traditional lands have been altered by industrial logging activities (Parfitt, 2007). Despite some favourable court rulings, however, First Nations do not have exclusive rights to manage land and resources within their traditional territories because the court had previously failed to determine the actual existence of Aboriginal title on any particular area or parcel o f land (Dacks, 2002). The recent Supreme Court o f Canada decision in the Tsilhqot’in case (2014) has augmented this because the court has declared Aboriginal title to some of the 1A term used since the 1970s to replace the word “Indian,” which was offensive to some people. Despite the common use of the term there is no legal definition for the term “First Nations” whereas the term “Indian” is recognized as Aboriginal people under Section 35 o f the Constitution Act (Aboriginal Affairs & Northern Development Canada). 1 Tsilhqot’in land and resources and also emphasized that Aboriginal claims are not restricted to only site specific locations as previously assumed. While the Provincial government of British Columbia (BC) acknowledges this court decision, the certainty around how the Provincial forest management regulations such as the Forest Act will apply to land covered by Aboriginal title as well as the Provincial government’s rights and responsibilities regarding land title issues in BC have yet to be determined. The future implications o f this milestone court decision could extend beyond the traditional territories o f the Tsilhqot’in First Nations. Until then, ownership of the lands and forest management in BC, including the traditional territory o f the Tl’azt’en Nation, comes under provincial regulation while all Aboriginal rights are under exclusive federal authority (Ministry of Aboriginal Relations & Reconciliation (MARR - Internet Access, February 06), 2013). As such, how Aboriginal people2 may use their traditional lands is determined through both Federal and Provincial legislation (Curran & M’Gonigle, 1999). This research study was conducted within the traditional territory o f the Tl’azt’en3 Nation in northern interior BC located approximately 65 kilometers northwest of Fort St. James and 220 kilometers northwest o f Prince George, British Columbia (Figure 1). This research was carried out in partnership with Tl’azt’enne4 involving a diverse group of research participants from various communities including both Aboriginal and non-aboriginal representatives, from 2 In Canada, three distinctively different groups: Indians, Metis, and Inuit are recognized by the Canadian Constitution as Aboriginal peoples who are the decedents of the original inhabitants o f North America (AANDC). 3 The word T l’azt’en means “People at the Edge o f the Bay” in the Dakelh language. 4 The people o f the T l’azt’en Nation identify themselves as Tl’azt’enne in their Dakelh language. 2 T t a z t e n N ation L ocation M ap L egend T raz te n Nation Distnct Lakes Rivers ( City M unicipality Railw ay Roads Pnnce George to Tl'azt'en Nation Provincial O verview Fort S t istnct 1:2 ,500.000 PI a z t'e n > N a tio n st District y a n d e rh o o f f o r e s t District W hm w* Source: Ministry of Forests, Lands and Natural Resource Operations (September, 2014) Figure 1: Research Study Area Location Map 3 both genders from varying socio-economic status, including community leadership and professional backgrounds. In their pursuit of improved socio-economic conditions, the TPazt’en Nation has engaged in commercial forestry for nearly four decades, and has encountered many challenging issues due to various external and internal factors including the rigid government forest policy frameworks and decision-making practices, the lack of adequate resource allocation, a fair share of revenue sharing opportunities, meaningful First Nation consultation, internal and external relationship building, and community preparedness and capacity building. Despite their long efforts, the socio-economic status o f the TPazt’en Nation remains unchanged and the community is challenged with an unemployment rate as high as 85%. Concerned with a rapid depletion of resources within their traditional territory and frustrated with the lack o f progress towards socio-economic development in the community, the TPazt’en Nation continues to assert their interests in the forestry sector through negotiating access to timber rights and short-term revenue sharing opportunities with the Provincial government. In light o f the “New Relationship”5 agreement document initiated by the government in 2005, the TPazt’en Nation signed the Interim Forest and Range Opportunities (FRO) agreement in 2008 (The TPazt’en Nation FRO Agreement, 2008). With this agreement, the TPazt’en Nation expected not only short-term economic benefits, but also recognition and reconciliation of long-term community interests based on respect and appropriate accommodations of Aboriginal rights and title. In addition, the TPazt’en Nation also envisioned the establishment o f a more meaningful govemment-to-govemment relationship with the Provincial government (The 5 In light o f several court rulings favouring Aboriginal rights and title, a new relationship agreement was negotiated between the BC Provincial governments, the Union o f BC Indian Chiefs, the First Nations Summit and the BC Regional Assembly of First Nations in 2005 (See further details in sections 2.3.4 & 2.3.5). 4 New Relationship Document, 2005). The TFazt’en Nation however is dissatisfied with the progress being made on these matters. Progress is hindered by the conflicting visions and objectives of the Tl’a zf en Nation and the Provincial government. While short-term economic benefits through resource extraction appears to be the focus of the government and forest industry, the conservation of long-term community values and future sustainability remains the ultimate goal of the Tl’azt’en Nation. Although not happy with the compromises they have had to make, the long history of their engagement in the forestry sector suggests that the Tl’azt’en Nation does not necessarily oppose resource-based economic development activities. However, the primary goal o f the TPazt’en Nation has always been to re-assert and defend their Aboriginal interests within their ancestral land while pursuing economic opportunities to supplement their subsistence-based local economy. One of the most important concerns o f the Tl’azt’en Nation is the protection of their traditional culture, local environment, and livelihood values which are increasingly under threat due to extensive resource extraction activities such as clear cut logging. My study demonstrates that the previously developed forest policy approaches and recently implemented government strategies through various forestry agreements have not worked favourably for the Tl’azt’en Nation. As such, there is a need for the establishment o f community-based strategies that address the unique needs and circumstances of the Tl’azt’en Nation, as other First Nations. With continued hope for better resource utilization and management control over their traditional territory, the Tl’azt’en Nation initiated a comprehensive Land Use Plan (LUP) in 2011. The Tl’azt’en Nation’s LUP is being developed based on the collective visions and aspirations for the community that go beyond the scope o f existing land and resource management practices. The purpose of this community initiative is to give a voice to the 5 TPazt’en Nation and the Keyoh holders6 concerns regarding the poor management o f land and resource values within their traditional territories and to advocate for conservation of long-term community interests. In addition to the LUP initiative, the TPazt’en Nation also pursued a Community Forest Agreement (CFA K48) in 2012 which is perceived by community as a better tenure option compared to previously held forest tenure such as a Tree Farm License (TFL 42). However, while the CFA may be a preferred option, the fundamental concepts o f community forestry regarding local community control over resource management and decision-making are largely misunderstood in BC. By initiating a community-based LUP and renewing a more favourable forest tenure system such as a CFA, the TPazt’en Nation hopes to achieve desired socio-economic and environmental goals through enhancing their ability for control over resource management and decision-making. Similar community goals have been achieved through the successful development o f community forestry programs in some international jurisdictions such as my home country of Nepal where the majority o f rural communities have exclusive control over resource management and decision-making within their traditional land base. This can be achieved in BC if the Provincial government is willing to recognize and support communitybased initiatives such as the TPazt’en Nation LUP and take a progressive step towards the implementation of the legal framework to allow the meaningful establishment o f a community forestry model. This is more achievable now that the recent Supreme Court of Canada decision in the Tsilhqot’in case (2014) has affirmed Aboriginal title to their land and resources. 6 The Keyoh holders are the traditional land holders o f the Dakelh people as well as the original owners and stewards o f the traditional territories and its resources. 6 1.2. Research Motivation In the last 16 years, I worked with both private and government sectors in various capacities and geographic locations throughout both Coastal and Interior BC. As a resource professional, I have engaged in a wide-range o f forest management practices and decision­ making including forest stewardship, forest engineering, harvesting inspections and monitoring, silviculture projects supervision, and contract management. Since 2004,1 am employed by the Ministry of Forests, Lands and Natural Resource Operations and worked in three different Forest Districts including Prince George, Fort St. James, and Vanderhoof. I was working in and from the Fort St. James Forest District office as a registered professional forester when this research study was conducted between 2011 and 2013. Aside from my professional career, I have visited several First Nations communities in both coastal and northern interior BC and participated in various community events. Through community engagement, I have gained an understanding o f First Nations culture, traditional knowledge-based systems, and the resource management practices that sustained them for many generations. Sadly, I have also witnessed the socio-economic realities of some First Nations communities particularly in the northern regions of BC. Recently, I also had the opportunity to participate in formal information sharing and consultation sessions with local First Nations communities such as the Tl’azt’en Nation and the Nak’azdli Band located near Fort St. James, BC, to discuss the proposed forest development activities within their traditional territories. These meetings enabled me to closely observe some o f the fundamental issues and concerns of the community with regards to current approaches to resource management and decision­ making. 7 Coming from an Indigenous ethnic minority group from Nepal, I witnessed many similarities between First Nations communities in BC and my own community in Nepal. Having a similar cultural and socio-economic background, I am deeply aware o f the issues and challenges o f the Tl’azt’en Nation. More specifically, coming from a subsistence-based farming and resource gathering community, I understand the significance o f maintaining traditional knowledge-based systems, subsistence-based livelihood practices, the integrity o f the environment and cultural values. My own experience growing up in a rural community in Nepal where people have depended on the traditional land and resources for their livelihood for generations taught me how traditional culture and a knowledge-based approach to resource management practices can lead to long-term sustainability in a community such as the TPazt’en Nation. I have spent half of my life in Nepal, one o f the most impoverished countries in the world, and another half in the highly developed nation o f Canada. I am perplexed and disheartened with the socio-economic disparity that exists between Aboriginal and nonAboriginal communities here in BC. I often question how it is possible to have such a socio­ economic distinction in such a wealthy country. My personal curiosity and concern has led me to pursue graduate studies to better understand the fundamental issues and challenges o f First Nations communities such as the TPazt’en Nation around meaningful engagement in the forestry sector and what can be done to improve the current situation. 1.3. Research Goals and Rationale Over the years, several studies have been conducted within the traditional territory of the TPazt’en Nation addressing various geopolitical, environmental, and socio-economic aspects of the community, including forestry (Morris, 1999; Morris & Fondahl, 2002; Kaijala & Dewhurst, 2003; Sherry, Dewhurst, & Karjala, 2005; Sherry, Halseth, Fondahl, Kaijala, & Leon, 2005; Grainger, Sherry, & Fundahl, 2006; Booth & Skelton, 2008). While the TPazt’en Nation’s involvement in the forestry sector is well documented in some studies, particularly Booth and Skelton (2008), a significant research gap exists since the signing o f the new FRO agreement between the Provincial government and Tl’azt’en Nation in 2008. This research study addresses this gap by examining some of the potential opportunities and limitations presented through recent forestry agreement such as the FRO. The goal is to examine both current and previously identified issues and challenges faced by the community and consider how they continue to influence the Tl’azt’en Nation’s meaningful engagement in the forestry sector. By focusing on some of the existing issues and challenges, this research explores the roles and responsibilities o f both government and the Tl’azt’en Nation as well as the forest industry in addressing these issues and concerns of the community. This is an important research topic as both the previously held long-term based forest tenures such as TFLs and the most recently held short-term FRO agreement, are perceived by the Tl’azt’en Nation to be adversarial and inadequate to meet intended community goals and aspirations. The collective experience o f the Tl’azt’en Nation suggests that simply obtaining forest tenures and short-term revenue sharing agreements is not adequate for meeting intended goals and aspirations of First Nations communities. As such, this research highlights the future need for broader policy change and institutional innovation to promote community-based resource management and decision-making. More specifically, it advocates for the establishment of a better policy alternative to recognize First Nations as an equal partner with shared decision-making power through the devolution of resource management and decision­ 9 making. Future recommendations for forest tenure alternatives are also provided based on the unique needs and circumstances o f First Nation communities such as the Tl’azt’en Nation. This research provides a unique opportunity for both the Provincial government and First Nations to better understand and focus on some o f the key issues and challenges First Nation communities in BC such as the Tl’azt’en Nation are facing under the current forest policy frameworks and tenure arrangements. Furthermore, this study emphasizes how locally managed and controlled forest resource practices may contribute to the overall integrity o f cultural, environmental, and socio-economic well-being o f a local community. 1.4. Research Questions This research study addresses four key research questions. First, to what extent was the Tl’azt’en Nation able to achieve intended socio-economic objectives since the signing of the Interim FRO agreement in 2008? Second, with respect to meaningful participation in the forestry sector, what are the fundamental barriers that inhibit the Tl’azt’en Nation from achieving their short-term socio-economic objectives while maintaining long-term community values? Third, given the current circumstances, what should be the roles of both the government and the Tl’azt’en Nation for taking appropriate action to address the fundamental issues and challenges of the community? Finally, based on the long-term community goals and objectives, what type o f forest tenure would be suitable for the TPazt’en Nation’s future engagement in the forestry sector? 1.5. Thesis Outline This thesis addresses these questions in seven chapters: introduction, literature and policy reviews, methodology and methods, Tl’azt’en Nation context, research analysis, discussion, and 10 conclusion. Chapter one introduces the research topic, my research motivation, research goals and rationale, research questions, and thesis outline. Chapter two is organized into literature and policy document review sections to formulate the theoretical frameworks for the research questions. The overall theoretical framework includes the legacy of colonialism and forest policy in BC, the Tl’azt’en Nation’s forestry opportunities (and limiting factors), First Nations’ perspectives on resource management and socio-economic objectives, and the future need for community-based forest management and decision-making. The first section outlines literature focusing on the historical context leading up to the recent development o f First Nations inclusion in forest management practices in BC. It also highlights some of the important issues and concerns that impact successful First Nations participation in the forestry sector. The second section reviews policy that is directly relevant to First Nations participation in the forestry sector. Chapter three outlines methods used to collect and analyze the research data. The chapter begins with a brief description and rationale behind the choice o f my research methodology and methods for collecting research data. This is followed by discussions on semi­ structured interviews, field notes, field observations, and secondary data. The chapter then describes research data analysis using manifest and content analysis, and rationale for research data validation. In addition, this chapter outlines some of the issues and challenges I encountered during data collection, and the processes followed to resolve the issues. This chapter concludes with a summary of research methods, rationale for the research approach, strengths and weakness o f the research methods, and the strategies for ensuring the rigour and credibility of the research methods being used. 11 Chapter four provides a general description of the study area. This is followed by background information about the TPazt’en Nation’s traditional territory, community profile, forestry involvement, and socio-economic status. This chapter concludes with a summary o f the general research area, community involvement in the commercial forestry sector, and the current socio-economic status of the Tl’azt’en Nation Chapter five presents the findings based on primary research data collection and analysis. Corresponding to the research questions, this chapter is organized into three sections. The first section outlines the outcomes of Tl’azt’en Nation engagement in the forestry sector particularly the recent FRO agreement. The second section outlines the issues and challenges o f the Tl’azt’en Nation with regards to their successful engagement in the forestry sector in order to achieve short-term economic goals while maintaining long-term community values. The third section provides future considerations and recommendations for addressing such issues and challenges. Chapter six discusses the key research findings in the context of the literature and policy document reviews using the theoretical framework that guided my research. It concludes with a summary o f my analytical comments and discussion o f key research findings. Chapter seven summarizes the key research findings and the response to the research questions. This chapter also provides suggestions for future research based on questions generated from this study. 12 Chapter 2. Literature and Policy Review 2.1. Introduction This chapter comprises a combination of academic literature and forest policy document reviews. The literature review includes various academic literatures to set the baseline information to support the theoretical frameworks for this research. The policy review section includes important forest policy documents pertaining to First Nations participation in forestry. 2.2. Literature Review The literature review section includes the historical context and issues of Aboriginal selfdetermination, the impacts o f post-colonial industrialized-based forestry, First Nations exclusion, and the later inclusion in the forestry sector, Aboriginal land ethics and subsistencebased resource use, the conflict between Indigenous and commercial forestry values, the importance of capacity building, and finally the concept o f community forests. 2.2.1. Historical Context and Aboriginal Self-Determination Prior to European contact, Aboriginal people were self-governed for thousands of years and had well-established systems of governance, internal political authority, communal land ownership, and resource use and distribution (Aboriginal Affairs and Northern Development Canada (AANDC), 1996). The potlatch system is central to the culture, governance, and spiritual essence of many Aboriginal people. This traditional institution was outlawed under the Indian Act7 from 1884 to 1951 (AANDC, 1996). As such, many First Nations such as the Witsuwit’en located in central interior of BC were forced to perform feasts underground and 7 Canadian federal government legislation, first passed in 1876, and subsequently amended several times since. This legislation sets out certain federal government obligations and regulates the management of Indian reserve lands, Indian moneys, and other resources (AANDC). arrested if the feasts were conducted in public (Mills, 1994). Even though the ban was repealed in 1951, these laws systematically replaced long-established traditional systems of governance and effectively weakened the political, social, cultural, and subsistence-based economic structures o f Aboriginal people in Canada given that traditional territories were considered Crown land. This is the fundamental issue for First Nation peoples in BC which continues to overshadow their long-standing hopes and aspirations for effective management that re­ establishes their decision-making control over the land and resources within their traditional territories. As described by Milloy (2008), the expansion of colonialism and institutionalization of imperial policies such as the Royal Proclamation o f 1763 were a significant turning point for Aboriginal people in Canada in terms o f their political independence and sovereignty over the land. This policy created three levels of governance where the Imperial Crown gave authority to the federal government, the colonies became provinces, and the self-governing First Nations became a third order of government (Milloy, 2008). The primary objective of the proclamation was to establish the British North American Empire by stabilizing relations with Aboriginal people through negotiating settlement, imposing trade regulations, and acquiring lands previously occupied by Aboriginal people. Shortly after the Royal Proclamation, the independent entity o f Aboriginal self-governance, the ancient laws and customs, and the right to land tenure became invalid under the rules o f the British Crown (Milloy, 2008). A significant outcome of the proclamation was the creation of Indian Reserves which was the beginning of the formal segregation of First Nations and the creation of a federally controlled legal land boundary between First Nations and settler society (Milloy, 2008). This was followed by the systematic takeover of the land and resources by way of forcible removal or 14 by denying access. Alfred (2009) further describes the effects of colonialism as the systematic removal of First Nations from the land they occupied and the multi-generational impacts of social, psychological, physical, and emotional trauma and continual financial dependency which limits First Nations’ ability to achieve self-determination to this day. The introduction o f the Indian Act in 1876 represented a further attempt to control and assimilate Aboriginal people in Canada (Coates, 2008). Over time, the responsibility for First Nations was shifted from the Imperial to the Federal government through the creation o f the Canadian Department o f Indian Affairs (Milloy, 2008). The intended focus of the government was to civilize and gradually assimilate First Nations into the settler society. To achieve this goal, a number of settlement sites were established with the infrastructure o f “civilization” such as schools, churches, European houses, and ploughed fields. One o f the most noticeable and detrimental impacts o f government policy on First Nations people was the creation o f residential schools which continued to operate with federal funding until 1986 (Milloy, 2008). Some o f the intergenerational impacts o f residential schools include the loss of language, cultural norms, spirituality, individual dignity, sense o f security, socio-economic self-sufficiency, and the impact o f long-term physical and sexual abuse (Milloy, 2008). 2.2.2. The Impacts of Post-Colonial Industrial Forestry on Aboriginal Peoples in BC As described by Alfred (2009, p. 45), “Colonialism is the development o f institutions and policies by European imperial and Euro-American settler government towards Indigenous peoples.” The legacy of colonialism continues under the name o f reconciliation and empowerment through economic development and the expected outcomes o f self-government processes, land claims agreements, as Aboriginal rights and title have not yet materialized (Alfred, 2009). This may change in light of the Supreme Court’s recent Tsilhqot’in decision 15 (2014) which provides greater clarity both on the general issue o f Aboriginal rights and the specific issue of title to land and resources in BC. However, the rapid expansion of industrialized forestry continues within the unceded territories o f the First Nations, and their direct impacts on Aboriginal traditional cultural and subsistence-based livelihood practices, continue as a legacy of colonization in BC. In Canada, about 80% o f Aboriginal communities are located in productive forest areas, but one o f the most important issues for them is the lack o f control over their traditional territories (Curran & M’Gonigle, 1999). Approximately one third (198) o f Canada’s 612 First Nations live in BC (AANDC). First Nations people in BC have little control over their traditional territories as 94% of the total land area is Crown land controlled and managed by the Provincial government (MFLNRO - Timber Tenures in BC, 2012). Prior to European contact, the forests provided Aboriginal people with almost all of their material needs, including food, medicine, shelter, and a special place for their cultural and spiritual activities (BC First Nations Forestry & Land Stewardship Action Plan, 2008). The influx of Europeans in the 1800s and subsequent industrial forest resource development brought significant change and disruption. In the early 1900s, the forest industry became the primary engine for economic growth in BC and the expansion o f the forest industry and the scale o f forest harvesting activities intensified pressure on the traditional land base and the livelihoods o f First Nations communities. The forest was viewed as an unlimited resource ready to be exploited exclusively for timber and other related products. This continued throughout the 1900s causing rising concern about the industrial development o f BC’s forest resources in the 1970s (Hayter, 2000). 16 According to Kimmins (1997), forest development in Canada can be divided into four different phases: the initial unregulated exploitation phase, administrative organization of forestry, ecological based forestry, and social forestry. The initial unregulated exploitation phase caused extensive resource depletion, while the administrative organization o f forestry concentrated on the industrial forestry sector - both failing to achieve sustainability. The extensive resource depletion and lack o f appropriate forest management policy make ecologically based and social forestry necessary approaches in BC. Prior to the 1980s, the focus o f B.C. forest policy was to support a traditional regime emphasizing the mutually compatible interest o f forest industry. As a result, Aboriginal policy was largely peripheral and First Nations were excluded from involvement in forestry (Hoberg & Morawski, 2008). The authors also point out the convergence o f two different policy regimes, the BC forest policy regime and Aboriginal policy, produced dramatic policy change in BC. For example, four different Royal Commissions of Inquiry have taken place in BC in response to First Nations and environmental issues with regards to the allocation o f timber resources and poor forest management practices. These Commissions include the Fulton Commission in 1909, the first Sloan Royal Commission in 1945, the second Sloan Royal Commission in 1956, and the Pearse Royal Commission in 1976 (Mitchell-Banks, 1999; Wilson, 1998; Cathro & Walsh, 2000). Based on the recommendations of these Royal Commissions, noticeable changes have been made to forest policy in terms o f providing opportunities for small operators to access timber. Some progress has also been made to recognize First Nations interests and rights within the forestry sector. In addition to the four Royal Commissions of Inquiry, the Commission on Resources and Environment (CORE) was installed in 1992, and the Land and Resource Management Plan 17 (LRMP) process was also initiated in BC (Booth, 1998; Booth & Halseth, 2011). The principle idea behind the establishment of the CORE and LRMPs was to optimize the use of natural resources to support socio-economic and environmental needs. Later, the government also introduced Forest Renewal BC (FRBC) in 1994 and the Forest Practices Code (FPC) in 1995. Both FRBC and FPC focused mainly on community participation in forestry, rather than community forestry itself. For instance, neither policy proposed or specified community control over forests, but advocated that public input is essential in decision-making (Booth, 1998; Booth & Halseth, 2011). Under growing public pressure, the government further enacted the Timber and Jobs Accord in 1997 to promote direct community and First Nations involvement in forest management through job creation (BC Ministry o f Forests and Range, 1997). In 1998, the government also implemented the Forests Statutes Amendment Act also known as Bill 34 (Booth, 1998). Despite government efforts to establish better forest management policy in BC, the industrial focus o f policy combined with a high degree of corporate control over public land created a demand for a new tenure system. The successive expansion of post-colonial industrial forestry further intensified in the late 20th century. As a result, the traditional cultural, socio-economic, and environmental values were seriously altered in the presence of industrial resource management practices and global corporate economic structures (Booth & Skelton, 2008). The issues of a rapid depletion o f forest resources, an inability to maintain the cultural and subsistence-based livelihood activities, and the lack o f ownership over the land and resources within their traditional territories have become a major concern for First Nations communities. One of the primary concerns is that the importance of cultural values and traditional knowledge-based resource management practices are often misunderstood or ignored within the policy frameworks. In addition, despite the recognition o f Aboriginal rights under the Constitution Act of 1982 and subsequent court rulings, the continued disregard for Aboriginal rights and needs within the forest sector has prevented First Nations from being effective participants (Bombay, 1997). The recent government efforts to allow First Nations involvement in the forestry sector through various forest tenures and revenue sharing agreements can be considered progress towards reconciliation of previously held colonial attitudes. However, proper recognition of Aboriginal rights and title with regards to resource use and management within their traditional territories and inclusion of traditional cultural, social, and local economic values within the policy frameworks remains unresolved. This is precisely why a First Nations community such as the Tl’azt’en Nation continues to struggle in order to attain meaningful involvement in the forestry sector, despite the fact that they have engaged in various levels of forestry operations since the early 1980s. 2.2.3. The Inclusion of First Nations in the Forestry Sector As highlighted by Pearse (1976), the focus o f the forest industry in BC has been to accommodate industrial development. The existing tenure system that allows major licensees and individuals to harvest timber on publicly owned land dates back to the 1940s. Long-term tenure held by major forest companies in BC accounts for about 75% of the current provincial allowable annual cut (AAC) (Forestry Revitalization Plan (FRP), 2003). Within this capital intensive industrial focus, the inclusion o f First Nations in the forestry sector was ignored by the provincial government (Smith & Ross, 2002). In fact, First Nations were excluded from the tenure applications even though all logging activities took place on the land claimed by First Nations across BC (First Nations Forestry Council, 2008). Court rulings that affirmed constitutionally protected Aboriginal rights and title with respect to land and resource use prompted a significant change to forest policy regimes in BC. First, the Provincial government passed the Forestry (First Nations Development) Amendment Act, 2002 (Bill 41) in 2002, which initiated amendments to the Forest Act, including the introduction of a new section (s. 47.3). This particular amendment enables the Ministry of Forests, Lands, and Natural Resource Operations (MFLNRO) (previously Ministry of Forests) to invite applications from First Nations, without competition for various licenses such as community forest agreement (CFA), forest license to cut (FLtc), forest license (FL), woodlot license (WL), or a First Nations woodlands license (FNWL) in order to implement or further an agreement with the First Nations (MFLNRO, 2011). Shortly after the introduction of Bill 41, the Provincial government released its Forest Revitalization Plan and subsequently introduced five pieces of forestry legislation8 in 2003. This particular legislation initiated amendments to the Forestry Act and among other things enabled new legal and administrative regimes for tenure and pricing in BC (Clogg, 2003). With this forest policy reform, First Nations were finally able to participate in the forestry sector through short-term based interim measure agreements that include both tenure and revenue sharing opportunities. However, despite this legislative change, the FRP and related legislation were developed without meaningful involvement o f First Nations (Clogg, 2003). The recent forest policy reforms in BC enables First Nations to apply for various forest licenses but they also require that First Nations enter into further implemented or treaty-related 8 Bill 27 - Market-based pricing Bill 28 - Tenure reallocation & Industry compensation (20% Take back) Bill 28 - Transition Bill 29 - Changes to tenure obligations Bill 44 - Defined Forest Areas Management 20 measures, interim measures, or economic measures with the province to qualify for these direct awards (Clogg, 2003). However, since the majority of the forested land base in BC is already allocated to major licensees, First Nations tenures are only possible through reallocation of existing tenures. Through new legislation, the Provincial government took back 20% o f existing replaceable tenures held by major licensees and redistributed it to BC Timber Sales (BCTS), woodlots, community forests, and First Nations (FRP, 2003). O f this 20% take back, 12% was transferred to BCTS and 8% was reallocated to First Nations under the condition that they agree to enter into an accommodation agreement9 (Wilson & Graham, 2005). In terms of this tenure reallocation, it is important to understand that the affected licensees were fairly compensated with an estimated $200 million (FRP, 2003). As of end of April, 2012, First Nations held tenures in BC represented 15.5% (6.0% within competitively held tenures and 9.5% within direct awards tenures) of the total provincial AAC. Between early 2002 to April 1, 2012, 172 First Nations across BC have signed a total of 256 direct award agreements including 66.1 million cubic meters (m3) o f timber volume (MFNRO - Internet Access, March 19,2013). 2.2.4. Aboriginal Land Ethics & Subsistence-based Resource Uses According to Aldo Leopold, “The land ethic simply enlarges the boundary o f the community to include soils, waters, plants, and animals, or collectively: the land” (Leopold, 1966). Since Leopold’s holistic view, ideas and theories have been developed and shared by various academic circles, government agencies, and policy makers towards the development of sustainable resource management practices. In fact, there is no shortage o f ideas, theories, and 9 The Province o f BC has legal obligation to address First Nations concerns and reconcile Aboriginal interests and when appropriate provide economic benefits and opportunities where there is a strong prima facie claim of Aboriginal rights which may be significantly impacted by a proposed resource development decision. 21 knowledge around environmental ethics. Some efforts have been made to address environmental protection and socio-economic balance, but economic gain appears as a fundamental driving force behind any such theories and ideas. First Nations’ view o f land ethics encompasses much broader perspectives in the sense that everything in nature is equal and humans are a part of nature. For First Nations, nature is central to the Aboriginal belief system and balance is essential to this system (Sherry & Myers, 2002). One o f the late Saik’uz Elders, Sophie Thomas simply described land ethics as, “If you take care o f the land, it will take care o f you” (Carrier Sekani Tribal Council - Principle o f Land Use, 2006). This simple yet powerful concept of ‘land ethics’ teaches us that we have moral duties and responsibilities to treat our land with care. With this commonly shared vision and belief systems, First Nations are able to practice a way of life handed down to them by their ancestors. It is well documented that Indigenous people occupied certain territories and demonstrated occupancy of the land based on moral and ethical premises practiced by their ancestors since time immemorial. First Nations people lived harmoniously within nature and maintained a strong relationship with the natural world and acted as an integral part o f nature rather than an independent entity (Deloria, 1999). They were able to gain knowledge collectively over time through life experience and intimate interaction with their environments; this knowledge they passed down to the next generation (Deloria, 1999). First Nations people were the stewards of the land and resources within their respective traditional territories. By following the basic principle of land use, “take care o f the land and the land will take care of you,” they were able to effectively maintain and sustain their subsistence-based local economy for many generations (Carrier Sekani Tribal Council - Principle o f Land Use, 2006. p.l 1). 22 Until the intrusion of Western civilization, First Nations people maintained a holistic understanding o f the natural world, were close to the land, and intrinsically attuned to the land. For them, survival required understanding the inter-relationships with the land as the land is fundamental to their legal systems and livelihood. Since land was important to them, they established a positive, intimate, and respectful relationship with the natural world (Booth & Jacobs, 1990). They were keenly aware that it was nature that provided food, shelter, and gave them meaningful purpose in being human. Their action on the land was based on an elaborate code of respect and morality, as the natural world provided them with sufficient resources in perpetuity and helped sustain ecological balance (Booth & Jacobs, 1990; Deloria, 1999). To this day, First Nations exist as part of the landscape and they do not own but rather act as part of nature. Contrary to the Western view where environment, trees, and wildlife can be managed, their ideas and philosophy are focused towards the concepts o f long-term stewardship o f the land and resources and a community-based integrated resource management approach. One of the most compelling reasons behind First Nations’ approach to sustainability is that they feel that their rights do not take precedence over any other entities in the natural environment. As nature provides the primary basis for their livelihoods and survival, every resource is collected with great awareness and care so that the needs for future generations are not compromised. 2.2.5. The Conflicting Issues between Indigenous Values & Forestry Values It is important to understand that First Nations people are deeply connected to the land and the forests are an integral part of First Nations’ culture, spirituality, and economic selfsufficiency. For thousands o f years, forests provided a foundation for their subsistence livelihood activities such as hunting, fishing, trapping, berry picking, medicinal plant collection, 23 as well as spiritual activities (Carrier Sekani Tribal Council, 2006). Having been confined to limited reserve lands and surrounded by industrial forest economic development activities located in their traditional territories, many First Nations communities viewed the forest sector as a means to native economic self-sufficiency (Nathan, 1993). However, several First Nations communities, such as the Tl’azt’en Nation, are struggling to realize the potential benefits from forestry and to overcome some of the fundamental social, economic, and environmental challenges primarily due to inconsistency between traditional Indigenous values and industrialbased forest economic values. Given the historic record, recent government efforts to engage First Nations communities in the forest sector through some short-term forestry license agreements is a good start. However, there is a need for establishing long-term forest policy frameworks that enable the development o f an alternative forest tenure system that addresses the key values and interests of First Nations communities. This will require a deep understanding of traditional knowledge, cultural values, and their relationship to the natural environment. As Booth & Skelton (2008) points out, considerable tensions exist between traditional First Nations values and the values of a commercial forestry operation, and reconciling these conflicting values is difficult. Often, the underlying economic objectives o f the government and the forest industry undermine First Nations community values and their ability to pursue sustainable-based resource management practices and decision-making. Recently, First Nations communities across BC are becoming increasingly involved in the forest economy for the sake o f achieving short-term economic goals. Given the current status of First Nations involvement in the forest sector, future success will depend on the government’s willingness to adopt traditional knowledge and skills into the existing forest 24 management systems instead o f undermining their capabilities through a state controlled ‘top down’ approach. The inclusion of social, cultural, and spiritual values, and existing subsistence livelihood activities should be an integral part of forest management strategies in order to recognize Indigenous values (Gurung, 2000). 2.2.6. The Importance of Community Capacity Building With respect to successful community development, the importance of community capacity is a highly emphasized topic among various jurisdictions and academic circles throughout the world. BC is no exception when it comes to highlighting the importance o f adequate community capacity building, particularly for those First Nations communities engaged in resource sectors such as forestry. In fact, the importance o f building human capacity and financial resources are identified as priorities for First Nations to engage in informed decision-making with respect to land and forest stewardship within their traditional territories (BC First Nations Forestry & Land Stewardship Action Plan, 2008). The need for community capacity building is key to advancing the rights and values o f Aboriginal people, and enabling them to effectively engage in the forest sector (Bombay, 2010). According to Bombay (2010), capacity building involves Aboriginal governance, institutional arrangements with other levels of government, and human resource development. At the community level, building human capacity through the development o f skills, knowledge, training, and support structures are identified as factors to respond to the challenges and opportunities of local places (Halseth & Booth, 1998); and successfully participate in resource management (Sherry, et al., 2005). From an international perspective, emphasis is given to building the human capital of a community through recognition and inclusion o f previously marginalized groups such as 25 women, youth, ethnic minorities, the poor and landless, and lower caste people.10 This proactive approach has provided social equality and constitutional rights, and a mechanism for promoting social balance in culturally constrained settings (Campbell & Denholm, 1992). In addition, previously subordinate groups are becoming empowered and working effectively as successful managers and productive members of the community (Upreti, 2000). Conflict resolution and investment in community development projects have been regarded as a necessary basis for effective sustainable community development, in addition to efforts to promote social balance, public participation, training, and skills development. The TFazt’en Nation has engaged in various forestry operations since the early 1980s, and encountered several issues and challenges with regards to existing policy directions, tenure arrangements, and lack o f adequate internal capacity to manage forestry related operations. Given the complex nature of forest management practices and associated issues, the TPazt’en Nation has no choice but to hire professionals to help them understand the legal obligations and liabilities outlined under the current forest tenure agreements. For instance, administrative documentation and reporting requires extensive professional knowledge and skills to prepare and administer these documents. The Tl’azt’en Nation could face a series o f non-compliance issues, penalties, and conflict situations with government, forest industry, and other stakeholders operating in the area if the required responsibilities and obligations are not properly upheld. The potential economic opportunities to improve their socio-economic conditions are also limited due to the lack o f adequate financial resources to acquire technology and hire trained professional staff to carry out both administrative and forest management operational activities. The TPazt’en Nation currently relies on only two forest professional staff and one 10 There are groups of ethnic minorities in Nepal who are regarded as lower caste, or untouchable groups of people, based on traditional Hindu beliefs. 26 geographic information system (GIS) technician to carry out both administrative and forest management operational related responsibilities; while major licensees operating within their traditional territory would require significantly larger staff and resources to carry out these same administrative and operational activities. This puts the Tl’azt’en Nation at a disadvantage in realizing the potential benefits from the forestry sector. Building community capacity also requires a certain level of commitment from the community. This can be done by adopting community visions and goals, sharing responsibilities, learning from past experiences and taking proper action for improvements, and focusing on long-term community goals rather than short-term economic goals. One of the challenges for a community like the TPazt’en Nation is simply obtaining certain types o f forest tenures or signing the short-term revenue sharing opportunities will not be sufficient to realize the expected socio-economic goals o f the community. To be successful, the community should focus on developing common goals, management strategies, and setting up future investments. For example, Tl’azt’en Nation can use a certain portion of the shared revenue towards community development related activities, and re-invest funding and surplus revenue generated from forestry activities into community projects including education, training and skills development, and other necessary community infrastructure. The role o f First Nations in managing land and resources within their traditional territory is a critical issue. As such, having adequate capacity within their own communities will help them to make effective decisions and become successful players in the forest sector. A study conducted by Harvard University suggests that having tribal foresters and skilled workers in place, a tribal forestry company can not only control the company, but can also increase production by as much as 6% compared to a previous non-tribal owner (Krepps, 1991). The 27 Tl’azt’en understand that their collective knowledge, participation, and responsibilities are essential elements for achieving community goals and aspirations. 2,2.7. The Concept of Community Forestry: BC and International Perspectives The concept o f community forestry is being applied throughout the world as an alternative approach to industrial forestry practices (Beckley, 1998). Generally, the concept of community forestry gives communities a meaningful voice in decision-making control over local resources, shared forest benefits, and use of a range o f social and economic values within forest management practices and decision-making processes. One o f the distant jurisdictions, Nepal, has successfully adapted and implemented community forestry projects for several decades. The inclusion o f social, cultural, and spiritual values and the concepts of traditional knowledge-based forest management practices into management strategies is an important tool for sustainable forest management practices and local economic development (Gurung, 2000). In Nepal, the concept of sustainable forest management practice has a lot to do with people, local culture, subsistence-based economy, and overall community well-being. In BC, however, the potential benefits of community forestry remain unrealized and short-term economic growth still takes priority over social and environmental values. A complete analysis of the concept o f community forestry is beyond the scope of this research study. The intent o f this section is to provide a brief overview on some of the similarities and differences between how the concept o f community forestry is applied in BC, Canada and other country such as Nepal. 2.2.7.1 British Columbia Perspective While centralized management is still the dominant paradigm, the concept o f community forestry is also applied and tested in BC, where the potential values o f community forestry were 28 recognized as early as 1930 (Mitchell-Banks, 1999). The concept o f local control over forest resources was supported by the Sloan Royal Commission (1945), the Pearse Royal Commission (1976), and the BC Forest Resources Commission or Peel Commission (1991) to address public concerns over forest management in BC (Mitchell-Banks, 1999; Plant, 2009). The continual poor management o f forests by forest companies led to a second Sloan Commission in 1956 which recognized that the concept of community forestry was a desirable approach for BC (Wilson, 1998). Despite Sloan’s recommendation for the implementation o f forest policy to support the establishment o f community forestry, public forestland continued to be held in long-term licensing under the existing tenure arrangements by a small number of large forestry corporations (Haley & Luckert, 1990 cited in Mitchell-Banks, 1999). In order to address continuing public concerns over non-timber values, the Forest Resources Commission, otherwise known as the Peel Commission, was established in 1989 (Wilson, 1998). The Peel Commission recommended that at least one-third of the AAC be set aside for smaller, areabased tenures that would be managed by individuals and small communities such as First Nations (Haley, 1997). In response to various Royal Commission recommendations, the provincial government, led by the New Democratic Party, initiated steps towards the development o f sustainable forest management policy in the early 1990s. Even though the idea may have been generated as early as 1930s, the establishment of an actual legislative framework for the development of community forestry is very new in BC. For instance, the Community Forest Agreement (CFA) program was only initiated in December 1997 with the Forest Minister’s appointment o f a Community Forestry Advisory Committee (CFAC). The legislation on CFAC was passed in 29 1998, but became effective only in December 4,2000 (BC Community Forestry Annual Report, 2001-2002). The government later issued a “request for proposals” inviting communities to apply for a special 5-year Community Forestry Pilot Agreement (CFPA) (BC Community Forest Annual Report, 2000-2001). Since its inception, the notion of community forestry gained considerable support in many BC communities (Haley, 1997). As o f January 2012, there are 47 active community forests in BC covering approximately 1.28 million hectares o f Crown land (MFLNRO, 2012). Although community forestry in BC is fairly new, BC has come a long way in its efforts to establish a community forestry program. Any opportunity comes with challenges, and BC has its own set of challenges when it comes to alternatives such as community forestry. There is a need for new thinking and significant policy change in BC to establish community driven forest management practices, and the successful deliberation o f such an initiative will rest in the government’s willingness to provide the appropriate legal frameworks and necessary financial supports to local communities. First o f all, there is ambiguity and lack o f understanding about the basic concept of community forests. For example, one o f the key concepts of community forestry is local control over decision-making. This is not the case in BC where the provincial government maintains control over community forests and policy decisions are primarily directed towards timber values and economic gains. As suggested by Beckley (1998), the philosophy behind community forestry has been somewhat underestimated with narrow scope in terms o f meaningful objectives and realistic goals. Furthermore, important aspects such as culture, local economic structure, and geographic boundaries are either unknown or simply ignored (Norton & Hannon, 1997). 30 Secondly, one o f the important components of community forestry is to adopt local knowledge such as First Nations traditional knowledge systems, and social and cultural values, into management practices and decision-making. However, as Corcoran & Sievers (1994) points out, the current formal education system is built upon assumptions stemming from the Industrial Revolution in which people are taught the importance of economic growth. Many important decisions are based on the assumptions made by professionals such foresters, planners, ecologists, biologists, environmentalists, and engineers who are products of the EuroWestern education system. The authors further emphasizes that in the absence o f traditional knowledge based learning, these professionals have failed to include critical social analysis in their management decisions. Third, one o f the most important aspects o f community forestry is community ownership of the land and resources and control over decision-making. Duinker et al. (1994) stress that before thinking about the socio-economic and environmental benefits from community forestry, a property right must be understood. Essentially, if community forestry is to be successful, local communities must be the primary owners and users of the forestland. However, this is not the case in BC where community property rights in resource management are exclusively under government control (Binkley & Zhang, 1998). As Beckley (1998) describes, community forestry in BC is conceptualized and appropriated by government offices and other related organizations, and regulated through a centralized government system as opposed to local control. Hence, some well-known community projects established in BC such as Revelstoke Community Forest, Mission, and North Cowichan are not free from government imposed regulatory obligations. These communities only have the right to manage and operate on a certain land base, not rights to the 31 overall management decision-making. In addition, there is no separate board or committee that oversees the management; registered professional foresters (RPFs) make management decisions and answer directly to the municipal council and not the local communities (Beckley, 1998). The lack of democratic representation of the community in the management and decision­ making process contradicts the basic principles of community forestry. Aside from ownership, it is equally important to understand that local control over forest management decision-making is one the key criterion for community forestry. This is certainly not the case in BC as local communities including First Nations are obliged to live within the conditions set by the provincial government (Booth, 1998). Egan et al. (2002) highlight that effective control over land and resources must be recognized as a strategic tool to promote community-based forest management practice and capacity building. More importantly, management decisions must be made by those who know best and are affected by the decisions being made because, unlike distant bureaucratic and corporate decision makers, local decision­ makers must live with the consequences of their choices. Egan et al. (2002) also emphasize that, in order to minimize the social inequality, attention must also be given to human issues such as social equality, poverty reduction, power distribution, and gender roles in the community. Fourth, the issue of competition with major licensees is certainly one o f the major challenges for successful establishment o f community forestry in BC. The opportunities for increasing the number of woodlots, and creating community forests are further curtailed by the current government policy on privatization and the recent increase o f tenure rights for corporations (Burda, 1997). As a result, the aspirations of B.C.’s communities towards community forestry are hindered by the lack o f sufficient land base. With significantly smaller land bases with limited quality timber supply and the lack of local capacity, most community 32 forestry simply cannot compete with the major forest industry in terms o f both resource use and marketing. In fact, this may be the ultimate reason why alternative community forestry approaches may not be a realistic goal in BC. Lastly, a major drawback for successful establishment of community forestry in BC is the current forest tenure system. As suggested by Mallik & Rahman (1994), the land tenure arrangement is a critical factor in developing a successful community forestry project. Despite the Sloan Royal Commission (1956) recommendation for change in existing tenure arrangement such as TFLs, the same tenure system still exists and is held not only by industrial based forestry companies, but also by some of the well-known community based forestry projects in BC. For example, TFL #26 was issued to the District of Mission in 1958, TFL #42 to Tl’azt’en Nation in 1982, and TFL #56 to Revelstoke in 1993. These communities have no control over the land and resources under these tenure arrangements, but must live by conditions set by the provincial government (Booth, 1998). In addition, the successful establishment of community forestry will require a significant land base, and satisfaction from the benefits derived from managing the surrounding forest land (Beckley, 1998). It is suggested that size o f land base should be between 10,000 and 100,000 ha, with a variety o f forest age-class structure, as well as substantial volumes o f good quality timber (Duinker et al. 1994; Matakala & Duinker 1993). However, most communities in BC do not have significant unallocated forestland nearby, and in most cases the purchase o f sufficient forestland or existing forest tenures is not feasible (Allan & Frank, 1994). Typical size of the TFL awarded for community forestry in BC range from as small as 8,500 to 225,000 ha (Beckley, 1998). In the case of Tl’azt’en Nation, TFL #42 only covered 49,265 ha of the land base and the community had no control over forest management decision-making. 33 2.2.7.2 International Perspective: The Nepalese Example In recent years, the concept of community forestry has gained popularity throughout the world (Egan et al., 2002). There are several examples of successful implementation of community forestry projects, but community forestry in Nepal in particular has set a good example and captured attention around the world. The need for better sustainable resource management practices and local control over forests was realized in Nepal due to increased dissatisfaction with the quality o f forest management practices and the centralized approach to forest management and decision-making. Historically, forest lands in Nepal were under the control o f central government and often managed without appropriate forest policy and legislation. To mitigate problems associated with a rapid deforestation, the Forest Nationalization Act was introduced in 1956 (Bajaracharya, 1983). This Act brought all forests under government control and administrative power was legislated under the new Forest Act of 1961 (Gronow & Shrestha, 1991). Under this Act, forests were considered common property and every village was forced to manage their own forest while undergoing the overwhelming transition from the forest framed as Indigenous/traditional space into forest claimed as national in jurisdiction and ownership. It was soon realized that the 1956 Act violated local people’s traditional rights to forest land, and criminalized forest practices and uses that were previously traditional. This state controlled system eventually failed not only because it did not address local concerns, but also because it lacked the institutional capacity for effective implementation (Gronow & Shrestha, 1991). While the central government was still in power, the policy implementation process continued on and a new National Forest Plan came into effect in 1976. Under this plan the government still controlled the majority o f forest land, but began to provide technical support to 34 local communities that managed a few-fragmented woodlots in the country (Bajracharya, 1983). For the first time in Nepal’s history, this plan set out national policies with four basic forest management objectives. The objectives were: 1) to obtain the maximum contribution from the forests towards national development, 2) to manage the forests to prevent further environmental damage, 3) to attain self-sufficiency for communities from the development of basic forest products, and 4) to preserve wildlife and natural resources (Bajarcharya, 1983). Though this was an innovative approach, the new Act was ineffective in addressing some o f the conflicting needs of the local forest users. This eventually led to an amendment o f the Forest Nationalization Act in 1978. Two types of forest tenures, the Panchayat Forest and the Panchayat-Protected Forest, were created from national lands and given to the Village Panchayat11. Under Panchayat Forests, each Panchayat received 125 hectares of government-owned land and obtained rights to manage and protect the forest and use its products; while under Panchayat Protected Forests, each Panchayat was eligible for 500 hectares of forest land and responsible for managing it as a protected forest. In turn, the Panchayat was allowed to collect fuel wood, fodder, and other forest products for local use, and to keep 75% of revenue derived from the sale of logs or forest products from this protected forest (Bajaracharya, 1983). Meanwhile, the government also initiated lease forests and private forests, allowing individuals or organizations to produce timber, fuel wood, and other forest products on both crown land and private land. The fundamental ideas and principles used in the Panchayat Forest and the Panchayat-Protected Forest Rules and Regulations eventually led to creation o f Community Forestry. 11 A former political unit o f a party-less system o f Government of Nepal, suppressed since 1990 by a multi-party system. 35 Even though initiatives were begun in 1978, a full-scale Community Forestry Development Project did not start until the early 1980s. In order to provide policy guidelines, the Master Plan for the Forestry Sector was created in 1988 (Gronow & Shrestha, 1991). It clearly articulated the importance of community forestry and gave a clear policy framework to meet people’s basic needs through sustainable forest management practices (Upreti, 2000). One of the important aspects of the Master Plan was that more than 45% o f the total budget was allocated towards community forestry development (Dongol, 2002). In addition, the plan also emphasized the need for forestry research in Nepal, with an estimated cost o f $40 million US (Bhattarai, 1993). In Nepal, the majority o f the potential community forest lands have been handed over to the local community forest user groups (CFUGs).12 By the late 1980s, over 60% of the country’s forest was controlled and managed by local CFUGs (His Majesty Government of Nepal, 1989). Progressive steps were taken toward implementing community forestry after a change in the political system in 1990, which led to the formulation and creation o f the Forest Act o f 1993 and the Forest Bylaws of 1995 (Maharjan, 1998). Under this important legislation, various CFUGs were formed and given full rights and responsibilities for regeneration, protection, and harvesting of local community forests (Dongol, 2002). As o f 1999, over 600,000 hectares of Nepal’s forested land had been formally handed over to 7000 CFUGs (Shrestha & Pokharel, 2000). These numbers increased to over 848,000 hectares of community forestry and 11,000 CFUGs (approximately 1.2 million households) in 2002 (Baral, 2002). Recently, the 12 Local community forest user groups (CFUGs) are an assembly o f rural people and a local level civil society who have been involved in community forestry and are responsible for development, organization, and management decision-making over designated community forests. 36 total number of CFUGs has increased to 13,300 accounting for approximately 1.5 million households throughout the country (Uprety, 2006). In the case of Nepal, the success of community forestry owes much to the government’s willingness to recognize the need for adequate policy implementation to provide supports and a legal framework for sustainable community-based forest management. The recognition of existing traditional knowledge, inclusion o f social and cultural values, capacity building through community organization such as CFUGs, utilization o f non-timber products, and government initiatives are driving forces behind the success of community forestry in Nepal. 2.3. British Columbia Forest Policy Documents Review The policy review section includes some of the important forest policy documents including forest tenure and governance, Aboriginal forest tenure and governance, and the legal frameworks: Aboriginal rights and title, First Nations consultation and policy guidelines, the New Relationship and strategic policy approach to accommodation, and finally the Interim Forest and Range Opportunities Agreement and the engagement of the Tl’azt’en Nation. 2.3.1. Forest Tenure and Governance In BC, the tenure system is the touchtone of the province’s forest policy and the design and implementation of forest tenure policy directly influences the forest industry and a broad spectrum o f socio-economic and environmental values (Pearse, 1976). Through tenure systems, the government transfers specific rights to use Crown, or public, forest and other resources to others such as private forest companies, communities, and individuals. The key statute governing timber tenures is the Forest Act which sets out the forms of agreement such as duration of the tenure, rights and obligations, and responsibilities for each tenure issued (MFLNRO, 2012). The province’s Chief Forester makes the AAC determination for TFLs and 37 Timber Supply Areas (TSA). A separate AAC is assigned to every management unit such as TFLs, TSA, CFA, and Woodlot License (WL). Over 90% o f the annual harvest o f publicly owned timber occurs under three tenures forms: Tree Farm License (TFLs), Forest License (FLs), and Timber Sale License (TSLs). Several forms o f tenures such as TFLs, WL, and most o f TSLs grant exclusive rights to harvest the timber within a specified area o f land while other forms o f tenures such as FL and some TSLs that grant non-exclusive rights (NAFA, 2003). Recently, the First Nations Woodland License (FNWL) has been added to the list as a major form of tenure agreement in BC (MFLNRO, 2011). While FNWL is considered by the government as unique to First Nations’ interests in the land and resources, the fundamental basis for this new tenure development is based on the legacy of the original tenure system which was created for the purpose of economic expansion in the province. As Haley & Nelson (2006) point out, the forest tenure system in BC remains a complex mix of new and old policies that have evolved over time and has failed to provide the economic and social benefits it was designed to deliver. More importantly, it does not consider the social, cultural, and subsistence-based local economic values and is particularly unfavorable to First Nations people (Haley & Nelson, 2006). 2.3.2. The Aboriginal Forest Tenure and Governance In BC, First Nations were locked out o f timber assignments for many decades, even though all o f the logging activities took place on lands claimed by First Nations (First Nations Forestry Council Briefing Document - BC Forestry Roundtable, 2008). In response to growing concerns from First Nation people regarding the current tenure arrangement and overall forest management practices, the Provincial government initiated some important steps in the last two decades. These include the establishment o f a Task Force on Native Forestry (TFNF) in 1990, 38 the enactment of Forest (First Nations Development) Amendment Act in 2002, the introduction of Forestry Revitalization Act in 2003, the initiation o f the New Relationship and “Transformative Change Accord” 13 agreement documents in 2005, and the formation o f the Working Roundtable on Forestry in 2008. The purpose o f these initiatives were to promote greater opportunities for First Nations to access forest tenures, improve relationships with First Nations, and more importantly, to close the socio-economic gap between Aboriginal and nonAboriginal people in BC. The need for the establishment o f First Nations interests-based tenure system is welldocumented. For instance, the final report of the TFNF presented in 1991 highlighted that the establishment of a secure tenure was one of the most important factors for First Nations participation in the forestry sector after land claims (Webber, 2008; Task Force on Native Forestry, 1991). The Royal Commission on Aboriginal Peoples (RCAP) (1996) also recognized the establishment of a formal tenure as one of the key strategies for Aboriginal people to regain their rightful role in the forest management and to re-instate the underlying values of forests. The RCAP (1996) further emphasized that Aboriginal concepts of tenure and ownership differ significantly from the existing tenure systems which is developed based on resource extraction and short-term economic benefits, which is contrary to First Nations’ holistic relationship with the lands within their traditional territories. Since the introduction of the Forestry Revitalization Plan in 2003, several First Nations communities in BC signed interim agreements such as Forest and Range Agreements (FRAs) 13 In addition to the New Relationship agreement, the Provincial government o f BC, the government of Canada, and the Leadership Council representing the First Nations in BC also signed the Transformative Change Accord (known as Kelowna Accord) in 2005. This was initiated in efforts to strengthen the govemment-to-govemment relationship and to close the socio-economic gap (in education, health, housing, and economic status) between Aboriginal and non-Aboriginal peoples in BC. 39 and later Forest and Range Opportunities Agreements (FROs) under the new First Nations forest policy provisions. As of March 2009, there were 131 First Nations groups in BC that had signed the FRAs and FRO Agreements and an additional 114 First Nations groups had obtained one time Direct Awards as o f August 2011 (Ministry of Forest and Range, 2013). In response to the Report o f the Working Roundtable on Forestry recommendations (2009), the Provincial government recently announced a new type of agreement in 2010, called the Forest Consultation and Revenue Sharing Agreement (FCRSA). In theory, FCRSA is different compared to previous agreements in the sense that it provides First Nations with economic benefits based on the actual harvesting activities that take place within their traditional territories. The FCRSA replaces the previous FRA and FROs and refocuses the revenue sharing on meeting government’s two key objectives: 1) accommodation of Aboriginal interests, and 2) providing funding to meet the Transformative Change Accord. Since 2010, the government has signed 117 FCRSAs with First Nations in BC. Most recently, the government also introduced a new form of forest tenure called First Nations Woodland License (FNWL) in 2011 (MFLNRO, 2011). If First Nations sign a new Forest Tenure Opportunity Agreement (FTOA), they may be eligible to apply for FNWLs, which are considered compatible with First Nations’ asserted interests in the management of land and resources within their traditional territories. In theory, this long-term area-based tenure allows First Nations to have an increased role in forest stewardship including the protection o f their traditional land use practices, utilization o f non­ timber forest products, and opportunities for future investment. To date, only two First Nation communities: Huu-ay-aht First Nation and Canim Lake First Nations have signed FNWL agreements in BC (MFLNRO, 2014). 40 Today, First Nation peoples in BC have the opportunities to apply for various tenure applications such as CFA, FL, WL, Forestry License to Cut (FLtC), and FNWL. As of April 2012, 172 First Nations communities have signed 256 direct award agreements (MFLNRO, 2012). While First Nations people in BC hold proportionally higher forest tenures today than two decades ago, many o f the issues and challenges regarding a meaningful establishment o f a First Nations forest tenure system in BC remain unresolved. First and foremost, there is a lack o f proper recognition and protection of Aboriginal and treaty rights and integration o f overall land ethics, values, and traditional systems of governance into forest management (Smith & Ross, 2002). Other research studies also emphasize the importance o f recognizing Aboriginal rights and the integration of traditional systems o f governance and resource management practices as part o f the forest policy development strategies such as First Nations tenure development in BC (Curran & M ’Gonigle, 1999; Clogg, 2007; & Rogers, 2007). Secondly, despite some forest policy reforms, the tenures still exist within the same administrative framework in which government defines overarching management objectives and set the rules for allowable harvest levels (Webber, 2008). Wyatt (2008, p. 177) further clarifies that, “Forestry for First Nations represents the existing forest management system with a number of modifications to reflect greater acknowledgement of and place for First Nations.” Thirdly, the majority of First Nations in BC still do not have access to adequate timber allocation to support viable economic opportunities in the forestry sector. This is mainly because the large portions of Crown land and timber volumes are assigned to large, well-established forest companies with higher capital investment than First Nations can compete with. For example, British Columbia Timber Sales (BCTS), which is part o f the MFLNRO, is one of the major competing licensees in BC, which manages 20% o f the provincial timber volume as compared to only 8% o f the AAC 41 set out for eligible First Nations (First Nations Forestry Tenure in British Columbia: Briefing Document First Nations Forestry Council - BC Forestry Roundtable (2008). Besides adequate timber allocation, First Nations do not have community capacity and long-term sustainable resources to manage currently held forest tenures on their own (First Nations Council Briefing Document - BC Forestry Roundtable, 2008). A recent study shows that First Nations directly manage all legal responsibilities on only about 54% of the licenses they hold and the remaining 46% o f licenses held by First Nations are under circumstances where some or all of the legal responsibilities are transferred to a non-native third party. As a result, First Nations receive only 22% o f employment opportunities with 32% of revenue sharing resulting in only 6% employment opportunities for First Nations (SR Management Services Ltd, 2010). Between the periods of 2005 and 2009, the overall harvest volume from First Nations tenures was approximately 7% o f the total provincial AAC which has increased to 15.5% by the end of April 2012 (MFLNRO, 2012). 2.3.3. The Legal Frameworks: Aboriginal Rights & Title With respect to legal frameworks, it is important to understand the meaning and scope of Aboriginal rights and title. Aboriginal rights are practices, customs or traditions First Nations participated in prior to European contact and are integral to the distinctive culture o f the First Nations claiming the right whereas Aboriginal title is a subcategory o f Aboriginal rights, which is the right to the land itself (Updated Procedures for Meeting Legal Obligations when Consulting First Nations - Interim, Province of BC, 2010). Aboriginal rights include hunting, fishing, and gathering activities that are protected under the Constitution and cannot be extinguished by any government. Aboriginal title refers to exclusive use and occupation o f the 42 land for a variety o f purposes and can only be surrendered to the Crown through treaty negotiations. Many First Nations maintain that treaty negotiations are land sharing agreements, and not land cessions as stated by the Royal Proclamation (The Office o f the Treaty Commissioners - Internet Access, January 18,2014). Treaty rights are beyond the scope o f this research study, but it is important to understand that Treaty rights14 are separate from Aboriginal rights.15 In addition, Aboriginal interests are most commonly used terms in the resource management sector which basically refers to claimed or proven Aboriginal rights and title and treaty rights that require consultation (MFLNRO, 2010). In Canada, the existing Aboriginal and treaty rights are recognized and affirmed in Section 35(1) o f the Constitution Act, 1982 (Smith & Ross, 2002; MFLNRO, 2010). The rights of Aboriginal people with respect to land and resources are also recognized and substantiated through several land mark court rulings. Among several other court decisions, some o f the important and relevant land mark court decisions include Calder v. British Columbia [1973]16, Sparrow v. the Queen [1990]17, R, V. Van der Peet v. the Queen [1996]18, Delgamuukw v. British 14 Treaty rights are held by a First Nation in accordance with the terms of a historic or modem treaty agreement with the Crown. Treaties may also identify obligations held by a First Nation and the Crown. 15 Aboriginal rights are practices, customs or traditions integral to the distinctive culture o f the First Nation such as hunting, fishing, and gathering plants for traditional medicines and spiritual ceremonial purposes. 16 The Calder Case was the foundation of Aboriginal law in BC where for the first time Canadian law acknowledged that Aboriginal title to land existed prior to the colonization o f the continent. In particular, the court determined that Nisga’a title to their lands had never been lawfully extinguished through treaty or by any other means. 17 The Sparrow Case was a precedent-setting Supreme Court o f Canada decision that affirmed Aboriginal fishing and other rights. This court decision set out criteria for determining whether governmental infringement on Aboriginal rights that were in existence at the time o f the Constitution Act, 1982 were justifiable. This is known as the “Sparrow Test.” 18 The Supreme Court of Canada Van der Peet decision further defined Aboriginal rights such as fishing rights as outlined in the Section 35 of the Constitution Act, 1982. 43 Columbia [1997]19, and Haida Nation v. British Columbia and Weyerhaeuser [2004]20, and Taku River Tlingit First Nation v. British Columbia [2004]21. Most recently, the Supreme Court of Canada decision in William v. British Columbia [2014]22 has also granted land title to Tsilhqot’in First Nation providing more legal clarity to the land issue in BC. Although Section 35(1) of the Constitutional Act, 1982 and subsequent court rulings provide general protection of Aboriginal rights, most fail to define or set out particular Aboriginal rights (MARR - Internet Access, March 15, 2011). As a result, many First Nations in BC have unresolved Aboriginal rights and title issues that are being addressed by the Provincial government through treaty, incremental treaty agreements and interim measures, and broad-based discussions (The State of BC’s Forests (3rd ed.), 2010). Due to the several court rulings favoring Fist Nations claims, the government, industry, and third party interest groups have an enforceable and equitable legal duty to consult First Nations before proceeding with development activities on potential treaty land and to seek accommodation of Aboriginal rights (Sherry, Halseth, et al., 2005). More specifically, the Provincial government and decision­ makers have legal obligations to consult with First Nations and seek to address their concerns, and where required, accommodate First Nations whenever it proposes a development activity or 19 The Delgamuukw Supreme Court of Canada decision confirmed that Aboriginal title does exist in BC, that it is right to the land itself - not just right to hunt, fish, and gather foods and medicinal plants. 20 The Haida Supreme Court o f Canada decision emphasized the importance o f government duty to consult and when required provide proper accommodation to Fist Nations when making land and resource use decisions that could affect Aboriginal rights and title (both proven or unproven Aboriginal rights and title). 21 The Taku River Tlingit decision is similar to the Haida Nation v. British Columbia and Weyerhaeuser court decision [2004]. 22 In the Tsilhqot’in land mark decision, the Supreme Court o f Canada for the first time in Canadian history has declared Aboriginal title to the land and resources. This court decision not only provides greater clarity both on Aboriginal title and rights, but also the Province’s rights and responsibilities regarding future First Nations consultation and how land and resource management decisions are made in BC. First Nation’s consent is now required prior to making any land and resource management decisions within the Aboriginal titled land. decision that could impact treaty rights or both claimed and proven Aboriginal rights (MFLNRO, 2010). The forest sector plays a major role in BC’s economy and proper recognition of Aboriginal rights and title with respect to land and resource use and considerations for First Nations interests and socio-economic values during the forest policy development process are critical for future forestry development in BC. Specific to forestry development, the MFLNRO has legal duties and obligations to consult and respect Aboriginal rights while maintaining a timely approval process for forest business practices (Ministry o f Forests and Range Aboriginal Affairs Branch Policy Manual, 2003). This is part o f the government’s obligations to ensure that the existing rights o f Aboriginal people are not unjustifiably infringed upon by the forest development decisions o f the Crown or its licensees. In addition, Aboriginal access to resources and control over management decision­ making within their traditional territories have also been defined by the negotiation o f land claims and self-government agreements such as the Inuvialuit, Gwich’in, Inuit, and Nisga’a Treaty (Sherry, Halseth, Fondahl, Kaijala, Leon, et al., 2005). Through a lengthy process of legal claims and favorable outcomes o f the recent court rulings, Aboriginal people in BC have been able to proclaim their inherent rights and title on traditional lands. Increasingly, the integration of traditional knowledge and cultural values has become a part o f the resource management strategy and decision-making in BC. However, significant issues and challenges still remain with regards to an adequate access to resources and an effective control over land and resources management decision-making within their traditional territories. It is often understood that the primary intent o f the government approach to negotiations with First Nations is to secure long-term resource development within their traditional territories 45 rather than implement policy that acknowledges and respects Aboriginal rights and title that are protected under the Constitution Act and affirmed through several important court rulings cited above. As Smith & Ross (2002, p. 1) point out, “the provincial systems o f tenure are a structural and systemic impediment to the recognition and protection o f Aboriginal and treaty rights in forest management in Canada.” Essentially, the ability to continue their traditional land and resource uses and protection o f underlying forest values under existing systems has been the primary focus of First Nations for exercising their rights (Smith & Ross, 2002). 2.3.4. First Nations Consultations and Forest Policy Guidelines As the traditional occupants o f the land, First Nations people in BC hold unique legal status which is recognized in Canadian law, such as Section 35(1) o f the Constitution Act, 1982, which was subsequently affirmed through several Supreme Court decisions. To honour and respect existing Aboriginal rights and title, the provincial government has legal duty to consult, and when appropriate, accommodate First Nations on land and resource decisions that could impact their Aboriginal interests (MARR - Internet Access, March 15, 2011). In response to emerging Aboriginal case law, the Provincial government developed its first Aboriginal rights policy in 1995, with the intent of avoiding or justifying the infringement o f proven Aboriginal rights (MARR - Internet Access, March 15, 2011). In the wake of Aboriginal case law such as the Supreme Court of Canada decision on the Delgamuukw case in 1997, the Provincial government developed the Crown Lands Activities and Aboriginal Rights Policy Framework to include the Consultation Guidelines in 1998. The most significant development o f this policy was the consideration of Aboriginal title as the basis for consultation, because previously, the government only had to consider consultation from informants o f Aboriginal rights to meet the legal requirements established in the Sparrow decision (Marsden, 2005). 46 In light of two BC Court of Appeal decisions on the Haida Nations v. BC (Ministry o f Forests) and Weyerhaeuser [2002] and Taku River Tlingit v. Ringstad et al. [2002], the Provincial government expanded its Consultation Guidelines (1998) and introduced the Provincial Policy for Consultation with First Nations in 2002. Subsequently, the Provincial government also drafted the Ministry of Forests Consultation Guidelines, Ministry o f Forests Policy on Aboriginal Rights and Title, and Strategic Policy Approaches to Accommodation in 2003 (MFLNR, 2013). These became primary policy guidelines for consulting First Nations, although most of the provincial ministries had their own guidelines. Through this policy, the Province emphasized First Nations consultation based on Aboriginal rights and title that are asserted but unproven through the court proceedings (Marsden, 2005). This was standard practice with respect o f First Nations consultation in BC until the most recent Supreme Court of Canada decisions on the Haida Nation v. BC (Ministry o f Forests) and Weyerhaeuser [2004] and Taku River Tlingit v. Ringstad et al. [2004], The court decisions provided a clearer understanding of the rights and responsibilities o f the governments to consult and accommodate First Nations interests and further defined what constitutes proper consultation and accommodation (MARR - Internet Access, March 19, 2010). More importantly, the court affirmed the Province’s duties to consult with First Nations regarding claimed but not yet proven rights and where appropriate accommodate those rights [Haida decision - 2004] (MARR Internet Access, March 19, 2010). In 2005, the Province began meetings with representatives o f the First Nations Summit, the Union of BC Indian Chiefs and the BC Assembly of First Nations to develop new approaches for consultation and accommodation. The focus was to develop a new vision and goal towards creating a better relationship with First Nations in BC based on openness, 47 transparency, and collaboration instead of litigation to avoid future uncertainties (MARR Internet Access, March 19, 2010). Based on meetings, the Provincial government introduced the New Relationship agreement document outlining the visions and principles o f the new relationship. The highlight of this document is to establish a new govemment-to-govemment relationship with First Nations, new processes and structures for coordination, and shared decision-making on the land base. The document also proposes discussion on revenue sharing to reflect Aboriginal rights and title interests and to assist First Nations with economic development (MARR - Internet Access, March 19, 2010). A detailed description o f this New Relationship agreement document is described in the next section (Section 2.3.5). In 2010, the Provincial government released an interim Updated Procedures for Meeting Legal Obligations when Consulting First Nations document to reflect new case law and legal requirements established by the courts since April 2010. However, the procedures are not intended to replace or supersede previous agreements such as the relationship development, shared decision making arrangements, other process agreements or treaty between the province and First Nations. The procedures outlined in this document further emphasize both claimed and proven Aboriginal rights and title and provide a baseline for provincial government agencies to meet legal obligations required by case law while fulfilling vision o f a New Relationship (MARR - Internet Access, March 19, 2010). The current consultation process consists o f four phases: 1) preparation, 2) engagement, 3) accommodation, and 4) decision and follow-up. Phase one involves the identification o f the involved First Nation(s), identification o f treaties or process agreement(s), a review o f readily available information, consideration o f the applicable consultation level, and deciding who will engage the First Nation(s). The second phase involves providing information and seeking input, 48 engaging First Nation(s), and completing consultation at the appropriate level. The third phase involves assessing consultation and the need to accommodate, identifying accommodation options, and proposing accommodation measures and attempting to reach agreement. The final phase involves assessing consultation and accommodation records, providing decisions to the First Nation(s), and ensuring implementation o f the agreed accommodations (MARR - Interim Updated Procedures for Meeting Legal Obligation When Consulting First Nations (Internet Access, March 19, 2010). In general, the required level o f First Nations consultation is determined based on the key indicators illustrated in diagram below (Figure 2): Strong rights or title claim, or itrong proven rights Factors suggest a reasonable loderate claim, or proven rights, or treaty rights Little indication of historical or current use mal teal itification Minimal or no impact Reasonable probability of High probability of adverse impacts or negative impacts or infringem ent infringements Source: Ministry of Aboriginal Relations and Reconciliation (2010, p.l 1) Figure 2: Considerations for Levels of First Nations Consultation Diagram In terms of methods of consultation with First Nations, the government currently uses an ad hoc referral process whenever the Crown is about to make a decision which may impact 49 Aboriginal rights. Basically, the government consults with First Nations on behalf o f licensees by sending letters to First Nations about the proposed resource development activities on Crown land. First Nations are given a 60 day response period which is considered a formal consultation process. First Nations have no other options but to follow the rules and policy around consultation process and they must respond within this set time frame if they have any issues or concerns regarding proposed development activities within their traditional territories. This is followed by information sharing sessions with First Nations involving some degree o f consultation, an assessment of Aboriginal claims, and possible considerations for accommodation (Morellato, 2008). Generally, the scope o f consultation will depend on the degree to which the forestry decision impacts the land base and the level of Aboriginal interests impacted by the decisions being made (MFR - Ministry Policy Manual, 2003). However, the degree of consultation and accommodation is determined by Crown officials (Morellato, 2008). During the 60 day period, First Nations have the opportunity to review the scope of proposed development activities and bring forward any issues or concerns they may have during the information sharing sessions. However, due to the overwhelming number of referrals received from multiple government agencies on a daily and weekly basis and the lack of capacity, resources or staff to address those referrals, many First Nations are unable to properly review and respond to all the referrals received. Regardless, the consultation is considered done whether or not any response is received from First Nations within the 60 day period. The current referral process is considered largely ineffective, dysfunctional, and flawed since the Crown policies do not engage in truly collaborative decision-making processes with First Nations (Morellato, 2008). 50 2.3.5. The New Relationship and Strategic Policy Approach to Accommodation A historical Aboriginal-Crown relationship between the Province o f BC and the First Nations Leadership Council was initiated in 2005 under the “New Relationship” policy agreement (New Relationship Document, 2005). This approach was initiated following several court decisions favouring Aboriginal rights and titles in respect to land and resource use in British Columbia. The underlying premise of this new initiative was to establish a new govemment-to-govemment relationship based on respect, recognition, and accommodation of Aboriginal rights and title with regards to land and resource management, decision-making, and revenue sharing (The New Relationship Document, 2005). This agreement confirms and highlights the recognition of the right to Aboriginal title, protected under Section 35 o f the Constitutional Act 1982, and the inherent right to make decisions over land use. The strategic goals and visions o f this new agreement are to recognize First Nations as a strong and equal economic partner, establish First Nations economic self-sufficiency, and eliminate socio-economic disparity between First Nations and other British Columbians. Furthermore, the goals are also to preserve First Nations cultures, language, and ensure that lands and resources are managed in accordance with First Nations laws, knowledge, and values (The New Relationship Document, 2005). With respect to the Strategic Policy Approaches to Accommodation, the government is obligated to consult with First Nations on a wide-range of forest and range management decisions and to seek to accommodate them for unjustifiable infringements of Aboriginal title (MFR - Strategic Policy Approaches to Accommodation, Final Draft (2003). 51 2.3.6. The Interim FROs Agreement and the Tl’azt’en Nation Engagement Initially, the Forest and Range Agreements (FRAs) and Forest and Range Opportunities (FROs) were conceived as interim measures between First Nations and the Ministry of Forests and Range (MFR - Presently, MFLNRO) to provide economic incentives for First Nations through revenue sharing and forest tenure opportunities. The purpose of these agreements were to provide accommodations and revenue sharing in the form of either forest tenure and/or revenue for any potential Aboriginal rights and/or title that may be impacted by forestry decisions and to create stable conditions for resource development and operations on Crown land (Strategic Policy Approaches to Accommodation, 2003). In general, these agreements were non-replaceable and offered for 5-year terms, subject to the renewal of the agreement. The tenures under this agreement are volume based and subject to the same terms and conditions that apply to all other forest tenures in British Columbia (MFR, FRO - Frequently Asked Questions, August 14, 2007). The amount of revenue and number o f forest tenures were determined based on population size. In exchange, First Nations not only must agree to not engage in direct action to exercise their right and title, but must also agree to the consultation process lead by the Ministry of Forests and Range (MFR - Strategic Policy Approaches to Accommodation, Final Draft, 2003). The New Relationship amended the previous FRA which was replaced by a new template entitled Interim Agreement on Forest and Range Opportunities. The important developments in this new agreement were the removal o f the provision that enabled the province to cancel agreements if First Nations challenged BC forestry decisions in courts (Union o f BC Indian Chiefs (UBCIC) Press Release, June 6, 2006). Basically, FROs were based on the same principles as the previous FRAs, and formally recognize the mutually agreeable new relationship 52 between the government and First Nations. Despite this new tenure amendment, FROs were disputed by the UBCIC. One of the main concerns was limited economic opportunities for the infringement of their Aboriginal rights and title in the forestry sector. The other concerns were around the exclusion of First Nations from strategic, administrative, and operational decisions by setting out a consultative process which does not incorporate First Nations laws and values into land and forest use decisions (UBCIC letter to the Premier Gordon Campbell, 2006). Effectively, First Nations strongly rejected the unilaterally pre-set conditions of the FROs Agreement as these terms and conditions put serious limitations on the ability o f First Nations to exercise and defend their Aboriginal rights and title during the term o f the agreement (Parfitt, 2007). While several provisions o f the FROs Agreement were contested by First Nations communities across BC, the Tl’azt’en Nation entered into the Interim FROs Agreement in 2008 (Tl’azt’en Nation Interim FROs Agreement, 2008). The total timber volume is not specified in the agreement document, but the total revenue sharing o f $3.56 million was negotiated under this agreement (Ministry o f Forests, Mines and Lands - First Nations & Land Use Planning Branch, 2011). The overall purpose o f the agreement was to create viable economic opportunities and help improve the socio-economic conditions o f the Tl’azt’en Nation while creating a stable condition for forest resource development on Crown lands within the Traditional territory o f the Tl’azt’en Nation during the term of the agreement (The Tl’azt’en Nation Interim FROs Agreement, 2008). 2.4. Conclusion Until European contact, Aboriginal people in Canada were self-governing with political authority, and maintained communal stewardship over the land and resources within their 53 respective traditional territories for thousands o f years. These well-established traditional systems of self-sufficiency were systematically replaced under the aggressive colonial systems of assimilation and elimination policy. The long-term intergenerational impacts o f such pervasive policy and subsequent government attitudes towards Aboriginal people has ultimately shaped the historical relationships between the Crown and Aboriginal people in Canada and continue to influence present day relationship building. In BC, a history o f government exclusion o f First Nations from forest management, policy development and resource management decision-making, and the successive takeover o f First Nations traditional territory is considered by First Nations, including the Tl’azt’en Nation, as evidence of lasting colonial attitudes towards Aboriginal people. While some progress has been made on the policy front, particularly with respect to recognition of the importance o f First Nations consultation during resource development proposal period, little progress has been made towards the reconciliation of issues and concerns of First Nations communities and the socio-economic implications of their involvement in the commercial forestry sector. In the absence o f proper recognition o f Aboriginal rights and title and the lack o f legitimate entitlement over the land and resources within their traditional territory, First Nation communities such as the Tl’azt’en Nation continue to be challenged by several external as well as internal factors that limit them from realizing the intended socio­ economic benefits from commercial forestry sector. As a result, the socio-economic gaps between non-Aboriginal communities and Aboriginal community continue to widen despite recent government efforts towards inclusion o f First Nations participation in the BC forestry sector. 54 This research was undertaken prior to the Supreme Court of Canada’s Tsilhqot’in decision (2014) which declared Aboriginal title to the lands and resources. This historic landmark court decision confirms that Aboriginal people exclusively occupied their lands and they were the proper land holders prior to 1846 when Canada legally became a sovereign Nation. In other words, Aboriginal inherent rights and title were never extinguished by the Crown and they are protected under the Canadian Constitution Act, 1982. As such, Aboriginal inherent rights and title are constitutional matters not legislative matters; and as such, both the Federal and Provincial governments cannot legally extinguish Aboriginal rights and title. The Tsilhqot’in case began in 1983 when the Provincial government granted commercial logging license within the traditional territory of the Tsilhqot’in Nation. The Tsilhqot’in Nation opposed this and the talk between the government and Tsilhqot’in Nation broke down when the Xeni Gwet’in (one o f the six Tsilhqot’in bands) claim for logging rights was refused. The Tsilhqot’in later added a claim for Aboriginal title to the land and went to court in 2002. In 2007, the Provincial Court made a decision in favour o f the Tsilhqot’in claim to rights and title, but the Provincial government immediately appealed the decision. After nearly 3 decades, the Tsilhqot’in Nation finally won their case on June 26, 2014 when the Supreme Court of Canada made its decision in their favor. Currently, the Tsilhqot’in Nation is the only Aboriginal group that holds land title within their traditional territories in Canada. However, several First Nations including the Tl’azt’en Nation have asserted land claims in BC and the Tshilhqot’in decision provides a road map for Aboriginal title claims beyond the traditional territory of the Tsilhqot’in First Nation and sends a clear signal that the government cannot ignore the future claims for Aboriginal title to the lands in BC. In this respect, the potential exists that the Tl’azt’en Nation will have their legitimate 55 ownership over their traditional territory recognized and regain control over how land and resources are managed and revenue and economic benefits sharing are determined in the future. How the Provincial government will make changes to its rules and regulations to truly respect the Tsilhqot’in decision and honour the Tl’azt’en Nation’s land title remains to be seen. 56 Chapter 3. Methodology and Methods 3.1. Introduction There are four basic elements o f social research: epistemology, theoretical perspective, methodology, and methods (Crotty, 1998). All these elements are interlinked and contribute to overall outcomes o f the particular research enquiry. For instance, epistemology is the basic set o f beliefs or way o f looking at the world and making sense of it whereas the theoretical perspective is the philosophical stance or a particular theory to guide research methodology and data interpretation to make certain assumptions about how reality works. Research methodology is the research strategy or design to develop the appropriate research methods to achieve the desired outcomes which are guided by individual theoretical perspectives, whereas the research method consists of the specific techniques or procedures used to collect data to support theoretical perspective (Crotty, 1998). This chapter outlines the research methodology and methods used to examine the opportunities and limitations o f First Nations forestry agreements and community management o f forests within the traditional territory o f the Tl’azt’en Nation. Following this introduction, a brief description of the methodological approach to the research undertaken is discussed. The third section provides detailed descriptions of the methods utilized for primary field data collection, including techniques and procedures such as semi-structured interviews, field notes and observations, and secondary data sources. The fourth section discusses the process and methods of data analysis such as manifest and latent content analysis. Finally, the fifth section addresses some of the strategies used to maintain and verify the quality of research data being collected and how they were interpreted and validated to justify the research findings. In addition, a brief discussion on some o f the strengths and weakness of the selected research 57 methods employed to collect data is also included. The chapter concludes with a summary of the research methodology and methods used to collect and analyze research data. 3.2. Methodology The choice of a qualitative research approach is influenced by personal goals and experiences (Maxwell, 2009). Guba & Lincoln (1994, p. 105) point out that, “questions o f methods are secondary to questions of paradigm, which we define as the basic belief system or worldview that guides the investigator, not only in choices o f method but in ontologically and epistemologically fundamental ways.” Ontology is the study of natural existence or reality and epistemology is a set of philosophical beliefs about the nature of social reality and truth or meaning that comes into existence through our engagement with the realities in our world (Crotty, 1998). In this regard, I believe that my personal perspective and understanding about the cultural and socio-economic realities o f the TPazt’en Nation has certain influences on how I designed my research framework and selected particular research methods. Regarding my research findings, it is possible that they may be the subject of diverse perspectives o f individual research participants and ultimately community negotiations (Guba & Lincoln, 1994). Qualitative research involves an interpretive and naturalistic approach to the world based on our individual perception and what we know about certain social phenomena based on social definitions and how they are presented by people (Denzin & Lincoln, 2011, 2005). Similarly, Babbie (2004) defines that the primary focus of social research is to find regulatory patterns in social life and generally reflects the collective behavior of many individuals. This research was conducted within the traditional territory o f the Tl’azt’en Nation and reflects the collective views and experiences of the Tl’azt’enne as well as other non-Tl’azt’enne participants. One of the important concepts in social research is that research should be done 58 with community, not to community. As such, the basic principle behind developing my research framework was to directly engage and work collaboratively with various Tl’azt’en Nation community members on a partnership basis so that I am a known person in the community as opposed to just another university graduate student researcher from a distance place. Through this approach, I was able to engage with some of the key members o f the community including community leaders, Elders, and Keyoh holders, participate in various community events, and consider the rural context and rhythm of the community. Meanwhile, I was also able to respect and honour cultural differences, engage in meaningful dialogue, understand community capacity and challenges, and more importantly, take part in long-term relationship building. One o f the advantages o f qualitative research is that it allows researchers to directly observe social life and develop a richer understanding o f many social phenomena as they exist in the natural setting. Furthermore, through the open and inclusive nature of the participatory approach, social research allows for a greater understanding o f complex and diverse representations of the individual research participants (Babbie, 2004). The findings o f my research study reflect a wide range of individual perspectives on the respective research questions and how I was able to observe and comprehend their real-life stories during the qualitative research interviews. The intent of this research is to analyze, highlight, and interpret the meaning and understanding o f long-term community values and the ongoing issues o f socio­ economic gaps and prevailing challenges o f the Tl’azt’en Nation as described by individual participants during the research interviews. 3.3. Methods The research method is the concrete tools, techniques or procedures used to gather and analyse data related to the research question (Crotty, 1998). The quality and integrity of 59 qualitative research relies on the collection of qualitative data through appropriate selection and use o f research methods that are relevant to research inquiry. Wolcott (1994) suggests that there are three major modes o f collecting qualitative research data: experiencing through participant observation, enquiring through interviewing, and examining through studying materials prepared by others. To a certain extent, this study involves a combination of all these elements; however, the qualitative field research interviews, and more specifically, the semi-structured interviews with open-ended questions was the primary mode o f data collection. By using these techniques, I was able to directly observe life experiences and important social variables such as individual’s perspectives, meanings, behaviours, thoughts, beliefs, and intentions. 3.3.1. Primary Field Data Collection Field research involves the direct observation o f social phenomena and individuals in their natural settings and provides a broader perspective and a deeper understanding o f social life (Babbie, 2004). This research was conducted primarily within the traditional territory of the TPazt’en Nation between the periods of 2011 and 2013. Conducting any type of research within the traditional territory o f First Nations communities such as the Tl’azt’en Nation requires special consideration in terms o f cultural, geo-political, and socio-economic sensitivities of the community involved. As such, field data were conducted with respect for local customs and cultural values, language, and traditional knowledge and wisdom o f the Tl’azt’en Nation. Respect for the Elders, community members, and the traditional territory of the TPazt’en Nation were guiding principles throughout the experience of data collection in the field. More importantly, the ethical guidelines as outlined in the community research agreement (Appendix A), the Chief and Council (C&C) Resolution Document (Appendix B), the TPazt’en Nation Information Sheet and Informed Consent Form (Appendix C), the TPazt’en Nation Guidelines 60 for Research in Tl’azt’en Territory (Appendix D), the policy guidelines of the Tri-Council Policy statement, and the specific policy and procedures o f the Research Ethics Board at the University o f Northern British Columbia (UNBC) (Appendix E) were obtained prior to conducting field research and followed to avoid any negative impacts on the participants or the research community. As Babbie (2004, p.282) points out, “field research differs from other models of observation in that it is not just a data colleting activity. Instead it is a theory-generating activity as well.” Various field data collection techniques were used to ensure that the research methods used were inclusive and complement each other for the purpose of analyzing, understanding, and drawing conclusions from the research data being collected. Semi-structured interviews, field observations, and field notes were the primary methods of field data collection. Field data were collected in a manner that optimized manageability, verifiability, and purposefulness in order to maintain a high quality of research findings. 3.3.1.1. Semi-Structured Interviews Semi-structured interviews are probably the most commonly used data collection technique in qualitative research (Bryman, 2008). Schoenberger (1991, p. 188) further stresses that “the richness o f detail and historical complexity that can be derived from an interview-based approach.” It is also argued that qualitative interviewing is a flexible and dynamic form that can be used to gain in-depth information about phenomena that cannot be directly observed by the researcher (Taylor & Bogdan, 1998). By employing this semi-structured research method, I was able to directly engage with the research participants and understand their individual perspectives on their own terms. 61 In order to maintain open and transparent communication with the research community, the lists o f potential research participants were discussed with the TPazt’en Nation prior to selecting the participants for the purpose o f semi-structured interviews. After receiving comments and suggestions from the TPazt’en Nation, eleven research participants were selected from various community groups from both inside and outside of the research community (Table 1). Due to the complex nature of my research, it was necessary for me to include a group o f participants with diverse cultural, gender, socio-economic, educational, leadership, and professional backgrounds. The list of selected research participants included community leaders such as the Carrier Sekani Tribal Chief, the TPazt’en Nation C&C members, Elders, Keyoh holders, TPazt’en Nation Natural Resource staff, and various resource professionals, coordinators, and managers. Overall, TPazt’en members represent approximately 55%, other members from neighboring First Nations communities such as Takla Band and Yekooche represent approximately 18%, and three non-Aboriginal participants represent approximately 27% o f the total participants. In terms of gender representation, approximately 73% of the participants were male and 27% o f the participants were female (Table 1). 62 Table 1: The List o f Selected Community Research Participants Communities Associations dob Functions Research Participants Gender 1 Ralph Pierre Male Tache Village (Band Chief) 2 Simon John Male Tache Village (Band Councilor) 3 Beverly John Female Tache Village (Band Councilor) 4 Sebastian Anatole Male Binche Village (Elder/Councilor) 5 Darren Haskell Male Tache Village Fisheries Manager/ Mining 6 Alex Pierre Male Tache Village Forest Planner 7 Elke Lepka Female Takla Band (Councilor) 8 Renel Mitchell Female Fort St. James, BC 9 Terry Teegee Male Takla Band Tribal Chief 10 John Marchal Male Fort St. James, BC Operations Manager 11 Dexter Hodder Male Fort St. James, BC Research Forest Manager Organizations Responsibilities Band Chief, Knowledge holder, and Traditional Steward Band Councilor, Knowledge holder, and Traditional Steward Band Councilor, Natural Resources Manager/Coordinator Band Councilor, Knowledge holder, and Traditional Steward Band Councilor/ Natural Resources Coordinator Researcher, BC Capacity Initiative Coordinator/ GIS Technician Tl’azt’en Nation Tl’azt’en Nation Tl’azt’en Nation Natural Resource Department Tl’azt’en Nation Tl’azt’en Nation Natural Resource Department Tanizul Timber Ltd. Takla Band Natural Resource Department Tl’azt’en Nation Natural Resource Department Carrier Sekani Tribal Council, Prince George, BC Tanizul Timber Ltd. John Prince Research Forest, Fort St. James, BC In addition to selected participants listed in Table 1, a concerned member from the neighboring First Nation community (Yekooche) also voluntarily participated in this research study and her responses were incorporated into the analysis. The semi-structured interviews for this research study were conducted between July 26 and August 10, 2012. Following the community interviews, I also organized two separate meetings with the First Nations Advisor at the MFLNRO office in Fort St. James, BC on July 26 and August 22, 2013. The specific purpose of these meetings was to discuss the First Nations consultation process and procedures currently in place, and more importantly, to understand her perspectives on these process and procedures as the principal mediator between the Tl’azt’en Nation and local government agencies such as the MFLNRO. Through my engagement with this individual, I was not only able to compare and verify some o f the First Nations consultation related topics discussed at the interviews, but also relevant issues and barriers experienced by both the local government representative and First Nations communities such as the Tl’azt’en Nation regarding the current level o f consultation processes and practices. To a certain extent, this participant was considered as a key informant since she was not only willing to share her knowledge and experience but also provided access to some o f the key information that would not otherwise be available (Bryman & Burgess, 1999). As with any other research participant, the purpose of the research study and more specifically the reasons for the interview were explained before her interviewing. Subsequently, her permission was also obtained to use any o f the relevant information she shared as part of the data analysis. Prior to conducting field interviews, the interview guide and consent form were approved by the Research Ethics Board at UNBC (Appendix El & E2). The interviews were organized based on the availability of individual research participants, preferred locations for interviews, and scheduled meetings in community settings. This way, I was able to collect important information in a relatively short period o f time while providing participants with a familiar, safe, and comfortable place to facilitate the ease of the conversation during interviews (Dunn, 2005). While most of the interviews took place in Tache village, some interviews were also organized in other communities including the John Prince Research Forest (JPRF) office (also known as Chuzghun Resource Corporation) located in Fort St. James, BC and the Carrier Sekani Tribal Council (CSTC) office located in Prince George, BC, to facilitate those individual participants living outside o f the research community. At the beginning of each formal interview, I reviewed the interview consent form with each individual participant and asked them to sign the consent form (Appendix F). This consent form was drafted in accordance with the Tri-Council Policy Statement on the Ethical Conduct of Research Involving Humans (2010). In addition to this interview consent form, an ‘Information Sheet and Informed Consent Form’ (Appendix C) was also drafted as per the Tl’azt’en Nation’s request. However, the purpose and content in the ‘Information Sheet and Informed Consent Form’ were very much similar to the interview consent form. As such, only one consent form was signed by each individual participant prior to interview. After signing o f the consent form, the original signed copy was provided to each participant and a copy was retained for the administrative purposes o f the study, which will be kept until the completion o f this thesis. Once the consent form was signed, each participant was asked if the interview could be audio recorded in its entirety for the purpose o f later transcription. The primary purpose and justification for using audio recording was made clear to the interviewee prior to recording each interview (Patton, 1980). With permission from all of the participants, a small digital audio tape recorder was used to record interviews to ensure the detail and accuracy of the information being collected from the interviews. This allowed me to be more attentive to the interviewee responses and record particular interviewee’s perspectives as fully and fairly as possible during interviews (Patton, 1980). 65 By using semi-structured interviews, I was able to ask a predetermined set o f interview questions while allowing flexibility for interviewees to respond to issues in their own terms without control from the researcher (Schoenberger, 1991; Dunn, 2005). Due to the flexible and dynamic nature of interviewing, research participants were encouraged to discuss their thoughts and experiences in an open and intimate setting throughout the interview process. As the interviewer, I was able to ask further questions in response to what were seen as significant replies (Bryman, 2008). As Patton (1980) points out, probes and follow-up questions allow interviewer to expand the response to a question and therefore increase the richness o f the data being obtained. Furthermore, as the interviews progressed, I was able to ask supplementary questions to clarify or further explore issues o f interest raised during the interviews. The outcomes of this process became an integral part o f my research study because it helped me develop important research questions that I was not aware o f prior to interviews (Bryman, 2008). Patton (1980, p. 211) contends that, “the basic thrust of qualitative measurement is to minimize the imposition of predetermined responses when gathering data.” As such, openended questions combined with an interview guide (Appendix G) approach were employed to provide flexibility in asking questions beyond the originally prepared semi-structured interview questions. By using this format, I was able to engage in open and interactive dialogue and gather comprehensive answers based on participants’ own personal thoughts and experiences. Although a semi-structured interview process was followed during the interview, questions were asked in a truly open-ended manner and individual participants were given the opportunity to respond on their own terms (Patton, 1980). This allowed me to gather valuable insights and detailed clarification from individuals’ perspectives and experiences, thus increasing the likelihood o f useful responses. As suggested by Schoenberger (1991), open-ended interviews 66 may offer greater accuracy and validity o f the responses by allowing respondents to engage in an open and interactive dialogue. As part of the semi-structured interviews, a supplementary interview questionnaire was also distributed to participants for their preview. The purpose o f this particular section was to focus on the key interests, values, and priorities from the perspectives o f the Tl’azt’en Nation with regards to land and resource management practices and decision-making within their traditional territory. The highlighted topics include the current approach and status o f the First Nations consultation processes, forest policy frameworks, community capacity building, a community-based resource management initiative such as the Tl’azt’en Nation LUP, community-based land and resource management and decision-making, and future alternatives for First Nations forest tenure systems. These are key considerations for future policy implementation to facilitate the establishment of community-based initiatives, and the development of forest tenure alternatives based on the unique needs and circumstances o f the community. Ultimately, analysis o f these processes is integral to attaining the objective of recognizing Tl’azt’en Nation’s control over land and resource management and decision-making within their traditional territory. The results from the questionnaire were incorporated into overall research data analysis and are described in detail in the data analysis section. Aside from its many advantages, there are also disadvantages for using semi-structured interview methods. For example, this type o f research method can be a costly and timeconsuming process depending on the nature of research enquiry, the location o f the research community, and the number o f research participants involved. Frechtling & Sharp (1997) argue that this type of research method also requires well-qualified and highly trained interviewers to properly conduct interviews and in some cases interviewees may distort information through 67 recall error, selective perception, and a desire to please the interviewer. He further claims that the flexible nature o f the research method can also result in inconsistencies across interviews and the volume of information gathered during interviews can be too large to viably transcribe and interpret according to the resources available to the researcher. Time and cost were certainly limiting factors in this research study, mainly because o f the distance o f the research community and interview locations from the researcher, the number of participants involved, and the complexity o f the necessary interview transcription process. In total, 13 individuals, including 11 selected, 1 self-volunteered participant, and 1 representative from the Ministry of Forests, Lands and Natural Resource Operations took part in this research study. Several long distance trips were organized between 3 different communities including Tache, Fort St. James, and Prince George to meet with participants and conduct interviews (see Figure 1). In some cases, it required extra effort in contacting and scheduling the interviews with individual participants due to some changing circumstances o f the participants. The estimated time for each interview was 45 minutes, but the actual interview time fluctuated between individual participants. The average length o f interview was 70 minutes, ranging from 45 to 95 minutes. While field interviewing was considerably time-consuming, transcription o f the interviews was by far the most costly and lengthy process in field data collection and processing. In order to ensure the accuracy of the interview data, an experienced individual was hired to transcribe the digitally recorded interview data which took a considerably long time to complete. Unfortunately, although the audio equipment used was newly purchased specifically for this project, manufacturer defects produced repeated gaps in the recordings leading to incomplete words, phrases, and some gaps in between the sentences. While an initial cursory review of the 68 recordings did not reveal the full extent o f these defects, they were thoroughly discovered as the research assistant struggled to transcribe interviewee dialogue in complete threads. Those participants with defects in their interview recordings were contacted and informed about the potential issues regarding the quality and integrity o f the research data. They were provided with the original interview transcripts and requested to either fill in the gaps in the original transcripts or re-submit the entire interview responses in written form. This was a particularly difficult and somewhat unusual circumstance to request some participants to re­ submit their responses after the interviews were already been completed. In total, approximately 30% of the participants were contacted to either revise certain sections o f the transcripts or to re­ submit their interview responses in their entirety. The majority o f these participants responded by re-submitting their entire responses in written form while some interviewees provided their responses over phone conversations and at scheduled meetings. Less than 10% of the participants did not respond to my request for revisions. The quality o f the repaired interview transcripts was reconcilable, and was much improved compared to the interview transcripts prior to being, or that could not be, repaired. Despite this unexpected setback, I learned a valuable lesson about being more diligent about field interview preparation. In due course, I was able to gather necessary interview data from all participants and finalize the interview transcripts by utilizing information from both the original and revised interview transcripts and field notes. As Patton (1980, p.248) highlights, “since the raw data of interview are quotations, the most desirable data to obtain would be full transcription of interviews.” As such, a full transcription o f each interview was prepared for the purpose of maintaining, organizing, and analyzing the raw data collected from the interviews. 69 Following the field interviews, the interview audio recordings, interview transcripts, questionnaire results, and field notes were duplicated and securely stored in a secure location such as a locked cabinet. The edited versions o f interview transcripts were sent to all participants for verification so that necessary corrections could be made based on their comments and feedback. O f the 11 participants, only two provided some minor comments while others offered no comment or feedback. The comments received were generally around technical details o f the interview design so no corrections were made in the actual content o f the interview transcripts. After finalizing the interview transcripts, the transcript copies and field notes were sent back to all participants for their personal record. In addition, the summary o f the content analysis results and the results from the interview questionnaire were provided to all participants as part of the interview summary notes. Separate copies of these documents were also provided to the Tl’azt’en Nation for their record. Finally, both the hard and electronic copies of the final research report will be provided to individual research participants and to Tl’azt’en Nation after completion o f the study. 3.3.I.2. Observations and Field Notes My personal association with the Tl’azt’en Nation extends beyond my research. I first came into contact with the Tl’azt’en Nation during my community visits in 2006 and subsequently established close relationships with various community members including the Elders, youths, Keyoh holders, the C&C members, and Natural Resource staff. Between 2006 and 2013,1 have engaged with both the TPazt’en Nation and other local First Nations communities, particularly the Nak’azdli Band through various community events such as annual general meetings, First Nations cultural awareness related training and workshops, and other important cultural functions including funerals. In 2011,1 was also invited to a C&C meeting in 70 Tache village to present my research topic. As a professional forester, as well as government representative, I have also participated in several formal information sharing and consultation meetings with the Tl’azt’en Nation, the TPazt’en Nation’s owned and controlled Tanizul Timber Ltd., and the Nak’azdli Band to discuss the proposed harvesting block developments and operations related activities within their traditional territories. Through years o f association with the local First Nations communities, I have gained significant exposure to local history, culture, and sense of community belonging, and have also witnessed some of the community’s strengths and weakness. More importantly, I was able to increase my visibility in the communities, which allowed me to develop closeness with community members and discuss important issues that matter to them (Babbie, 2004). Having access to the community setting and direct contact with individual community members also gave me the opportunity to closely observe and gather more relevant information towards my original research ideas and objectives. By observing both individual and group discussions and interactions during different community events such as the C&C meetings, I was not only able to experience a more realistic sense of community level issues and challenges, but also use this insight to reflect on my research data collected during interviews. As Babbie (2004) emphasizes, the presence of a researcher could potentially impact the situation to some degree; as such, I took the position o f non-participatory observer - especially during important community meetings - to avoid any potential interference. As Patton (1980) observes, while the use of the tape recorder is an essential tool for qualitative research methods, it does not eliminate the need for taking notes. For the majority of the interviews, 1 was very fortunate to have a research assistant, provided by the Tl’azt’en Nation. As a result, most of the field notes were taken by this research assistant. I reviewed and 71 compiled all field notes after the completion o f each interview which later became an integral part o f data analysis. With this valuable support from a research assistant, I was able to pay closer attention to individuals’ responses and ask further questions without distraction during the interviews. In particular, it was very important for me to have a research assistant from the First Nations community who is knowledgeable about the local culture, history, and who understood some o f the community issues and challenges under discussion. To a certain extent, the research assistant also provided me with crucial support in interpreting certain words, phrases, and dialogue I was not fully able to understand or comprehend. 3.3.2. Secondary Data Use As Royse (1991) argues, asking respondents for information about themselves is intrusive, may have some unintentional effect upon respondents, and can be avoided by utilizing existing data. Government documents including forest policy documents, Census data information, historical data, and research data from previous studies were utilized as secondary data sources. These data sources were used primarily for the purpose o f testing new hypotheses, or exploring questions that were not considered or examined in the original study (Royse, 1991). Due to the nature o f this research inquiry, it was important to utilize these types o f data sources to establish baseline information about previous policy directions, community status, and socio­ economic indicators so that they could be compared with current research findings to see if there are any changes over time. Similarly, relevant community statistical data including population dynamics, demographic shifts, education level, and employment rates were collected using federal government Census data. There are advantages and disadvantages o f using secondary data. One o f the advantages o f secondary data analysis is the availability of relevant and multiple data sources. However, it 72 is also possible that some important historical records may not be available, or may have been lost (Royse, 1991). Considerable time and effort was saved in data collection by using various existing secondary data sources and gaps in the historical data records regarding the impacts of socio-economic change over time within the traditional territory o f the Tl’azt’en Nation. This is a particularly challenging issue when conducting research involving First Nations because o f the nature o f Aboriginal oral tradition. Unlike Western discourse which considers written word as the dominant and legitimate form of record keeping, Aboriginal society relied on the oral transmission o f stories, histories, and other important knowledge and skills for many generations to maintain a historical record. This is certainly the case with the Tl’azt’en Nation where some historical records are not available in the form o f written documentation since oral tradition still plays a major role in maintaining historical records and sustaining their cultural identity. 3.4. Data Analysis Research analysis is described as the process of bringing order to data while interpretation is providing meaning and significance to the analysis (Patton, 1980). Patton (1980) also emphasizes the importance o f having a clear sense o f the purpose during the formal data analysis, particularly for qualitative data analysis. Furthermore, Kirby & McKenna (1989) also highlight the importance of inter-subjectivity and critical reflection on the social context as two essential components during research analysis in order to ensure the legitimacy of the words and experiences shared by research participants and a meaningful interpretation of the social reality. For Ellingson (2011, p. 595), research analysis is, “the process o f separating aggregated texts (oral, written, or visual) into smaller segments of meanings for close consideration, reflection, and interpretation.” Essentially, qualitative data collection and analysis is an iterative process of interplay between analysis and data collection to develop concepts or theories. 73 The content analysis method was used to organize and simplify the complexity of research data into some meaningful and manageable themes or categories (Patton, 1980). More specifically, manifest and latent content analysis methods were used to examine and analyze recorded semi-structured interview data or human communications (Babbie, 2004). The process o f manifest content analysis involves counting the frequency of certain word, set o f words, and phrases in the text whereas latent content analysis involves interpretation of some of the underlying themes and meanings of the materials analyzed (Bryman & Teevan, 2005). Through this process, themes or categories were developed by identifying and comparing certain links, patterns, and relationships between interview data by using the constant comparative method (Kirby & McKenna, 1989). The outcome o f the initial data analysis was the development o f a considerably longer list o f potential themes or categories. The unobtrusive means o f data analysis and interpretation of the meanings o f social interaction through direct observation o f human communication via tests or transcripts are some o f the advantages o f content analysis (Sherry, 2004). Another advantage o f content analysis is its economy in terms o f costs. Also, data can be repeated to check for consistency since data are not changed in the process (Babbie, 2004). However, Babbie (1979) also points out that content analysis is not a straightforward process because the researcher faces a fundamental choice between “depth” and “specificity” of understanding, which is essentially the choice between “validity” and “reliability.” For example, simply counting the frequency o f certain words and phrases in the interview transcripts may not validate richer and deeper meaning of the participants’ personal thoughts, beliefs, and experiences. More importantly, the underlying meaning o f communication or the reliability may be compromised by simply making an overall assessment of the materials analyzed (Babbie, 1979). 74 A disadvantage o f content analysis is that it can be an extremely time-consuming process (Sherry, 2004). In this research study, the determination o f selected words, sets o f words, and phrases from a considerably large volume o f interview transcripts was time consuming. Because of the qualitative nature of the data, content analysis was performed manually without the use of computer software, and therefore, significant time and effort was required to complete the content analysis. Sherry (2004) also comments that content analysis is an inherently reductive process and subject to increased error, particularly when dealing with complex context. As such, it is possible that the elimination o f some content occurred during the selection o f themes or categories. In addition, only my involvement in the content analysis process can also be considered as one of the limitations of the content analysis method used in this research study. As suggested by Patton (1980), convergence and divergence were two problems that had to be dealt with during the development of themes or categories. Given the large volume of interview data, it was a fairly lengthy and complicated process to figure out the similarities and differences between data and to determine what fit and did not fit into a certain theme or category. For instance, while certain words and phrases used by the research participants were easily fit together, some did not fit into a certain grouping or general pattern. However, regardless of some irregularities, these words and phrases had to be considered as an important part of the overall data analysis to avoid any potential bias towards individual participants’ specific thoughts, beliefs, and experiences. Following completion o f initial data collection and analysis, I performed coding through a simultaneous process o f mechanical data reduction and categorization o f data (Neuman, 2003) to organize themes or categories and make analytical decisions about interview content. The list o f themes were generated through a continuous processes o f comparison and linking between 75 certain properties and patterns of the oral, written, and other forms of communications and linking relationships between both individual and groups o f data (Kirby & Mckenna, 1989; Babbie, 1979). The large volume o f data was reduced to a manageable level through several rounds of manifest content analysis and analytical categorization of data into themes that were developed through concept mapping. 3.4.1. Manifest Content Analysis The manifest content analysis refers to the directly visible and objectively identifiable characteristics o f a communication such as specific words and phrases (Babbie, 1979). A careful management of research data items was a critically important step given the collection o f a considerably large volume of interview data. My first priority was to verify the content of the data being collected to ensure that all interview materials such as transcripts and field notes were in order and complete. Following this, I created several data files and organized various data items including personal information of individual participants, interview guide, audio records, original transcripts, completed questionnaires, and original field notes into separate data files accordingly. For ethical reasons, a participant identity file was kept separate from other data files containing interview contents such as the original interview transcripts and field notes (Kirby & McKenna, 1989). Multiple rounds o f manifest content analysis were conducted to select and organize the content of the research data. The first round of manifest content analysis involved the development o f lists of words, sets of words, and phrases based on readings through the interview transcripts, filed notes, and summaries from the questionnaire. The selection of certain words, sets of words, and phrases were considered important based on the frequency of occurrence in the text. As suggested by Babbie (1979), it is often impossible to observe directly 76 everything you are interested in. As such, what is to be counted in content analysis is determined by specific research questions (Bryman & Teevan, 2005). Keeping this concept in mind, 1 focused on the most relevant words, sets o f words, phrases, and sentences pertinent to the specific interview questions. The second round of manifest content analysis involved counting o f the most apparent and frequently occurring lists of words, sets o f words, and phrases generated during the first round of manifest content analysis (Appendix H). This was primarily done by manually highlighting and tallying them by hand. The similar terms or words and words-pairs with the same root word such as the terms ‘community’, ‘communities’, and ‘community-based’ were grouped together as the word ‘community.’ The third and final round o f manifest content analysis involved the categorization of the list o f combined terms or words and word-pairs based on the frequency o f occurrence in the text (Appendix H). Despite the low frequency o f occurrences, some o f the words and word-pairs were included in the less than five categories given the fact that they strongly reflected certain individuals’ views and opinions and contributed to overall data analysis. 3.4.2. Latent Content Analysis Latent content analysis refers to the meanings contained within communication; or interpretation o f the important themes and meanings o f the research data analyzed (Babbie, 1979; Bryman & Teevan, 2005). Latent content analysis goes one step further by examining the relationships between concepts in a text (Sherry, 2004). Prior to conducting latent content analysis, I revisited existing concepts and theories developed through my field observations, community meetings, field notes, and various policy documents and academic literature reviews to re-emphasize and organize my thoughts. Some new concepts or themes generated from 77 manifest content analysis were also added to the existing concepts list. Following this, I did multiple readings through interview transcripts to develop and refine themes, coding important themes and linking relationships between themes through concept mapping. Subsequently, I compared conceptual categories generated through concept mapping against existing theories to develop final themes. In the first round o f latent content analysis, 1 read through the interview transcripts while taking notes on potential themes. A list o f several themes was developed through the first round o f reading through interview transcripts. This draft list was divided into main themes and sub­ theme categories to facilitate future examination. I re-read interview transcripts with themes developed during the first round o f latent content analysis to review and edit the initial list of themes. I then re-read the interview transcripts with the edited version o f themes to further assess the themes list. The outcome of the first round o f content analysis was a much shorter and refined list o f themes. The second round of latent content analysis involved coding important themes developed through the first round of latent content analysis and linking relationships between themes through concept mapping. The process of concept mapping was accomplished by arranging themes into different categories and linking relationships between concepts. The selected lists o f themes were coded and organized into manageable content categories by focusing on specific words and word-pairs that are indicative of the research questions (Sherry, 2004). The process of concept mapping was an important part of latent content analysis which enabled me to move from lists o f fragmented codes and pre-existing themes toward more cohesive theories or conclusions. Thirteen general conceptual categories were developed through the concept 78 mapping process (Appendix I). These conceptual theories were the basis for the development of final themes for latent content analysis (Appendix J). The final and third round of latent content analysis involved testing o f the conceptual categories generated through a second round o f latent content analysis against both manifest content analysis results and pre-defined sets o f concepts and theories. Once again, I used the process of concept mapping to further refine themes and make sense o f the overall meaning of the analyzed data. The process of concept mapping enabled me to look more objectively at the research data and reflect on pre-defined or presumed sets of concepts and existing theories. The following themes were developed after completion of three rounds o f latent content analysis: 1) The Tl’azt’en Nation FRO Agreement and Resource Allocation, 2) Forest Policy Development and Decision-making, 3) The Resource Development Strategies and Cumulative Impacts, 4) The First Nations Consultation and Referral Processes, 5) Community Capacity Building, 6) The External and Internal Relationships Building, 7) The Community-based Approach and Self-determination 8) The Government and Community Roles and Responsibilities, and 9) The First Nations Forest Tenures Alternatives 3.5. The Research Data Rigours and Credibility As suggested by Patton (1980), strategies such as rival explanation, negative cases, triangulation, and keeping the methods and data in context can be used to validate and verify research data. The first step is to look for competing themes and explanations that may lead to different findings or other logical explanations. The second task is to look for the instances and cases that do not fit the pattern. The third task is to compare and contrast qualitative data 79 sources through triangulation, such as collecting different types of data on the same questions using multiple methods or different theories to interpret a set o f data. Finally, the forth task is to keep things in context by assessing possible sources o f distortion in the research findings such as the timing and certain conditions during data collection (Patton, 1980). Reliability refers to the extent to which results are consistent and reproducible while validity refers to the accuracy of the findings (Dunn, 2005). The validity is further strengthened by conducting both internal and external tests. For example, the internal validity test can be conducted by assessing the accuracy o f the research design and considering alternative explanations for any causal relationships being explored (Sherry, 2004; Yegidis et al. 1999). The external validity test can be conducted to the extent to which the results of a study are generalizable or transferable, or can be applied beyond cases that were actually studied (Sherry, 2004; Yegidis et al., 1999). Sherry (2004) further states that in a qualitative research approach, results are not usually considered generalizable, but are often transferable which means the findings can be applied from one context to another similar context, but not the general context or sample at large. In order to address the question of reliability testing, I followed several standard research techniques and procedures. For example, I utilized pre-determined or standardized interview questions to collect research data to ensure that the method of data collection is consistent among all research participants. Subsequently, I performed multiple rounds of content analysis until such point that any additional content in the text or bibits23 did not alter the overall results of both manifest and latent content analysis (Kirby & MaKenna, 1989). In addition, I collected my research data from a considerably large sample population with a diverse cultural, 23 A passage from a transcript, a piece o f information from field notes, a section o f a document, and snippet o f conversation recorded (Kirby & McKenna, 1989). 80 educational, professional, organizational, and socio-economic background to avoid potential biases. Finally, I also used multiple sources o f data including interview transcripts, field notes, summaries from interview questionnaires, and personal notes from field observations and community meetings, and secondary data sources as part o f the overall analysis. In terms of ensuring the quality of internal validity testing, I developed and pre-tested the interview guide (Appendix G) prior to conducting interviews for the purpose of feasibility and consistency. The recorded interview data was transcribed by an experienced transcriber to ensure the quality and accuracy of the data. Any flaws or issues found in the original transcripts were resolved by reviewing and making necessary corrections based on the feedback and inputs received from individual participants. After the completion of necessary revisions, the interview summary notes were sent out to all research participants for their review and feedback prior to data analysis. By soliciting feedback and input from research participants, or more specifically checking and verifying research data with members, I was able to validate my research data (Maxwell, 2009; Bryman, 1988; Lincoln & Guba, 1985). The representation of a considerably large and diverse sample population can also be considered as part o f the validity test. As for the external validity test, although, the primary goal o f this research study is to focus on the unique needs and circumstances of the Tl’azt’en Nation, the implications of research findings may be applied to similar First Nations communities across BC, particularly those who are involved in resource sectors such as forestry. However, it is important to note that First Nations groups or communities in BC are unique and faced with different sets of circumstances. As such, the research findings in this thesis reflect the specific views, opinions, and experiences o f those participants interviewed and the community involved. 81 In the case o f both reliability and validity tests, triangulation was used to make sure that research findings do not reflect a single method o f inquiry (Babbie, 2004). By using multiple sources and methods for data collection, I was able to compare and contrast data to strengthen the rigour and depth o f the research data being collected (Denzin & Lincoln, 2005). This allowed me to bring together diverse evidence from multiple points along the continuum (Ellingson, 2011). 3.6. Conclusion This research was conducted within the traditional territory o f the Tl’azt’en Nation located approximately 65 km northwest o f Fort St. James, BC. The qualitative research methods such as semi-structured interviews were used as primary methods of field data collection to assess the opportunities and limitations o f community management o f forests in Tl’azt’en Nation. In addition to semi-structured interviews, other methods such as interview questionnaire, field notes, field observations, and secondary sources o f data were also used to increase the rigour of the data collection procedure. Manifest and latent content analysis methods were used to analyze the data. The reliability and validity of the research findings were ensured through method triangulation by collecting data from a diverse group of individuals and settings and using multiple sources and methods of data collection (Maxwell, 2009). 82 Chapter 4. Tl’azt’en Nation Context 4.1. Introduction The purpose of this chapter is to introduce and describe the general overview o f the study area, the traditional territory of the TPazt’en Nation, and to provide a community profile. The chapter also briefly discusses the scope of resource development and the involvement o f the Tl’azt’en Nation in the forestry sector within their traditional territory as related to the socio­ economic status of the community. This chapter concludes with a summary o f the research area and the brief description o f the scope o f resource development and Tl’azt’en Nation involvement. 4.2. The General Overview of the Research Study Area This study was conducted within the traditional territory of the Tl’azt’en Nation located in north-central British Columbia, Canada, approximately 65 km northwest of Fort St. James, BC and 220 km northwest of Prince George, BC (see Figure 1). The Tl’azt’en Nation is a semi­ remote First Nations community located along the north shore o f Stewart Lake, Tache River, and Trembleur Lake. Other neighbouring First Nations communities in the area include Nak’azdli, Takla, and Yekooche. The traditional territorial boundaries o f the Tl’azt’en were recognized by these neighbouring Carrier groups, Nak’azdli to the south and east, Takala to the north, and Babine to the west (Morris, 1999). To this day, these groups share and respect their respective traditional territorial boundaries for various cultural practices and resource uses. The Tl’azt’en Nation is affiliated with the Carrier Sekani Tribal Council (CSTC) through the treaty process and is part o f the Dakelh24 Linguistic group (Sherry, et al., 2005). The CSTC represents 24 The word Dakelh means “We Travel by Water” in the Dakelh language (TPazt’en Nation official website - July 24, 2012) 83 eight different First Nations communities including Wet’suwet’en First Nation (Burns Lake), Nadleh Whut’en (Fort Fraser), Nak’azdli (Fort St. James), Saik’uz First Nation (Stoney Creek near Vanderhoof), Stellat’en First Nation (Fraser Lake), Takla Lake First Nation (Takla), and Tl’azt’en Nation (Fort St. James). The Carrier and Sekani are Athapaskan linguistic groups and the Carrier people refer to themselves as Dakelh-ne or Yinka Dene and the word “Sekani” means “people of the rocks” (Brown, 2002). The Tl’azt’en Nation is comprised o f four clans: Frog (Lusilyoo), Bear (Lohjeboo), Beaver (Lhts’umusyoo), and Cariboo (Granton).25 Geographically, the Tl’azt’en Nation is situated within the Sub-boreal Spruce (SBS) biogeoclimatic zone combined with small portions of Englemann Spruce-Subalpine Fir zones (ESSF) within the Fort St. James Forest District. The Lodgepole pine, Hybrid spruce, Black spruce, Douglas-fir, Subalpine fir, Trembling aspen, Paper birch, and Black cottonwood are the dominant tree species found within the traditional territory o f the Tl’azt’en Nation (Tanizul Timber Ltd. Website 2013; John Prince Research Forest (JPRF) Website, 2013). These are commercially valuable tree species and the primary source o f timber supply to support forest industry in BC. The diverse forest stands also provide suitable habitats for many animal populations including ungulates such as moose, deer, caribou and mountain sheep, and fur bearing animals such as bears, wolf, lynx, beaver, mink and marten, and rodents such as rabbit, mice, vole, marmot, porcupine, and squirrel. The rich ecosystems within these forest stands is also home to many bird species such as eagle, hawks, owls, songbirds, grouse, ptarmigan and waterfowl (Brown, 2002). There are numerous lakes, rivers, and streams within the Tl’azt’en Nation traditional territory. Some of the largest lakes and rivers include Stewart Lake, Pinchi Lake, Tezzeron 25 Clan names in Dakelh language (Yim, 2009; J. Beverly - personal communication, August 26, 2014). 84 Lake, Trembleur Lake, Tache River, Middle River and Kuzkwa River. These water bodies provide excellent habitat for many fish populations including salmon, freshwater trout, char, suckers, sturgeon, and whitefish (Brown, 2002). The Tl’azt’en Nation was selected as the research community primarily because of my familiarity with the community itself and personal connection with various community members. Over the years, I have visited TPazt’en Nation on a several occasions and participated in various community events and meetings. During my visits, I observed the tremendous sense of community pride and determination towards building a better society. In the meantime, I have also witnessed continual struggles with regards to protection and maintenance of long-term community values and control over community priorities. As an Indigenous person from Nepal, I share relatively similar cultural and socio-economic realities with the TPazt’en Nation. As a professional forester, I see both the opportunities and challenges o f the TPazt’en Nation for achieving intended community goals and objectives in the forestry sector. I am deeply inspired by their courage and perseverance despite being a marginalized society with limited management control and decision-making authority over their own ancestral land which they have occupied for thousands of years. 4.3. The Traditional Territory of the Tl’azt’en Nation Prior to European contact, the traditional territory o f the TPazt’en Nation encompassed a vast land base that was a fully social and political landscape with a clear sense of ownership over the land and resources (Morris, 1999). The establishment of the fur trade in 1806, the Omenica Gold Rush in 1863, settlement of Indian Reserves in 1871, arbitrary expansion of reserves in 1892, establishment of the Stuart Lake Agency by the Department o f Indian Affairs in 1910, introduction of Crown land survey and land sales in 1911, extension o f the Pacific 85 Great Eastern Railway in 1968, construction of Tache-Fort St. James Road in 1969, and subsequent expansion of industrial-based resource development activities such as forestry contributed to a significant reconfiguration o f the traditional territory o f the Tl’a z f en Nation (Morris, 1999). As their ancestral lands progressively fell under state control o f the government, the Tl’azf enne were forced to settle on relatively small areas o f reserve land (Morris, 1999; Morris & Fondahl, 2002). There are 49 small reserve lands occupying 2,785.7 hectares within the traditional territory o f the Tl’a zf en Nation (MARR, 2007). While these reserve lands are under federal jurisdiction, the non-reserve portions o f the Tl’azf en Nation traditional territory and its resources are under provincial jurisdiction. As a result, the majority of the Tl’azt’en territory is under the control of the provincial government and managed by industrial forest companies (Kaijala & Dewhurst, 2003). Historically, the traditional territory of the Tl’azf en Nation was divided into several land units (Keyohs) and managed through extended families and clans and passed down from one family head to his or her successor for many generations (The Tl’azf en Keyoh Holders - Elders Society, 2009). The Potlach or “Balhats” system was the central institution through which the Carrier owned, managed, and protected the “Keyoh” and the Elders and Hereditary Chiefs played an important role in managing land tenure and resource ownership (Brown, 2002). Each family and Keyoh members carried out subsistence activities such as hunting, trapping, fishing and gathering, and were responsible for managing the resources within their Keyoh. Under this Balhats system, the Tl’azf en Nation had sets of rules governing access and the use o f resources including re-distribution and monitoring of resources among individual Keyoh (Morris, 1999). This traditional system of governance has been weakened over time due to the presence of 86 traders, missionaries, Indian agents, teachers, social workers, and elected Chiefs and Councils asserting their control over various aspects of community life (Brown, 2002). Despite significant influences from Euro-Canadian modes of visualization, administration, and use of resources, the Tl’azf en’s territory was not erased or displaced (Morris, 1999). In order to resist the Euro-Canadian influence, the Tl’az’ten Nation has utilized several strategies including blockades to exert their voice and defend their territorial territory against government intervention (Morris, 1999). To this day, the Tl’azf en Nation continues to defend its traditional territory by expressing its opposition against increasing encroachment of their traditional territory (Morris & Fondahl, 2002). The present day Tl’azt’en Nation traditional territory covers some 6,500 square kilometres (Heikkila & Fohdahl, 2010) or a total o f 723,000 hectares o f the land base (Tl’azt’en Nation Draft LUP, 2011). In terms of administrative boundaries, the Tl’azt’en Nation traditional territory represents approximately 23% of the total land area of 3,180,878 hectares within the Fort St. James Forest District (MFLNRO data information) (Figure 3). Within this administrative boundary, the Tl’azt’en Nation has full management control over 49,394 hectares of the Community Forest (formerly TFL #42) and shared management control over 13,000 hectares of the John Prince Research Forest (JPRF) with UNBC (Figure 4). The total area of the CFA and JPRF account for approximately 9% o f their traditional territory and the rest of the 91% of the land base and resources within it are under the control of various industrial-based licensees. 87 TL'AZTEN NATION TRADITIONAL TERRITORY X i T T .' Traditional Territory ■ I Indian Reserve N -•©- Highway A Road Im — Rail Line I RiversXStreams Ji LakesXRivers Parks, Protected, Reserve Areas * CityVTbwn nwiifiws r^fcyLyvowfffF"* ^MrtrifTTr Source: Tl’azt’en Nation Natural Resource Office (May, 2013) Figure 3: The Tl’azt’en Nation Traditional Territory Boundary Map Tl’azt'en Nation Location Map L egend TTazten Nation Research Forest Native Reserves |jp i t- J G hentio • CFA4B Lakes Rivers City Municipality Railway Roads Provm ow Overview v «*s rembleur ♦Teezeron L * 1:800.000 Te=h. ( Stuao B inche Lake f ' ' FORT ST JAMES % \\ BURNS A R r ^ 1 DERHO 'Ssgssr Lake Lake Source: Ministry of Forests, Lands and Natural Resource Operations, BC (May, 2011) Figure 4: The Map of TPazt’en Nation Management Control (CFA K4B and JPRF) 89 4.4. The Community Profile and Socio-economic Status Historically, there were five bands: Portage, Tache, Grand Rapids, and Middle River, which were amalgamated by the Department of Indian Affairs into the Stuart-Trembleur Lake Band in 1959 (Morris, 1999). Later, it was collectively renamed Tl’az’ten Nation in 1988 for administrative purposes. In 1994, Portage separated from the Tl’azt’en Nation to form a different band called Yekooche (Inden, 1996). The present day Tl’azt’en Nation consists o f two main villages, Tache (Tachie) and Binche (Pinchie), and two other small settlements, K’uzche (Grand Rapids), and Dzitl’ainli (Middle River) (Figure 3). Tache is the largest community where the main administrative offices such as the Band Council, Natural Resources Office, schools, daycare, Health Care Center, Public Works, and Elders Center are located. The population numbers of the Tl’azt’en Nation differ between different data sources. For instance, the official Tl’azt’en Nation website suggests approximately 1,300 (Accessed February 24, 2013). However, based on the recent Tl’azt’en Nation presentation document (JPRF - August 26, 2014), the current population number is 1,659. O f these, approximately 59% o f community members live off-reserve, and about 40% of community members living on the reserve are youth. In addition, based on the MARR statistical data (August 2007), the population size is 1,524 which is slightly different than those indicated on the website and the Tl’azt’en Nation presentation document. However, the most recent census data shows that the total registered population o f the Tl’azt’en Nation is 1,713. O f these, more than 65% of community members live off-reserve (AANDC, 2013) (Table 2). 90 Table 2: Registered Population of the Tl'azt'en Nation Membership Status Male Female Registered 302 238 On Reserve 540 Registered 20 11 On Other Reserve 31 Registered 0 1 Other Band & Crown Land 1 Registered 549 592 Off Reserve 1,141 Total Number The Total Registered Population 1,713 Source: Aboriginal Affairs and Northern Development Canada Data (June, 2013) Prior to the Europeans contact, the Tl’azt’enne were self-sufficient people, but their subsistence-based economic activities have been disrupted due to the presence o f industrialbased resource development activities. The imposition of several government administrative policies and regulations such as banning o f the Potlatch in 1884, the introduction o f game laws and the barricade treaty in the early 1900s, and the introduction of the registered trapline system in 1926 are some o f the new orders that significantly impacted Tl’azt’en Nation traditional economic self-sufficiency (Morris, 1999). In recent years, the traditional socio-economic values of the society have been changed drastically under the direct influence o f modem economic activities such as forestry (Morris, 1999). Morris (1999) emphasizes that the Tl’azt’en Nation did not choose, but rather was forced to consider alternative economic opportunities in the commercial forestry sector due to increased socio-economic pressure. In the hope of improving the overall socio-economic status o f the community, Tl’azt’en Nation has shown its interest by participating in various levels o f industrial-based economic activities, particularly in the forestry sector. However, traditional subsistence-based livelihood practices such as hunting, fishing, and gathering are still the 91 primary sources of revenue for the local economy, which is supplemented by seasonal wage employment and government subsidies (Heikkila and Fondahl, 2010). Despite decades o f their engagement in the commercial forestry sector, the TPazt’en Nation has gained limited economic benefits, and also encountered many challenges with regards to proper maintenance and protection of long-term community values. In recent years, the Tl’azt’en Nation is facing further challenges due to rapid depletion o f land and resources within their traditional territory because o f the accelerated rate o f clear cut logging. The primary concerns of the Tl’azt’en Nation are the lack o f protection of cultural and heritage values, preservation o f ecological integrity, maintenance o f subsistence-based economic values, and existing socio-economic disparity through their long engagement in the forestry sector (Morris & Fondahl, 2002). Moreover, as Booth (1998, p.351) points out, “the Tl’azt’en Nation is not only concerned about protecting traditional community values, but also realizing that the reconciliation between values and economies may never be resolved.” 4.5. Resource Development and Tl’azt’en Nation’s Involvement Currently, there are fifteen forestry licensees (Appendix L) and eight mining exploration companies26 operating within the traditional territory o f the Tl’azt’en Nation (TPazt’en Nation Draft LUP, 2011) (Figure 5). Most recently, the new Trans Canada - Prince Rupert Gas Transmission Project is operating within the traditional territory. 26 Currently, only one mining company has gone through the test drilling and baseline review stage o f the application process. 92 Fort St Jam es Licensee Operating Areas I . / y f Fir*! Nation* Traditional Tamtoria# BCTimb*r Sales Canadian Forest Produets Ltd. Carrier lum ber Ltd [•..^■,.^1 Conlfw Dun Way PSJ Community Forest John Prince Research Forest Sindar Group Forest Products ltd. CFA4B Tanizui Una located Y ekooohe P art 13 D esignated A rea l aha 0 12.9 29 90 S ource : L icensee planning cell selection process 2012 (MFLNRO) Figure 5: F ort St. Jam es Forest District Licensee O perating Areas M ap Note: Some o f the smaller forest licensees that are operating within the Fort St. James Forest District are not shown in Figure 5 due to the recent geospatial updates. 93 Over the last 50 years, 106,000 hectares (approximately 31.8 million m3 of timber volume) of forest land have been logged and more harvesting operations are expected in the future as the neighbouring forest districts such as Prince George and Vanderhoof will be shifting their logging operations to the Fort St. James Forest District due to the timber supply shortage (Tl’azt’en Nation Draft LUP, 2011). This accounts for over 35% o f the total land base (300,900 ha) being harvested within the Fort St. James Forest District between 1960 and 2012 (MFLNRO Fort St. James Forest District, May 2013) (Table 3 & Figure 6). Table 3: Total Harvested Areas within Fort St. James Forest District (1960 - 2012) Area (ha) Year 1960 Area The consultations should occur between the government and industry representatives and the Keyoh holders > The Chief and Council role should be to facilitate consultation process not act on behalf o f the Keyoh holders e) The adequacy of information sharing and transparency i. Limited access to information by Tl’azt’en Nation ii. Legislatively designed policy frameworks and procedures iii. Lack of First Nations knowledge and understanding o f the policy frameworks and procedures (language barriers) iv. The community capacity • Lack of available resources • Lack of funding sources • Lack of sufficiently trained staffs f) The lack of meaningful relationships between all parties involved i. The provincial government and industry • Some improvement, but need improvement ii. The local government agencies • Some improvement, but requires more improvement • Reluctance at the management level iii. Community level • Conflict between the Keyoh holders and the Chief and Councils • Undetermined roles and responsibilities • Communication breakdown and mistrust 243 B. The Referral Process: a) The Tl’azt’en Nation’s perceptive on current practice: i. Bureaucratic stalled tactic ii. Policy driven - Status quo iii. Token process iv. Misleading and manipulative v. Piece meal-based and burdensome b) The fundamental issues and concerns: i. Overwhelming amounts of referrals received by Tl’azt’en Nation ii. Limited timeline for proper Tl’azt’en Nation’s response iii. Lack of sufficient funding and professional/technical supports iv. Lack of adequate community involvement during planning, development, and operational stages o f the resource development activities v. Ultimately, the Provincial government and statutory decision makers have a final say on the issues 5.0 The Community Capacity Building A. Community Strengths and Weakness a) Community strengths: i. Long history of land occupancy ii. Traditional knowledge based systems and practices iii. Strong sense of community pride and belonging iv. Long-time involvement in the forestry sector • Local knowledge and experiences • Vested interests of the community • Adaptability and willingness to learn v. Ongoing community desires and determinations vi. Long standing commitment for community self-determination b) Community weakness: i. The generational knowledge gaps ii. Lack o f education, trainings, and skills development iii. Lack of long-term community goals and visions iv. Uncertainty around the political situation • The Chief and Councils election • The provincial election v. Uncertainty around global market economy vi. Ineffective use o f available funding source vii. Lack of realistic based community goals and expectations • Economic development plans • Viable business prospects • Future investments and capitalization • Local employment opportunities 244 • High staff turn-over rate (community & government levels) B. Leadership Roles and Responsibilities a) Internal relationship building i. Trust building with the Keyoh holders ii. Work closely with community members iii. Effective communication and information sharing iv. Open communication and transparency b) External relationships building i. Provincial and local government agencies ii. Industry (licensees) iii. Stake holders iv. Local and regional communities c) Setting-up community development plans and goals i. Have a clear goals and directions ii. Strong community advocacy iii. Pursue and explore future opportunities iv. Learn from the past and focus on future priorities C. Community Roles and Responsibilities: a) Working together towards common goals b) Collaborative approach and unity c) Collective motivation and ambition d) Individual contribution and dedication D. Government Roles and Responsibilities: a) Recognize the unique needs and circumstances o f the community b) Understand and respond to community issues and challenges c) Recognize and provide support for community-based initiatives 6.0 The External and Internal Relationship Building a) The relationships between the government and the Tl’azt’en Nation: i. The historical relationship: • The ongoing issue o f colonialism and dominant nature o f treatment towards Tl’azt’en Nation • The continuation o f social and economic marginalization • Mistrust and divisiveness ii. The New Relationships: • Lack o f meaningful govemment-to-govemment relationships • Lack of recognition for Tl’azt’en Nation as an equal partner • Lack of defined roles and responsibilities and shared decision­ making b) The relationship between the licensees and the Tl’az’ten Nation: 245 • • Some progress being made Requires more improvement c) The relationship between the Chief and Councils and the Keyoh holders: • Conflicting issue regarding the roles and responsibilities • Traditional system o f governance versus elected Band Council • Lack of trust and effective communication • Lack of unity and collaboration 7.0 Community-based Approach and Self-determination A. The Community-based Approach: a) The Tl’azt’en Nation Land Use Plan (LUP) i. Local-level resource management strategies and decision-making ii. Based on traditional knowledge-based systems and practices iii. Based on vested interests o f the local community iv. Based on long-term community values and the key priorities • Protection of cultural and subsistence-based economic values • Protection of ecological integrity and multiple use values • Maintenance o f future sustainability and traditional way o f life b) The expected future goals and objectives i. Community-based monitoring program ii. Local-level response to emerging issues and challenges iii. Future land and resource management guidelines iv. Facilitate meaningful consultation process c) Fundamental issues and challenges i. Recognition from the government and industry • Cannot have two separate land use plans • Cannot be recognized as legal document ii. Required funding and community resources iii. Changing circumstances and future implementations iv. Mixed level o f community interests and supports B. The Community Self-determination: a) Un-determined Aboriginal right and titles b) Lack o f ownerships and jurisdiction over the traditional territory c) Lack of recognition for traditional systems o f governance d) Lack of community control over land and resource management and decision-making 8.0 The Government and Community Roles and Responsibilities Government Roles and Responsibilities: • Recognize the unique needs and challenges o f the community 246 • • Provide adequate support for community capacity building Address specific policy barriers to support community-based interests • Adopt full inclusion of First Nations during policy development and decision­ making processes Community Roles and Responsibilities: a) Leaderships Level • Establish an open and transparent communication with the Keyoh holders and community members • Work closely with the Keyoh holders to build trust and better relationship • Develop clear community goals and future directions • Focus on community capacity building • Adopt strong community advocacy • Learn from the past and focus on future priorities b) Membership Level • Support community goals and priorities rather than focusing on individual’s needs and interests • Take advantage o f the opportunities available in the community • Focus on building individual strengths through education, trainings, and skills development • Consider impotence of individual’s ambition, motivation, dedication, and contribution towards achieving community goals 9.0 First Nations Forest Tenure Alternatives a) Previously held forest tenure and agreements i. Tree Farm License (TFL 42) ii. Forest and Range Opportunities Agreement (FRO) • Revenue sharing • Non-replaceable forest license b) Existing forest tenures and agreements: i. Community Forest Agreement (CFA) • Formerly TFL 42 ii. Co-management with UNBC (John Prince Research Forest) iii. Non-replaceable forest license c) The new Forest Tenure and Revenue Sharing Agreements i. First Nations Consultation & Revenue Sharing Agreement (FCRSA) • Revenue sharing opportunity (No tenure) • Replaces FRO 247 d) Forest Tenure Opportunity Agreements (FTOA) i. Forest license and forestry license to cut (NRFL) ii. Replaceable area based tenure • First Nations woodland licenses (FNWL) • Woodlot Licences (WL) • Replaceable forest license e) The preferred future forest tenure alternative i. Community Forests Agreement: • Community-based forest tenure • Larger area-based tenure • Stable future timber supply • Long-term tenure agreement ii. Need for political will and government supports for: 1. Flexible policy alternative • Reduced stumpage • Reduced annual rent • Silviculture costs • Silviculture contract awards 2. Funding for community development projects • Community infrastructures • Economic development and business ventures • Staffing (permanent and support staffs) 3. Professionals and technical skills development • Education • Trainings • Internships iii. Future expectations and community benefits: • Sense of ownerships and collective responsibility • Control over the planning and decision-making processes • Control over the revenue and economic benefits • Management o f multiple non-timber values • Economic diversification and employment opportunities • The economic, social and environmental sustainability Appendix K: Handout Interview Questionnaire Results Responses Ratings Questionnaire The considerations fo r Aboriginal title and rights during First Nations consultation process The level o f consultation with individual Keyoh holders prior to planning and resource development activities Considerations fo r over all environmental stewardships and ecological integrity during policy development process Considerations fo r First Nations cultural and subsistence-based livelihood values during policy development process Future priority fo r community capacity building The recognition and integration o f traditional knowledge-based resource management systems into the current forest policy development and management practices The recognition and implementation o f the Tl ’azt 'en Nation’s Land Use Plan initiative as a (1) (2) (3) (4) Not at all Moderately Well (2 = 18%) Very Well (6 = 55%) Generally Well (3 = 27%) Somewhat Adequate Generally Adequate Moderately Adequate Fully Adequate (6 = 55%) (3 = 27%) (2 = 18%) (0 = 0%) Not at all Considered Somewhat Considered Moderately Considered Fully Considered (4 = 36%) (4 = 36%) (2 = 18%) (1 = 10%) Not at all Considered Somewhat Considered Moderately Considered Fully Considered (6 = 55%) (4 = 36%) (1 = 9%) (0 = 0%) Not at all Priority Low Priority Moderately Priority High Priority (0 = 0%) (2 = 18%) (3 = 27%) (6 = 5%) Very Poorly Integrated Somewhat Integrated Reasonably Integrated (6 = 55%) (3 = 27%) (2 = 18%) (0 = 0%) Not at all Expected Somewhat Expected Fairly Expected Highly Expected Overall Results Not at All (0 = 0%) Somewhat Adequate Not at all & Somewhat Considered Not at all Considered High Priority Fully Expected Very poorly Integrated Not at all Expected 249 tool to guide future resource management practices within the traditional territory o f the Tl ’azt 'en Nation The importance o f establishing a meaningful government-togovemment relationships based on respect, recognition, and accommodation o f Aboriginal title and rights The importance o f community control over land and resource management within traditional territory o f the Tl ’azt ’en Nation Future need fo r an alternative First Nations forest tenure (5 = 46%) (3 = 27%) (3 = 27%) (0 = 0%) Somewhat Valuable Moderately Valuable Extremely Valuable (1 = 9%) (2 = 18%) (7 = 64%) Not all Important Somewhat Important Moderately Important Extremely Important (1 = 8%) (0 = 0%) (2 = 18%) (7 = 64%) Not at all Priority (0 = 0%) Somewhat Priority (1 = 10%) Moderately Priority (4 = 36%) High Priority (6 = 54%) Not at all Valuable (1 = 9%) Extremely Valuable Extremely Important High Priority 250