Effective Behavior Support: A Descriptive Evaluation of Coast Mountains School District By Carla D. Gillis B.Ed., University of British Columbia, 1986 RESEARCH PROJECT SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF EDUCATION in COUNSELLING Carla D. Gillis THE UNIVERSITY OF NORTHERN BRITISH COLUMBIA May 2002 UNIVERSiTY OF NORTHERN BRITISH COLUMBIA LIBRARY . Prince George, Be All rights reserved. This work may not be reproduced in whole or in part, by photocopy or other means, without the permission of the author. Table of Contents I. Introduction 1 II. The Problem 2 III. Review of the Literature 4 A. History and Philosophical Orientation 4 B. Overview 7 c. Selected Features of EBS 9 1. A Process - Not a Curriculum 10 2. Levels of Prevention 12 3. Instructional Approach 13 4. School-Wide System 14 5. Classroom System 16 6. Individual Student System 17 7. Data-Based Decision Making 20 8. Training For Local Expertise 22 9. Priority and Commitment 24 10. Administrative Support 25 D. The B.C. EBS Initiative 27 E. Effective Behavior Support Research Summary 35 1. School-Wide Behavioral Support 35 2. Reducing Problem Behavior Through EBS 38 3. Active Supervision and Precorrection 40 4. Pre-Correction and Active Supervision 42 5. Self-Monitoring and Self-Recruited Praise 44 6. Team-Based Functional Assessment 45 7. Recruiting Positive Teacher Attention 47 8. Preventing School Violence 49 F. Limitations of Current Research 52 G. Future Research Questions 53 IV. Research Procedures 56 v. Results 58 A. Demographic Information 58 B. The School-Wide System 60 c. The Non-Classroom System 62 D. The Classroom System 64 E. The Individual Student System 66 F. Comparison to British Columbia's EBS Schools 68 VI. Discussion 69 A. Conclusions 69 B. Summary 74 VI. References 76 VI. Appendices 81 A. Foundations and Features of EBS 81 B. Host Environment Features 82 c. Effective Behavior Support Process 83 D. Continuum of Prevention and Intervention 84 E. An Effective Social Skills Lesson 85 F. Components of a School-Wide EBS Plan 86 G. Developing Expectations 87 H. Building a Support Plan 88 I. Effective Behavior Support Survey 89 J. Functional Assessment Interview 93 K. Functional Assessment Observation Form 97 L. Office Discipline Referral Form 98 M. Staff Development Model 99 N. Letter of Introduction 100 0. Demographic Information 102 P. B.C.'s EBS Schools: Survey Results 103 List of Tables 1. Project PREPARE: Proactive Discipline Features 5 2. Selected Features of EBS 10 3. Functional Assessments: The Steps 19 4. School Information 51 5. Calculated Statistics Using the Data 51 6. Summary of Demographic Information 59 7. School-Wide System 61 8. Non-Classroom System 63 9. Classroom System 65 10. Individual Student System 67 1 Introduction Effective Behavior Support (EBS), which is grounded in systems theory, person-centered management strategies, preventing and systems. It is a relatively remediating is philosophy problem comprised of and new approach behavior effective behavior in to school processes and techniques which are well supported by empirical research in special education literature. philosophy allows select procedures the effective in personnel and addressing This who school/person-centered are practices their given implementing EBS which be may behavioral to most needs. The integrities of individual districts, individual schools, and the and individuals within those schools are respected personnel are encouraged to analyze each specific setting as its own microcosm. Since its development at the University of Oregon in the 19 8 0 ' s , EBS has spread across the United States and into Canada. This initiative is gaining momentum as an increasing number of educators receive training and practical experience in EBS processes processes and and techniques. techniques have It appears significant that these potential for increasing schools' effectiveness and efficiency in dealing with problem behavior. There is a growing body of research which indicates schools which adopt EBS have fewer office referrals and more positive school climates (Mirenda, 2000). 2 Research indicated completed that EBS recently is having in positive which adopt this approach (Mirenda, 2000; Strelioff, British 2000). EBS and school Columbia, British Columbia has effects in schools Siegel & Ladyman, spread through 2000; continues to districts are increasingly looking at this approach as a possible answer to the behavior problems that are increasingly occurring in schools. This trend supports the need for descriptive surveys of the extent to which B.C. school districts have adopted EBS strategies. Of particular interest is the degree to which the Coast Mountains School District has implemented these strategies. The Problem This study examines the Mountains School District is promoting prosocial behavior degree to which implementing EBS and the Coast features decreasing for antisocial behavior. EBS practices are becoming increasingly recognized as effective and efficient means for improving the climate of schools in British Columbia (Mirenda, 2000). Coast Mountains School District's behavior weaknesses are identified, management strengths and recommendations and are provided for improving procedures and practices in this area. The degree to which schools in the Coast School District are implementing EBS features Mountains is described. In addition to demographic details, information regarding the 3 implementation techniques in of four behavior school management areas is processes outlined. and Specifically these are: the school-wide system, the classroom system, the non-classroom system, addition to EBS, the and the individual student system. determining following how many questions schools are are addressed. In implementing Which EBS features are being successfully implemented and which are not yet addressed? How do the Coast Mountains' schools compare with British Columbia's EBS schools? This survey research is limited to the schools that make up the Coast Mountains School District. As such there is a relatively small sample. Both EBS and non-EBS schools are included in the survey and some schools may not have been familiar with the terminology and practices referred to in the EBS survey. Site visits were not a part of this study, therefore the results depend on the survey information that was gathered. Columbia's The school current political system restricted climate in British survey participants to school administrators. School administrators may have certain biases items. that influence their responses to specific survey 4 Review of the Literature History and Philosophical Orientation Effective Behavior Support has its roots in special education settings where it was initially termed "Positive Behavior Support" ( Sugai, Positive was developed as "an alternative to aversive 2000). Behavior Support interventions used with students with significant disabilities who engaged in extreme forms of self-injury and aggression" ( Sugai et al., 1999, p.6). The terms "Positive Behavioral Support" and "Effective Behavioral Support" (EBS) are used interchangeably (Sugai, 2000), and the latter term will be used throughout the rest of this paper. 1970's and brought 1980's The mainstreaming movement of the special education students regular classrooms (Colvin, Kameenui, & Sugai, Horner, 1994; Weigle, 1997). This into 1993; Sugai & inclusive educational reform created the need for EBS practices to be presented as an alternative model for effectively managing behavior in regular school settings (Sugai & Horner, 1994; Weigle, 1997). One of the earliest examples of the application of EBS practices to regular education settings is Project PREPARE. This project was initiated by Colvin, Kameenui, and Sugai (1993) in the early 1990's out of the University of Oregon. The goal of Project PREPARE was to model a school-wide behavior management approach that was based on positive and preventative effective (proactive) staff instructional development procedures. principles Project and PREPARE 5 described the features that should be proactive school-wide d,iscipline model features were derived effective school from practices the and incorporated in a (see Table 1). These research school literature development on models. This project also presented the implementation of a Teacherof-Teachers (TOT) approach which components: (a) school's assessment establishment a of the TOT team; involved three major of its needs; (b) and, (c) TOT team implementation procedures for developing and carrying out the school-wide discipline plan. The preliminary results of Project PREPARE indicated that schools could decrease their office referrals by 50% if the necessary features and processes were implemented. Table 1 Project PREPABE: Proactive Discipline Features 1. A consistent approach to managing problem behaviors 2. School discipline as a vehicle for student success 3. Managing problem behaviors with positive, strategies 4. Active involvement and support from the leadership 5. Collegial commitment to change and participation 6. Application of effective staff development and teacher change strategies preventative 6 In the United States, the Individuals with Disabilities Education Act of 1997 (IDEA 97) requires nondiscriminatory evaluation and the appropriate education of students who are experiencing difficulty in educational settings (Turnbull, Turnbull, & Wilcox, 1999). Functional behavioral assessments, as outlined in the EBS approach, fulfill the nondiscriminatory evaluation requirement. Positive behavioral support plans, also under the EBS requirement that an appropriate Currently, there is a gap umbrella, education between the fulfill the be provided. law and the implementation of effective practice. Proponents of EBS are working to narrow this gap by defining terms and providing justifications and explanations they hope will increase the use of functional assessments and positive behavioral support plans under IDEA 97 (Turnbull et al, 1999). Sugai integration et al. of interventions, (1999) (a) (c) state that behavioral systems EBS is science, perspectives, based (b) and on an practical (d) social values (see Appendix A). Behavioral science supports the view that human behavior is largely learned and can be changed. The practical assessments, central interventions data-based behavior change of decision tool, EBS include making, and the functional teaching as a implementation of research validated practices. The systems perspective of EBS allows for a more holistic approach to dealing with complex behavior problems in complex school systems. Through the systemic provision of a continuum of behavioral support in 7 which the intensity of problem behavior and the context are considered and prevention is emphasized. EBS emphasizes the consideration of social values in both the results expected from behavioral interventions and the strategies employed in delivering the interventions. effective, but also, respect and interactions all Not only should people should be be treated with refrain from dignity. Interventions must that humiliating, degrading, are change or pain inducing (Sugai et al., 1999). George Sugai (1998), a leading founder of EBS, began his career in special education in the early 1970's trying to blend Rogerian humanism and Skinnerian behaviorism. The EBS approach applied itself has evolved as an outgrowth of behavior analysis as guided by a person-centered philosophy (Dunlap et al., 2000). Throughout the EBS literature references are made to the importance of approaching behavior change through a child-centered, person-centered, or schoolcentered philosophy. assessment and centered values, EBS ''has intervention come to describe a based on strategies, set of person- that is intended to produce reductions in problem behavior along with increases in desirable behavior" (Dunlap et al., 2000, p. 22). Overview EBS is school-wide Lewis a systemic discipline & Sugai, 1999; approach (Burnette, Sugai, to providing McLane, 1996, 2000; proactive, & Orkwis, Sugai 1997; & Horner, 1999). The aim of EBS is to increase the capacity of schools 8 to adopt and sustain the use of research-validated practices. It enhances the capacity of schools to educate all students by establishing consider (a) efficient systems, and (b) effective practices, processes that (c) The and data. systems focused on in EBS include the policies, procedures, and school-wide, decision-making special setting processes that (non-classroom), apply to classroom, and individual systems. The practices considered are the strategies that are used directly to enhance teacher instructional student activities. learning Throughout outcomes EBS, and data are used to guide the decision making process and to ensure more effective outcomes. EBS helps schools to establish a continuum of positive behavioral supports for students (Lewis & Sugai, 1999; Sugai, 1996, 2000; Sugai & Horner, 1999). A positive and preventative approach is emphasized and discipline measures intensify as social behavior levels of intervention are considered: secondary prevention, tertiary and challenges intensify. primary prevention Three prevention, (Walker, & Horner, 1996). All three levels of prevention are associated with unique techniques and processes. This multi-level approach increases the contextual fit between the problem and practices that are proven to be empirically that situation. effective for EBS is based on empirical research that is trustworthy, accessible, and usable. EBS is a process and not a prescribed curriculum, discipline package, or product. Individual schools work with 9 the EBS processes to develop their own plans for dealing with their unique needs (Lewis & Sugai, 1999; Sugai, 1996, 2000; Sugai & Horner, 1999). An instructional approach is inherent to EBS. Behavioral social behaviors expectations are taught are taught like academic directly, and skills. Academic number of engagement and success are maximized. The EBS approach also outlines a host environment features that support the sustained adoption of effective practices (Burnette et al., 1997; Lewis & Sugai, 1999; Sugai, 1996, 2000; Sugai & Horner, 1999). Many of these features overlap Appendix B). with those already described above (see Schools with effective host environments have active administration and the support of the majority of the school staff. In effective schools, developing effective approaches to behavior problems is seen as a priority and the staff is willing to commit to a plan. long term (two-three year) Policy is made and put into written form. competence should school district. be developed within the Behavioral school and the The school's behavior team meets regularly to assess, plan, train, and advocate as their school's unique behavioral needs demand. Effective host environments also have processes for orienting new staff and team members. Selected Features of EBS As can be seen from the overview, is interdependent a complex, multi-faceted integration processes, and techniques (see Table 2). The features of EBS are complex, of EBS systems, and the processes and concepts overlap. It is 10 beyond the scope of this paper to address all areas of EBS because this would features that have be a been very lengthy selected for endeavor. this The ten section were determined by this author to be significant enough to warrant special note. Table 2 Selected Features 1. A process - not a curriculum 2. Levels of prevention 3. Instructional approach 4. School-wide system 5. Classroom system 6. Individual student system 7. Data-based decision making 8. Training for local expertise 9. Priority and commitment 10. Administrative support A Process - Hot a Curriculum The primary goal of EBS is to help schools develop school environments that are both preventative and remedial in nature (Nelson & Sugai, 1999). EBS recognizes that schools have individual needs with regard to which aspects of their environmental and behavioral repertoires need improvement. 11 The goal of EBS is to help schools identify and change deficient environmental factors that foster problem behavior. Schools are assisted in the development of behavioral supports to ensure that a continuum of individual develop the skills necessary to be successful. centered, student-centered, and students The school- teacher-centered nature of the EBS approach is inherently a process and not a prescribed curriculum (Sugai, 2000). A four-stage model of collaborative problem solving is used by a school team of key stakeholders to develop, implement, and maintain EBS processes and techniques (Nelson & Sugai, 1999). The model contains a set of concepts that are common to most problem solving processes. These are: problem definition, site analysis, development of a school-wide plan, and progress monitoring (see Appendix C). The first step taken to initiate a school-wide effort is to establish a behavior support team that has staff representation and behavioral competence (Sugai, 2000). This team EBS meets regularly to assess, plan, and modify activities. The second step in this process is to establish the school's include start-up clarifying commitment, the prerequisites. school's prioritizing, participation and support. and These needs, establishing securing Once needs prerequisites staff administrative have been identified and the prerequisites are in place, the school is ready for the third step: developing and implementing an individualized action plan. In this step, the team reviews the data gathered 12 and adopts research-validated practices. It is essential to attend to the individual school's characteristics in terms of both what is working well and what features need strengthening. The fourth and final step in the EBS process involves monitoring, evaluating, and modifying the behavioral program. This is an on-going process that requires the regular gathering, presentation, and analysis of the school's data. Levels of Prevention EBS recognizes that problem behavior occurs on a continuum from relatively mild and infrequent to severe and frequent (Sugai, 1996, 2000; Waterhouse, 2000). Schools need to develop several integrated systems for responding to the continuum of problem behaviors (see Appendix D) . Students without serious problem behaviors respond well to school-wide and classroom systems at the level of primary prevention. Primary interventions include school-wide discipline programs and school-wide social skills training. to comprise (Sugai, approximately 2000). Students 80-85% who are of These students tend the school at-risk population for developing problem behavior represent approximately 5-15% of the student body (Sugai, 2000). They need specialized group interventions which are at the secondary level of interventions specialized include teaching required for the intense problem prevention. self-monitoring groups. Tertiary Secondary programs and interventions are 1-5% of students who have chronic and/or behavior (Sugai, 2000). Specialized 13 individualized interventions such as functional assessments and positive behavior support plans are recommended for this population. Instructional Approach Colvin and Sugai (1988) state that there are clear parallels between instructional problems and social problems in the way the respective behaviors are established and in the way that they can be corrected. Teachers take a proactive approach error to remediating patterns are academic assessed, problems. and then The student's alternative and effective responses are taught by shaping the instructional content and providing differential feedback. Colvin and Sugai indicate that the same two steps can be used to remediate social behavior problems. "First, pattern, teach and second, we we analyze replacement the behavior strategies by modifying the context and using differential reinforcement" (p.347). Kameenui and Darch ( 1995) provide excellent direction regarding how to deal with behavior from the instructional viewpoint. Instructional classroom management is about managing student behavior from an instructional point of view. The strategies for teaching and managing social behavior are no different from the strategies for teaching reading, etc. By their very nature, classroom and behavior management procedures are instructional, not merely behavioral or social, because they take place within the context of instruction and are designed to impart information. To impart information about how to behave, a teacher teaches, instructs, explains, directly models, or otherwise communicates to a learner exactly how to behave and how not to behave. This process is no different from the 14 process involved in teaching a concept, fact, or principle in mathematics or science. For all practical purposes, the teaching processes are the same--communicating information to the learner in ways that are clear, unambiguous, considerate and passionate. (p.ix) The social skills that areas for improvement, on a are identified as key target school-wide or classroom basis, are taught using an instructional approach (Langland, LewisPalmer, & Sugai , 1998; Sugai, 2000). Social skills are broken down into their subcomponents so that they can be directly taught, modeled, practiced, and reinforced (see Appendix E). Although EBS presents curriculum, as proponents a of process this and not approach a prescribed recommend that schools utilize programs and materials that are available to address specific skill needs (Sugai, 2000). It is recommended Second Step (Committee 1991) and Getting Along With Others (Jackson, that instructional programs for Children, such as Jackson, & Munroe, 1983) are drawn from when it is determined that such programs are needed to meet demonstrated school needs. School-Wide System School-wide programs "seek to produce systemic change at the building, classroom, and student levels by providing school staff a framework with which to develop site-specific solutions to the unique needs of their school and community" (Nelson & standpoint, defined, Sugai, p. 26). From benefit from developing 1999, schools consistently enforced, behavior a preventative a management clearly system 15 (Fitzsimmons, 1998). Sprague, Sugai, and Walker present six main components which they believe comprehensive and proactive school-wide (1998) comprise behavioral a support plan (see Appendix F). A positive statement of purpose is the first component. This should be clear and simple and serve as a foundation for the learning and teaching process in the school. The second component of the school-wide plan is a set of clearly defined expectations. These expectations serve as the basis for creating and maintaining safe and productive learning and teaching environments. Third, a set of procedures for teaching the expected behavior are developed to ensure that all students and staff have been exposed to a common language and meaning for each expectation. Procedures for encouraging expected behavior is the fourth component in a comprehensive and proactive school-wide behavioral support plan (Lohrmann-O'Rourke et al., in press). A continuum of acknowledgements, such as tangible provide positive feedback social acknowledgements, verbal praise and when students display behaviors that conform to given school expectations. The fifth component is a continuum of procedures for discouraging problem behavior. Procedures and behavior should be clearly specified in detail. There needs to be agreement with regard to what will be handled by the teachers and what will consistent constitute an office implementation of consequences referral, must occur. and The last component of the school-wide system are the procedures for record keeping and decision making. EBS stresses the 16 importance of having a system for monitoring program implementation and effectiveness (Nelson & Sugai, 1999). effective school-wide behavior management plan will An also consider settings behavioral such (Waterhouse, as expectations hallways, 2000). The in non-classroom playgrounds, school-wide and plan will washrooms provide the means for creating, encouraging and reinforcing expectations in these areas. The EBS approach maintains that behavior must be taught Nelson, separately 1999; Sugai, in each 2000). specific setting (Scott & Schools are encouraged to list each non-classroom setting and identify expected behaviors for each school rule in each setting (see Appendix G). It is important to teach the school-wide rules for each setting in that specific setting. Students are encouraged to follow the rules, and they are reinforced for displays of appropriate behavior. The school-wide plan for discouraging inappropriate behavior is also applied to non-classroom settings. Classroom System Classroom systems are closely related to the and procedures of the school-wide system 1999; Waterhouse, management is to minimize problem 2000). systems 1997; also acknowledging goal of & Nelson, good classroom establish appropriate behavior and behavior. The is teaching behavioral expectations, Lazar, The (Scott features emphasis structure, and routines (Colvin Effective classroom Kameeniu & Darch, 1995). have clearly outlined appropriate on to behavior procedures and & for discouraging 17 inappropriate or unacceptable behavior 1995). As with the school-wide system, recognizes defined that rules specifically are and more are & Darch, (Kameenui the classroom system effective when they are positively worded (Scott also attend to & Nelson, 1999). Effective classroom systems the instructional needs of students because instruction that is either too difficult or too easy for students has been found to be associated with disruptive behaviors 1999; Sugai, 1996, 2000; Waterhouse, ensure that students receive a (Scott Nelson, & 2000). Teachers need to curriculum that is effective and appropriate for their learning needs. Instruction that is designed to maximize the likelihood of success ensures student success. Successful students have little incentive to disrupt the class or act in ways that would result in escape or exclusion (Scott & Nelson, 1999). Instruction that teaches skills directly through the presentation of clear rules or examples, teacher modeling, and guided practice is associated with higher student success aggressive behavior (Scott classrooms integrate academic strategies and provide and less Nelson, & and disruptive and 1999). Effective behavioral management individualization as is needed by specific students (Waterhouse, 2000). Individual Student System Students who have require support chronic through or individual 2000; Waterhouse, 2000). A host severe behavior problems systems (Sugai, of individualized, 1996, flexible 18 approaches is required to create learning environments in which these children can succeed socially and academically. The provision several of beliefs Waterhouse, these individual supports about behavior (Sugai 2000). Behavior is is al., et understandable, guided by 1999; predictable, and changeable, and it occurs in an environmental context and not in a vacuum. Behavior is learned; therefore, it can be taught or affected by changing aspects of the environmental context. EBS presents several specific processes for building effective student individual system student processes systems. presented The two individual here are functional assessments and individual behavior support plans. A functional assessment developing statements about is a factors systematic process for that contribute to the occurrence and maintenance of problem behavior (see Table 3) (Dunlap & O'Rourke, Hieneman, Knoster, 1999; & Horner Llewellyn, & Sugai, 1999; Lohrmann- 1999; O'Neil et al., 1997; Sprague et al., 1998). Dunlap and Hieneman (1999) feel that a functional assessment should serve as the foundation of any individualized behavioral intervention. Functional behavioral assessments (FBA) can, and should, be applied preventatively before problem behaviors escalate to crisis proportions. An FBA should be conducted whenever the student's behavior (a) demonstrates persistence even though classroom-based motivation and disciplinary systems have been carefully implemented, (b) is so severe that it places the student or others at risk of injury or social isolation, and/or (c) is so disruptive that school personnel are considering more intrusive or restrictive placements or procedures. (p. 7-8) 19 Table 3 Functional Assessments: The Steps Step 1 Collect information Step 2 Develop summary statement Step 3 Collect observation data to confirm summary statement Step 4 Develop competing pathways summary statement Step 5 Develop behavior support plan Step 6 Develop details & routines for full implementation of support plan Step 7 Monitor & evaluate implementation of support plan In essence, the functional assessment serves as a problem solving process that can be applied to individual students who are experiencing behavioral difficulties. In EBS, the process of completing functional assessments blends into the development of individual support plans. A central feature of EBS is that support plans, which are based on functional assessments, have an expanded scope of outcomes when compared to traditional support plans (Horner & Sugai, 1999). The behavior plan is no longer seen only as a process for reducing problem behavior; it is also seen as a process for increasing the student's success within the school. While the reduction of problem behavior is an important goal, a broader range of changes increases the effectiveness of the behavior support plan. The effective building of a behavior 20 support plan includes planning in specific areas: (a) What are ways to change the context to make the problem behavior unnecessary? (b) What are ways to prevent the problem behavior? (c) What can be done to increase expected behavior or to teach a replacement behavior? (d) What should happen when a problem behavior occurs? and, (e) What should happen when desired or replacement behavior occurs (O'Neil et al., 1997, Sprague et al., 1998)(see Appendix H). Data-Based Decision Making Effective systems monitor student behavior continuously, and data are used to make decisions (Lewis-Palmer, Larson, 1999). assessments Data should be used to make and to evaluate programs on an Sugai, & initial on-going basis (Taylor-Greene & Kartub, in press). While four types of data should be considered, best to question choose at the hand. Lewis-Palmer et al. simplest Permanent type of products, state that it is data to answer the rating . scales, and surveys (see Appendix I) are easy methods for collecting data because they are convenient and can require minimal analysis to summarize results. Interviews (see Appendix J) are similar to surveys and rating scales administer and analyze. All measures of behavior which perceptions. employment Direct of Appendix K) • of rely measures observation because data the on of they are easy above are indirect respondent behavior collection opinion to or require the strategies (see 21 Several different kinds of decisions can be made using data (Lewis-Palmer 2000). Data can assessments, et be al., 1999; analyzed school-wide Tobin, to make planning, Sugai, Colvin, & decisions in evaluation, needs and in explaining conditions to stakeholders. Data can also be used to monitor the success and progress in terms of meeting interventions of programs school-wide and goals. Reviewing the data provided by office referrals is a valuable resource in identifying students at-risk for school failure. Data analysis can help to staff members could benefit training, or practice. programs can patterns. The be identify topics need where additional information, The need for specific instructional indicated to from or areas by examining terminate data programs trends can also and be indicated when data analysis determines that they have either been successful or ineffective. The most often used data source in EBS dis·c ipline referral is the office (see Appendix L) because it is both an index of student behavior and of the consistency and quality of discipline within Walker, 1999; Sugai a school et al., (Sprague, 1999; Tobin Sugai, et Horner, al., & 2000). Although limited by the unique manner in which each school defines and applies referral procedures, the office referral can prove a useful analysis of the indicate whether tool for guiding school planning. An discipline referral data patterns can interventions are needed at primary, secondary, or tertiary levels of intervention (Todd, Horner, 22 Sugai & Sprague, 1999). Primary interventions are needed if the total number of referrals per student is high or if the average number of referrals per day is high. Primary interventions are also needed if the proportion of students with at least one referral is high. Secondary interventions are needed if the proportion of students with at least one or fewer referrals is low but the proportion of students with two to ten referrals is comparatively high. Finally, tertiary interventions are needed if there are students who have received ten or more referrals during the school year and if five percent of students with the most referrals account for a high percentage of all referrals (Sprague et al. 1999; Sugai et al. 1999; Tobin et al., 2000). Tobin and his associates ( 2000) believe that graphing data can facilitate decision making. Office referral data may be graphed according to types of behavior level, gender, referrals per month, graphs help prevention Quick guide decision programs visual and displays problems, grade and other features. The making regarding the school-wide discipline strategies. of data provide school use teams of with immediate visual feedback as to the status of their plans and the steps which should be considered next in program implementation (Nakasato, in press). Training for Local Expertise Dunlap and his associates (2000) state that comprehensive training is needed to promote the development of a range of skills and competencies if the concepts and 23 procedures of EBS are to be successfully incorporated into the daily practice of educators. Training should helping range educators assessment-based to develop a interventions that of on individualized, improve Todd, focus behavior Lehmann, and & Watson, enhance school climate (Nersesian, in press). Dunlap et al. (2000) present a training curriculum which focuses on teaching teams to work within the context of immediate settings. The learning objectives provide practical knowledge and teach a generalizable process for intervention, and the content incorporates a variety of interdependent topics. Sugai, Bullis, and Cumblad (1997) state that the EBS initiative increases the skills and support educators receive in working with behavior problems "development and use of collaborative, by focusing on the building-based teams that provide positive behavioral support for all students and that emphasize skill development and support for general and special educators" (p. 58). This team-based approach provides opportunities for knowledge and preservice and inservice to increase the skills of personnel interventions in applied contexts. in a continuum Training methods of provide opportunities for specialized skills development and support for teachers dealing with significant behavioral problems. The school EBS team is trained and given resources to ... engage in three main functions: (a) assessment, development, implementation, monitoring and evaluation of schoolwide [§i£], classroom, and individual behavior management systems; (b) consul tat ion with individual teachers or teams of 24 teachers on specific students who present severe behavioral challenges; and (c) development, implementation, and evaluation of school-wide, small team, and individual personnel preparation activities. (p. 59) The EBS model of staff development presents a dramatic change from the way inservice has historically been provided (see Appendix M) . Priority and Commitment "If schools are to be safe, effective environments behavior support must become a proactive priority, not simply a concern to be addressed after disruptive behavior engulfs a community" (Horner & Sugai, in press, p. unknown). Clear Lake Elementary School is an excellent example of how EBS can be sustained as a priority for many years (Colvin & Fernandez, in press). Clear Lake first became involved with EBS when it was in its initial Project PREPARE stages. As Project PREPARE evolved into EBS, Clear Lake's behavioral strategies also evolved. Each year an overview of EBS is presented and the staff recommit to implementation and maintenance of the EBS program. Clear Lake has implemented EBS for almost a decade. The staff have experienced a committed to the model because number of benefits. They have they been have able to develop and maintain a positive school environment and are able to teach more effectively. The staff are also better able individual to provide support to students with challenging behavior because of their increased efficiency. 25 Taylor-Greene and Kartub (in press) indicate that sustaining an EBS program takes long-term strategic planning. Program support is derived from a combination of improvement goals, administrative support, ment and evaluation. teamwork, program reinforce- Taylor-Greene and Kartub believe that attention needs to be consistently focused on each of these areas throughout the school year for EBS to be maintained over time. Administrative Support Several school districts have moved gradually from implementation by individual schools to active and targeted district coordination Nersesian et al., School District responsibility available to and implementation in press; believes to make schools Sadler, it has (Nersesian in press). a effective (Hofweber, direct systems et al., 1999; The Eugene and immediate and technology in press). This district took several steps toward supporting all its schools in the development of EBS programs. The district established a coordinating council for the management of all initiatives dealing with behavior support. A training curriculum was developed to address skill building, systems development, and team building. Incentives were provided to encourage school participation in training and the development of teams, school-wide systems, and data collection efforts. As of the 1999-2000 school year, School District initiative, and were the 20 out of 50 schools participating initiative is in in the Eugene Eugene's continuing to EBS grow. 26 11 Effective Behavior Support has provided a unifying, systemic structure whereby schools have gained confidence that a proactive, functional, instruction-based approach to behavior support is both effective and feasible" (Nersesian et al., in press). In the Bulkley Valley School District, the implementation of the EBS approach has been facilitated at a district level through their District Behavior Resource Team (DBRT) (Hofweber, 1999). The members of the DBRT have made functional assessments and EBS planning its highest priority; and, an eight-stage school-wide discipline improvement plan, the Behavior Pilot Project, has been implemented in this district. Stage one of the project was to develop a district code of conduct to provide guidelines for assisting elementary schools in their efforts to develop more effective approaches to school-based behavioral programs. Stage two of the project involved expansion of school-based responses to include a district-based, student-conduct review team. At stage three, the school district secured a team lead by George Sugai to provide EBS training to specific school teams. The teams were enthusiastic returned to their schools. about EBS when they The fourth stage of the project involved school implementation of EBS and the sharing of the results of the first year of their EBS initiative. The data indicated measurable improvements in behavior. Presentation to the Board of Trustees constituted the fifth stage of the district's discipline improvement plan. The trustees 27 commended the schools on the proactive approach they had adopted and personnel were encouraged to continue and expand their efforts. At stages opportunities for all six, seven, teachers and and eight, support inservice staff were provided. The district agreed to provide additional and ongoing workshops to expand and reinforce proficiency. As schools establish leadership teams, the for lessening. However, encouragement need their district accountability, continue to be implementation own level discipline support is communication, facilitated through and annual district-wide behavioral meetings. The B.C. EBS Initiative Chapman and Hofweber (in press) summarize the British Columbian approach to EBS which was initiated by the British Columbian Council of Administrators in Special Education (BC CASE). In the Fall of 1996, the administrators of BC CASE met to determine what the organization could do to address the issue of problem behavior in provincial schools. It was decided that any initiative adopted by BC CASE would need to be grounded in an instructional base, operate from a systems perspective, and offer in-service through sound professional development practices. BC CASE approached Education to form a partnership and the the Ministry of "British Columbian Effective Behavior Support Initiative" was created with Don Chapman acting as the initiative's coordinator. Sugai and his colleagues from the University of Oregon were contacted to lead the inservice sessions (Chapman & 28 Hofweber, in press), and regional workshops were provided as introductory orientations on for school the development included in-service approaches to classroom settings, students. British Columbia's discipline, and teams. dealing with providing EBS The of workshops school-wide classroom support and for initiative non- individual also included summer institutes. These institutes were designed to train a core group of professionals who could support teams that had begun to implement EBS and initiate training for school teams contemplating adopting the approach. The workshops and summer institutes were well first year of attended and the feedback was extremely positive. BC CASE and the Ministry of Education have continued to offer similar workshops and summer institutes in subsequent years. Each workshop tends to be "sold out" and the summer institutes are overflowing with long wait lists. An EBS conference developed and first Hofweber, entitled held in the "Making Connections" Fall 1998 of was (Chapman & in press) • The purpose of this conference was to provide schools with a vehicle for celebrating their success in implementing EBS and to provide orientation sessions for educators interested in learning about the initiative, but not yet ready to send a team to a training workshop. Over 250 attended the conference, first and over conference, 600 475 participants attended the attended the second third annual conference. British Columbia's three-pronged approach to the implementation of EBS has been tremendously 29 successful. evaluation process is now in place, An and the results of this will determine plans for the continuation of the initiative. As described previously Valley School district District improvement (Hofweber, has effort 1999), the Bulkley implemented an called Behavior the eight-stage Pilot Project. Hofweber states that this project, which developed out of the district's EBS initiative, has been an exciting and unifying experience for the community. Some outcomes were achieved easily, perseverance; and, and others required along the way a patience and number of lessons were learned. Hofweber indicates that schools need to evaluate the status quo and determine local needs and priorities. A selfevaluation process helps to develop practical and effective action plans. Educators must select research-validated interventions which are most likely to make a difference as effective and efficient limited resources important for interventions maximize the use and ensure positive results. It is be active. administrative involvement Educators must have adequate training, and administrators have the authority to of also time and materials, to make resource decisions. According to Hofweber (1999), the Bulkley Valley School District has needed to also learned that systematic communication is keep stakeholders informed. Teachers, parents, students, community members, and district administrators need access to information for decision making and the allocation 30 of resources. Regular opportunities for acknowledging and celebrating efforts and successes must be created to maintain - enthusiasm and commitment. Regular positive reinforcement is associated with increased staff commitment. Hofweber's final lesson with regard to EBS is that progress must be monitored and evaluated regularly. A variety of forms of data, such as office referrals, surveys, collected to made, modifications (b) determine if observations, and (a) adequate progress (c) be must is being are needed, and/or initiatives in Columbia are reporting implementation of EBS. need to be discontinued. Individual schools British successful results with elementary school in Telkwa has been approach since 1995 (Hofweber implementing this the One successfully & Janzen, 2000). Telkwa Elementary is a rural school with a population of approximately 200 students. In the 1992/93 8. 3 office referrals were processed each day. school year, There was a focus on rules and a low level of parent support. With the inception of EBS came a number of process changes. A team approach has been implemented throughout the process and the administration has been active and supportive. Data have been tracked and interventions are based on the analysis of the data. Reinforcement blitz's are planned for times when office referrals are shown to be increasing. "Effective Behavior Support has become so ingrained into the school climate that students as well as staff members take on responsibility for carrying on what they perceive as 31 the school culture" leadership powerful and (Hofweber peer strategies & Janzen, problem-solving for helping 2000, have the p. 9). Peer developed students to as develop skills and a sense of responsibility. Students know the code of behavior, defined, and the limits acknowledged, and of acceptable understood by behavior everyone. are Telkwa Elementary has lowered its daily office referrals from 8.3 to 2. 0 per day. During recent accreditation, commended the educational school for environment its and warm, the the external team caring, sense of and nurturing self-confidence, responsibility, and initiative demonstrated by the students. Ballantyne improvement in (1999) the credits climate EBS of with Prince a dramatic George's Harwin Elementary School. Harwin started with EBS in the Spring of 1998 when the school Shortly_ after the sent a team team to a training, the training school workshop. sent an administrator for coach training. Not everyone on staff was enthusiastic about the new initiative as the school had been hit with a number of hardships. abandoned the project, steps during a ensure a Although the school almost they were able to take a number of four month planning period in the Fall successful start to the program in January. to "The change in school climate and the behavior of the children and staff was immediate and significant" (Ballantyne, 1999, p. 34). Even the most cynical of staff could see the dramatic results. Office referrals dropped by 30% and the tone of the school was more positive. In this process, Harwin Elementary 32 learned that regular inservice, attention to evolving needs, and planning is crucial to maintaining the positive effects of EBS. A review of special education service in British Columbia was recently conducted by Siegel and Ladyman (2000) for the Ministry of Education. Their report makes a specific recommendation regarding the implementation of EBS in our province. The eleventh recommendation by the review team is as follows: "The Ministry of Education should work with local school boards, BC CASE, Federation and the British Principals' Association the British Columbia to ensure Columbia Teachers' Principals' and Vice- the continuation Effective Behavior Support Training Program" and her associates state that EBS (p.18). training is of the Siegel assisting British Columbia's school system to improve student behavior and is highly regarded by the province's teachers recently completed the and administrators. Strelioff (2000) General's report report also states that the Auditor for the British Columbia government. makes specific references implementation of this to EBS. initiative This Strelioff has the potential to make specific contributions to improving school environments. Over the last four years, EBS courses have been provided to teams of approximately 300 schools. teachers and These schools administrators in report significant reductions in student aggression. Strelioff surveyed teachers who are using EBS and found that 94% of these teachers found 33 this approach to be useful impressed with changes climate. Strelioff to some extent. Teachers in student behavior and and his colleagues were the school concluded that " ... existing strategies would be significantly strengthened if an overriding features of school-wide Effective Behavior approach with all of the Support were to be used" those schools that (p.38). Strelioff ( 2000) is concerned have not yet had training in EBS. for "Most educators public school system have yet to benefit from (p.8). He also that most schools is implementing EBS concerned have not yet developed in the their use" that are suitable data- tracking methods to determine which types of aggression are being influenced that the districts and Ministry should to what of Education "expand degree. efforts Strelioff recommends and individual to provide school Effective Behavior Support training" (p.12). EBS is highly regarded in the school system initiative "believe as successful that practitioners Effective Behavior of the Support strategies have made significant improvements in the behavior of students, strategies of teachers, and overall school climates" (p. 102). Mirenda (2000) conducted a more extensive EBS evaluation to answer questions that were left unanswered by previous investigations of the effectiveness of the implementation in the EBS initiative in our province. At the time of Mirenda's evaluation, 117 schools were identified as implementing EBS 34 for one or more years. The typical EBS school has a population of between 201 and 400 students and is located in a small urban area. A typical school has been implementing EBS for approximately two years and 2-2.9% of its population has problems. chronic behavior The student typical EBS team is composed of five to six people and all of the team members are likely to have attended an introductory EBS workshop. While Mirenda feels that the survey was generally valid, there was enough results and the information interviews, and discrepancy permanent between gathered product by the site evaluation survey visits, to warrant three positive caution when evaluating EBS by survey alone. Mirenda aspects of ( 2000) EBS. found confirmation for First, school-level administrators are actively involved in EBS implementation in the vast majority of EBS schools. Second, Most EBS schools have EBS teams in place, and these teams implementation leadership. are active with regard to Finally, many of the school-wide implementation features are being implemented in EBS schools, and many of these features are being applied to non-classroom settings. Conformation was also found for EBS implementation needs in the province. Additional training and support is needed to assist EBS schools to nestablish collection systems and to use useful, these evaluation of outcomes" (Mirenda, 2000, also urgently needed in functional efficient data p. 67). for data regular Training is assessment and positive 35 behavior support planning for students with chronic behavior problems. District level support and classroom level implementation of EBS appear to be lacking. Parents/families have very little involvement in EBS schools, and many EBS schools do not have a budget for EBS implementation. Effective Behavior Support Research Summary The EBS approach to dealing with behavior in school settings has been developed within the regular last ten to twenty years. As this is a relatively new initiative there is little research terms 11 in this Effective Support", 11 area. Behavior Database searches Support", 11 Sugai" and '1 functional George Positive using the Behavior assessment" turned up eight research articles that could be considered relevant to this research report. Four studies focus on the effectiveness of EBS as applied to school-wide systems, and three look at various aspects of functional assessments. The final article presented in this section summarizes preliminary findings regarding how data can be used to assess and monitor school-wide follows is a eight articles. discipline summary of the The interventions. What information provided by these limitations of these studies are considered in the following section. School-Wide Behavioral Support Taylor-Greene et al., (1997) examined the effects of two factors on the level of student office referrals: teacher effort appropriate to provide behavior, and reinforcers (b) (a) active to students for school-wide opening day 36 training. The participants of the study were 40 staff members and 530 students of a rural middle school (grades 6, 7, and 8) located in the Pacific Northwest. variable in this study was the The primary dependent rate of student office referrals per day per month across a two-year period. Data were collected for the 1994-95 and 1995-96 school years on students who were referred to the office for infractions that were considered to be more serious than what could immediately be handled with redirection or a reprimand by the teacher. scale Taylor-Greene survey to et assess al. also used teacher a 6-point satisfaction Likert with the directions, implementation, and impact of the new opening day training system. The evaluate study if used the a descriptive implementation support system was pre-post of a comparison to school-wide behavior associated with change in the level of office referrals. In the first year of the study, the school established a behavior support team that met weekly to assess the needs of the school and develop opening day activities and on-going procedures for prompting, acknowledging, and correcting student behavior throughout the school year. All activities were collaboratively arranged with faculty members from the University of Oregon, and several workshops and planning periods were held with the whole faculty. In the second year of the study, the school-wide program was launched with day training. On fun, the fast-paced, first and interactive opening day of school everyone 37 participated in a one-day training session where all students were taught the school's "high five" expected behaviors. Students rotated through •.• six locations in groups of 30-60. At each location, faculty and staff would (a) review the high five expectations, (b) define how the expectations applied to that location, (c) have students role-play or model both appropriate and inappropriate examples of the expected behaviors, (d) have all students practice the correct performance of the targeted behaviors, and (e) receive "high five tickets" for performing the target behavior to criterion. (p. 103) While the opening day activities defined and taught the five expected behavior patterns, the on-going system reminded, rewarded, and corrected behavior throughout the school year. Six key elements were included in this on-going program. Precorrections were used by the faculty to remind students of expectations contexts. out just before the students Faculty rewarded appropriate High-Five tickets and verbal entered behavior praise to by targeted handing students they observed performing the target behaviors. The administration and the behavior support team emphasized the importance of consistency and participation. Inappropriate behavior was met with corrective redirections, sequences which could detentions, or office include reprimands, referrals. Booster activities were planned for specific times in the year when problem behaviors were deemed to be more likely to occur. Finally, problems students with chronic behavior received targeted support. The results of this study indicate the potential that school-wide behavior support plans have for successfully 38 reducing problem Taylor-Greene et behavior al. in (1997) regular provide education a settings. comparison of the average number of office referrals per day per month for the 1994-95 and 1995-96 school years. Across the entire year the average number of office referrals per day decreased from 15 per day in 1994-95 to 8.7 per day in 1995-96. This reflects a 42% decrease in daily office referrals. The types of problems that saw the largest reductions were repeated minor offenses, disruption, defiance, skipping class, and fighting. The staff satisfaction survey indicated that opening day training was seen as having an impact on student behavior. The staff saw the training as a worthwhile activity to continue the following school year. Taylor-Greene et al. state that their study presents messages: office referrals may guiding efforts to effective behavior support; improving a school's capacity to provide effective takes and, useful three indicator for support time; build substantive be change a is possible. Reducing Problem Behavior Through EBS Lewis, Sugai, and Colvin (1998) explored the effects of a social skill instruction program combined with direct intervention on the frequency of problem behavior exhibited by elementary transitions, students in three and the cafeteria. settings: recess, hallway The study took place in a suburban elementary school with seven staff members and 110 students in grades 1 to 5, and it was conducted as part of a larger school-wide behavioral support system that was 39 targeting proactive, school-wide, instruction-based classroom, student levels. specific interventions setting, and individual The school had established an EBS support team, the school rules had been outlined and taught, system for established. acknowledging appropriate The study present behavior extended the at and a had been school-wide system by targeting specific settings. A three-step process was implemented. These steps behaviors of concern setting, (b) positive replacement and social skills were included: lessons all problem for each specific behaviors were generated delineated regarding (a) these behaviors were developed, and (c) direct intervention strategies tailored to each setting were developed and implemented following the social skills instruction. The direct intervention strategies included group contingencies, pre-corrections, and active supervision. "A multiple baseline across setting design was used to examine the effect of social skills instruction and direct intervention on the rate of student problem behavior" (Lewis et al., 1998, p. 5). University graduate student observers were trained to 80% agreement, baselines, social skills and data were collected for instruction, and direct setting interventions. One month follow-up data were also collected following the completion of direct setting interventions. Daily counts of problem behaviors were condensed to a singlerate data point, were plotted and the total number of problem behaviors and analyzed visually. A "split middle" 40 procedure helped to determine data trends, and across-ph~se level changes were determined by visual analysis (p. 6). Lewis et al. between baseline (1998) and report social no skills differences instruction in data across all three settings. However, data indicated moderate results when the social skills instruction was followed by direct setting interventions. The overall number of problem behaviors in each setting decreased with the use of direct intervention. The follow-up data points indicated strong maintenance effects in the cafeteria and hallway and moderate maintenance effects on the playground. Lewis et al. believe that their study makes four contributions to the emerging knowledge base on the effectiveness of instruction-based, school-wide discipline programs. First, their study extends social skill instruction beyond individual and small group settings. Second, their interventions were largely successful with the majority of the student population. Third, this study provides a large group replication of the effectiveness of group contingencies. Finally, Lewis additional for systematic support the et al. have presented investigation of larger, school-wide EBS systems. Active Supervision and Precorrection Colvin, Sugai, Good, and Yee (1997) examine the effects of active behavior supervision of elementary transition settings: and pre-correction students during on three the problem problematic entering the building at the beginning of the day, moving from classroom to cafeteria, and exiting 41 the building at the end of the day. The school was set in a rural/urban community on the outskirts of a city in a Pacific Northwest state. The participants included a staff of 42 and 475 students who attended dependent variables in behaviors such crossing prohibited as pre-correction kindergarten this running, study to were pushing, grade 5. targeted hitting, The problem yelling, and variables were supervision. All areas. The independent strategies and active teaching staff and transition area supervisors were trained on reminding (pre-correcting) students of desired behavior before entering the problem settings. The staff were trained in active around, supervision strategies which included (a) move (b) look around, and (c) interact with the students. All procedures were developed, implemented, and facilitated by a school-wide discipline team. Three major study: setting types of data were characteristics, collected during supervisor the behavior, and student behavior. A multiple baseline design across the three transition areas was implemented in which three levels of analysis were conducted. Standard visual analysis procedures were applied to the data patterns displayed in the multiple baseline design. calculated to Pearson make product-moment probability relationship between the number of correlations were statements about the supervisor interactions with students and the frequency of problem behaviors during transitions. used to "A hierarchical evaluate the linear modeling relative procedure was contributions of active 42 supervision and pre-correcting in reducing the incidence of problem behavior in school transitions" (Colvin et al. 1997, p. 351). The results of the visual analysis indicated clear level changes in problem behavior in all settings. Colvin et al. (1997) state that the fact that level changes were seen "only when the intervention was introduced in individual transition settings supports a possible functional relationship between student problem behavior, intervention package" correlation was (p. transition setting, The product-moment 352). significant (-.83, Pearson p .05), < and and this indicated a strong inverse relationship between the number of interactions between the supervisor and students and the frequency of problem behavior exhibited by the students. The more times supervisors problem behaviors the interacted with students linear modeling analysis students, presented. indicated accounted for a large, significant, that the fewer The hierarchical active supervision and important amount of variation in problem behavior. Colvin et al. concluded that pre-correcting and active supervision made an important and significant contribution to the reduction of problem behavior frequency, and the actual intervention was relatively efficient and required little training time. Pre-Correction and Active Supervision This study, conducted by Lewis, Colvin, and Sugai ( 2000), builds on the work presented in the previous study, and it appears to have been conducted in the same 43 suburban/rural elementary school with the same comprised of 475 students and 42 staff members. population The purpose of this study was to examine the effects of a review of key social skills, pre-corrections prompting the use of the social skills, and active playground supervision on the rate of problem behavior exhibited during recess. Prior to this study, critical social skills related to the school rules had been taught but pre-corrections and active playground supervision had not been put in place. The procedures in this study were implemented over three phases: (1) Teachers reviewed school rules and related social skills as they applied to the playground; Playground (2) monitors reviewed school rules and supervision expectations; and, ( 3) At supervision one-week were intervals introduced pre-corrections across three and recess active periods. Intervention effects were examined using a multiple baseline design across three target recess periods (Lewis et al., 2000, p. 112). The dependent variables were rates of problem behaviors and playground monitor behavior, and the independent variables consisted of pre-corrections and active supervision. Lewis et al. ( 2000) graphed the data and analyzed the graph "visually for significant changes across level, trend, and variability within and between 115). Data were then collapsed single rate point of problem and phase conditions" plotted daily behavior for (p. using structured a and unstructured activities. Behaviors that characterized active 44 and non-active monitors. The supervision results of were this plotted study by found rate no for the significant trend or level changes in student behavior when the students were engaged However, in structured activities on during unstructured activities, the playground. the data indicated an overall decrease in the rate of problem behavior following intervention in each recess. The data revealed no clear effects with regard to monitor behavior as a function of the intervention. Lewis et al. concluded that a relatively simple intervention effectively reduced rates of problem behavior across the student body with minimal training and technical assistance from outside the school setting (p. 118). Self-monitoring and Self-Recruited Praise Todd, Horner, and Sugai functional-assessment-based, intervention identified referred on as to a ( 1998) examined the use of a multi-component, nine year-old fourth learning disabled. This the teacher assistance self-management grader who was student had been team because of his severely disruptive behavior. This behavior included taunting his peers, inappropriate disrupting the class, and making comments. The self-management sexually intervention consisted of teaching the student to self-monitor and selfevaluate his ability to attend to the student was trained to give himself a task at hand. check every time he caught himself attending when a beep sounded on a beeps that occurred randomly. The The student tape of self-recruited 45 teacher attention every time he had given himself a specific number of checks. The results of this implementation of a functional assessment-based behavior support plan were successful. With a self- system of self-monitoring, recruitment of teacher self-evaluation, attention, the and student exhibited a decrease in the frequency of problem behavior and an increase in work completion. The frequency of teacher praise was also increased and the teacher's perception of the student's performance was improved. Although the student was initially reliant on the self-management system to maintain results, this system was gradually phased out and the student was able to maintain the positive results without intervention. Team-Based Functional Assessment Chandler, Dahlquist, Repp, and Feltz (1999) examined the impact of ventions individually-based on the challenging functional and assessment appropriate inter- behavior of students within classroom settings. Chandler et al. were also interested in determining the effectiveness of functional assessments when they were conducted by school-based teams. Three types of preschool classrooms provided the setting for this study: classrooms for students with (eight) , classrooms for children at risk special (three) , needs and early childhood classrooms (four). The participants were preschool students, ages three to six years, and teachers certified in early childhood education. The students were randomly divided into groups of four or five. Data were collected using a 46 computer-based observational child behaviors: system challenging on five behavior, categories active of engagement, passive engagement, nonengagement, and peer interaction. Data were also collected on five ecobehavioral aspects of the classrooms: environmental arrangements, schedule, appropriate adult behavior, instructional strategies, and support for peer interaction. Baseline data were collected over a and then team members within each four week period, at-risk and special education classroom attended functional assessment workshops. Within one week of attending the workshops, each school team was guided through initial functional assessment procedures for a specific student. During the remaining weeks, the teams implemented intervention strategies through the functional assessments. they had developed Throughout the process, the teams had guidance from a behavior specialist. Follow-up observations were conducted four weeks following intervention, and four weeks of normative data were collected in the regular classrooms which served as the control setting. "Data for a l l children within one type of classroom were combined to produce a mean percentage of child behavior per classroom type and condition" (Chandler et al., 1999, p. 108). The ecobehavioral data for the classroom settings were presented as the mean percentage of strategies employed by type of classroom across conditions. A multivariate analysis of variance was used to compare the five child behavior 47 variables across conditions of time, types of classroom, and conditions and results this of positive. classroom study Challenging type by interaction Chandler behavior et within (p. 108). The al. (1999) were each at-risk and special education classroom decreased during intervention and was maintained at low levels during the four-week maintenance period. Nonengagement decreased in each at-risk classroom and in the majority of special education classrooms. Chandler et al. also found an interaction within intervention. could increase be assessments. each Chandler in active engagement experimental et al. concluded effectively trained Team was success setting to that and peer during the school conduct teams functional associated with training to develop behavioral competence and the provision of follow-up consultation. Recruiting Positive Teacher e ~ o Alber, Heward, and Hippler (1999) studied the effects of training students teacher attention. students (three with learning disabilities and one with low achievement public learning The disabilities participants, four sixth grade were enrolled middle school. The study was conducted school: the special classroom students where to data attention the recruit on were this resource teacher room a recruit math), within in to in classrooms where with large teacher attention; the recruiting behaviors collected daily; the and, in three education trained math student suburban, the classroom and teacher social studies 48 classroom where data were collected two or three times per week (p. 256). The math teacher, the social studies teacher, and the class tutor were kept naive of the purpose of study because their interactions with the students, praise, and variables. instructional feedback, Student recruiting, were key the teacher dependent completion of academic work, and accuracy of academic work were also dependent variables. "A multiple baseline across .students design was used to analyze the effects of recruitment training on the frequency of student recruiting, feedback, and academic education classroom" baseline was achieved teacher work (Alber by praise, productivity et al., observing instructional in 1999, the p. students in general 259). The the math classroom and in the social studies classroom while they were working independently or in small groups. The resource room teacher then trained each student individually with regard to recruiting teacher attention. This training involved both instruction and role playing. A morning prompt was given to each individual student just prior to homeroom, and they were given prompting cards with which to track behavior. At the end of the day, their prompting the students individually checked in with the resource teacher and were rewarded as per their recruitment behavior. This reinforcement was initially provided on a daily basis and then phased to intermittent reinforcement in the generalization portion of the study. The students seldom recruited teacher attention prior to training, but after training the students' recruiting 49 behavior was noticeably increased. Three out of the four students recruited at a rate of once every ten minutes for the majority of the generalization and maintenance phases of the study. Three of the students received substantially more teacher praise and instructional generalization and maintenance phases. work accuracy rates feedback Work in the completion for these three students also and improved from the phases of baseline to generalization to maintenance. Alber et al. ( 1999) concluded that students with learning disabilities can be taught to appropriately recruit teacher attention, and this can result in increased academic productivity. Preventing School Violence Sugai, Sprague, Horner, and Walker ( 19 9 9) conducted a prel i minary study of the use of office discipline referrals to assess Office and monitor discipline elementary school referrals schools middle/junior high districts school-wide were discipline intervention. collected from eleven (grades kindergarten to 6) and nine schools (grades to 9) across seven states. The schools were in two Western 6 selected for inclusion in this study on the basis of their desire to improve willingness datab ase, to and their provide the school data existence discipline for in broad inclusion collecting and maintaining office discipline referrals. Each school from individual written established a for a an their system maintained of systems, database which was office referrals developed which included 50 information regarding student name, date, location, referring teacher, primary rule violation, and the consequence assigned for the incident. The schools were asked to report specific information to calculate data (see Tables 4 and 5). The results of this study by Sugai et al. separated school into elementary statistics. The school and elementary (1999) middle/junior schools are high averaged 567 students per year with a mean of only 0.5 office referrals per student per year, day. An and 1. 7 office referrals average of only 21% of received one or more office per school the elementary school referrals per year, and body only three of the schools in the study reported more than 1% of their students with ten or more referrals. on average, 59% of the total referrals are accounted for by the 5% of the student body with the highest level of discipline referrals. The picture is different at the middle school/junior high level. Middle/junior high schools averaged 635 students per year with an annual mean of 1,535.5 office referrals. Each student 2.4 in the office referrals, middle and schools the received, schools on averaged average, 8. 6 discipline referrals per school day. An average of 47.6% of the students were sent to the office at least once in the school year, and 5.4% were referred ten or more times. The 5% of the students with the most office referrals accounted for an average of 40.4% of all referrals. office discipline Sugai et al. referral data ( 1999) summarized the from twenty elementary and middle/junior high schools to illustrate how patterns might 51 Table 4 School Information 1. The grade levels in their school 2. The number of students per school year 3. The number of office discipline referrals/school year 4. The number of school days per school year 5. The number referrals, referrals 6. The number and proportion of referrals from the percent of students with the most office referrals of students with one five or more referrals, or more office and ten or more five Table 5 Calculated Statistics Using the Data 1. The mean number of office student attending school 2. The mean number of office referrals received at least one referral 3. The average number of office discipline referrals school day per 4. The proportion of students with one or more, and ten more, referrals or 5. The proportion of all referrals accounted for by the five percent of students with the most office discipline referrals be used (primary), to assess selected the need (secondary), discipline for and referrals per per student who developing universal targeted (tertiary) 52 intervention systems. See previous sections of this paper for specific information on using specific data patterns to select levels of intervention. Limitations of Current Research To date, the results of most of the EBS studies were not gathered within a strict experimental design. Decreases in office referrals may be documented, but it cannot be asserted that these decreases were to EBS Relationships cannot concluded with regard intervention procedure. combination of be due Researchers intervention have strategies activities. to any tended to when trying one use a to positively affect behavior in school with the EBS approach. This problem schools are is further fluid, compounded changing by the environments reality where it that is impossible to control all of the variables that need to be controlled in experimental studies. Behavior is very complex and the quality of the interactions between staff and students has not been recorded. The behavior of individual staff having a members varies, despite undergone certain degree of training. Although educators can the results reduce of problem the studies behavior indicate through that proactive means, the actual long-term effects of the interventions on reducing the prevalence and incidence of antisocial behavior patterns are unknown cannot be considered (Lewis et al., conclusive, 2000, and p. 8). The data researchers cannot assume that positive results obtained in one specific school 53 will apply to other schools. Nor can researchers assume that behavior taught settings. Individual elementary schools may or may to not the be students similar will to generalize have other to other features that schools, and the individualized nature of the application of the EBS approach accentuates that idiosyncratic nature of the results (Lewis et al., 2000). The use of office discipline referrals as a data source has certain specific limitations. As the integrity of the office discipline referral monitoring system is weakened, so is the integrity of the data to inform decision making (Sugai et al., 1999). Defining school's definition another school's of the variables office definition is referable of a a problem: behavior classroom responsibility. In addition, Sugai et al. may One be teacher's (2000) state that a relatively small number of schools were used in their office referral study. Future Research Questions Although preliminary research into the EBS practices promising in regular outcomes, there education is a application settings great need of is presenting for empirical research in this area (Weigle, 1997). Investigations into the applications of support its for the various features wide-spread use of in EBS may regular provide education settings. Specific replicated procedures across schools in various in terms studies of size, should be demographic 54 region, grade character is tics level, and student/teacher (Chandler et al. , 19 9 9) • demographic Studies involving team training should be replicated with different trainers in order to add validity to training packages. It would also be helpful to increase the size of the studies by using more students, classrooms, teachers, and schools. Studies should be conducted that measure the impact of specific interventions separately (Colvin et al., 1997). Strategies that can increase the likelihood that generalized responding occurs with both teachers and students across multiple settings or contexts require further investigation. Future research should examine the impact of a team-driven approach with active student involvement in the assessment, design, and implementation 1998). Future research of interventions might examine (Todd a et al., variety of consultative support models. The positive and negative nature of interactions should also be investigated. In the case of office referrals, studies need to be conducted to determine if the identification of patterns actually result in improved school behavior management (Sugai et al., 2000). Recruiting research would be strengthened by descriptive data on the rates and types of recruiting responses used by general education students and on the frequency and type of praise, attention, and instructional feedback teachers provide to typical students. Such peer comparison data would provide important social validation for determining the 55 parameters and success of recruitment training (Alber et al., 1999). Questions that remain unanswered include: 1. What policies must change to support EBS, and how can they best be changed (Weigel, 1997)? 2. What best change and motivates remain teachers and committed administrators to to the change process best for which students (Weigel, 1997)? 3. What extent of inclusion is (Weigel, 1997)? 4. How can schools assess the various behavioral systems in their schools (Taylor-Greene et al., 1997)? 5. How can faculty efficiently develop practical strategies for addressing behavioral deficits (Taylor-Greene et al., 1997)? 6. What staffing structures are needed for initiating and sustaining effective practices (Taylor-Greene et al., 1997)? 7. How can we effectively address the challenges of those students with chronic patterns of behavior problems (Taylbr-Greene et al., 1997)? 8. How can schools change to be more effective with growing numbers of students who have behavioral challenges (Taylor-Greene et al., 1997)? 9. What is the specific nature of the link between academic and behavioral failure (Taylor-Greene et al., 1997)? 56 10. How can educators increase the effectiveness direct interventions designed to address of more the needs of students with chronic behavior problems? Research Procedures The primary method by which this research was conducted was through the use of a descriptive survey. A four-page EBS survey was used to describe the distribution Mountains of the School use of incidence, EBS features the Coast appendix I). The (see the Mountains of supported this study, Research Project. The Coast and it was researcher and in District Superintendent frequency, School District as a District this research adopted presented project at a school district management meeting. The purpose of the presentation was to ensure that school administrators were fully informed of the project's details and procedures so that they could assist in the completion of the surveys in a timely and facilitative fashion. The EBS survey was distributed early in March to every school within the Coast Mountains School District. The survey was accompanied by a letter of introduction from the Superintendent (see Appendix N) and a one-page form for the collection of demographic information (See Appendix 0) • In late March, a deadline reminder was faxed to the schools and two sets of phone calls were subsequently made to schools 57 with surveys outstanding. The surveys were filled out by school administrators and collection was completed by March 28' 2002. Collected surveys were collated to determine how many Coast Mountains' schools are implementing which EBS features and to what degree. this research procedures The analysis report used by are procedures modeled Mirenda (2000) implemented in after in the her analysis evaluation of British Columbia's EBS schools (see Appendix P). The analysis questions included: Are specific features "In Place, "Partially In Place", or "Not in Place"? and, Are they seen as a 11 High Priority", a 11 Priority"? Percentage values important for Percentage values those Medium Priority", of or more features of 33 or 67 reported more to are important for those features reported to be "High Priority". or are be a considered 11 In considered 11 Not "Low Place". to be in Place" or These cutoff points were considered to be important as they replicate the cutoff points used by Mirenda in her EBS research (p. 19). It is important to note that the survey results were rounded to the nearest whole number. This procedure resulted in some percentages they are when discrepancies added in together. the resulting This is an unavoidable effect of the rounding procedure. The results are presented in this project as a combination of text, and figures. tables, This report will be submitted to the District as part of a management presentation, and individual schools will be provided with individual feedback as requested. 58 Results Demographic Information There was a return rate of 93% for the surveys in this research. Of the 30 schools to which surveys were sent, 28 returned completed surveys by March 28, 2002 (see Table 6). To 1nsure confidentiality, the information demographic reported in this research is limited to indicating how many schools are implementing EBS, how long these schools have been using EBS, the EBS training schools have participated in, other the and what behavior programs schools are implementing. Of the schools surveyed, 14 out of 28 (50%) report that they are ranges implementing EBS. from seven months The length to six years. of implementation A majority of the schools that are implementing EBS (13 out of 14, 93%), have participated in one or more EBS training activities. The EBS training activities that these schools may have participated in include training half-day sessions, successful EBS and a whole-day two-day schools, and EBS summer workshops, institute, attendance at the two-day visits to annual EBS conference in Vancouver. Seven out of 14 (50%) EBS schools report that they are implementing additional behavior programs. Of the fourteen schools that are not using EBS, eight (57%) report that they are using either components of EBS or some other behavior program. Additional behavior programs include Second Step, 59 Table 6 Summary of Demographic Information School EBS? School 1 School 2 No No School 3 Yes School 4 No School 5 School 6 No Yes School 7 No School 8 Yes School 9 Yes School 10 School 11 No Yes How Long? 1 year Workshops, visits to successful EBS schools 1 1/2 years Two- day training 7 1 introductory workshop 7 1 introductory workshop months months Other Behavioral Programs Implemented EBS Training 6 years School 12 2 half-day workshops School 13 Yes 5 years School 14 Yes 1 year School 15 School 16 No No School 17 Yes School 18 School 19 No Yes School 20 Yes School 21 Yes School 22 School 23 No Yes School 24 Yes School 25 School 26 School 27 No No Yes School 28 No Lions Quest, Workshops and refreshers, CASE, EBS conference Workshops, planning session Workshops, EBS conference 7 Two-day Summer institute, EBS conference Workshops 1 year 4 years Many of the components of EBS Some EBS techniques Second Step, Getting Along With Others School-wide behavior plan Second Step, Conseil de Cooperation School-wide Lions Quest Program Bully- Proofing Your School Students sign contract/policy 1 1/2 years months 2 1/2 years Anti-bullying program, positive office referrals, Saturday school School code of conduct Second Step Second Step, Getting Alonq With Others Second Step, Focus on Bullying 1 workshop 1 workshop Second Step, Focus on Individuals have attended workshops Discipline tracking system 1 inservice Daily evaluation of work and behavior Focus on Bullying, Second Step, Tribes Getting Along With ~~ Others, Conseil de Cooperation, Bully-Proofing Your School, Focus on Bullying, and Other reported Tribes. positive office behavior programs, behavior referrals, contracts strategies Saturday school, and policies, included school-wide school code of 60 conduct, discipline tracking systems, and daily evaluation of work and behavior. The School-Wide System The procedures current status and processes and in improvement the priority school-wide of EBS system as reported by survey respondents are displayed in Table 7. The components that were rated as being "In Place" in two-thirds or more of schools and those rated as "Not in Place" in onethird or more are in bold (Mirenda, 2000). Also in bold are those elements that were rated as "High Priority" for improvement by one-third or more of the schools. Four components were described as being "In Place" by two-thirds or more of schools: "A small number (e.g. 3-5) of positively and clearly stated student expectations or rules are defined" (71% in place); "Expected student behaviors are rewarded regularly" ( 68% in place); "School administrator is an active participant on the behavior support team" place); and, "School has formal strategies for ( 82% in informing families about expected student behaviors at school" ( 68% in place) . An additional nine elements were described as being "In Place" or "Partially in Place" by 67% or more of schools. Three school-wide components were reported as Place" in one-third or more of the schools: receive regular patterns" ( 46% (monthly/quarterly) not in place); feedback "Not in "Staff members on behavior "Booster training activities for students are developed, modified, and conducted based on 61 Table 7 School-Wide Systems Feature Current Status % Not in Place #No Resp 71 % Part. in Place 11 18 0 50 46 4 0 68 21 11 0 64 29 7 0 57 39 4 0 61 29 11 0 64 29 7 0 75 21 4 0 50 21 29 0 82 11 7 1 29 25 46 0 68 25 7 0 7 14 79 0 11 36 54 0 57 32 11 0 % in place School-wide is defined as involving all students, all staff & all settings. 1. A small number (e.g. 3 - 5) of positively & clearly stated student expectations or rules are defined. 2. Expected student behaviors are taught directly. 3. Expected student behaviors are rewarded regularly. 4. Problem behaviors (failure to meet expected student behaviors) are defined clearly. 5. Consequences for problem behaviors are defined clearly. 6. Distinctions between office and classroom-managed problem behaviors are clear. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Procedures are in place to address emergency/dangerous situations. 9. A team exists for behavior support planning and problem solving. 10. School administrator is an active participant on the behavior support team. 11. Staff receive regular (monthly) feedback on behavior patterns. 12. School has formal strategies for informing families about expected student behaviors at school 13. Booster training activities for students are developed, modified, and conducted based on school data. 14. School-wide behavior support team has a budget for (a) teaching students, (b) on-going rewards, and (c) annual staff planning. 15. All staff are involved directly and/or indirectly in school-wide interventions. Improvement Priority #No Resp % High % Med. % Low 5 22 13 65 4 33 29 38 4 17 29 54 6 5 55 41 6 23 27 50 5 22 22 57 5 13 35 52 6 18 18 64 3 28 32 40 5 26 4 70 2 27 42 31 4 21 42 38 5 22 48 30 3 28 48 24 4 29 25 46 62 school data" ( 79% not in place); and, uschool-wide behavior support team has a budget for (a) teaching students, (b) on- going rewards, not and (c) annual staff planning" (54% in place). None these three elements were considered to be of uHigh Priority" schools. for for improvement improvement 11 at The one element that was was taught directly" and in Medium #2: ( 33%). least Priority" for of the assigned uHigh Priority" uExpected However, one-third student behaviors when both are uHigh Priority" improvement categories are combined, all elements except for one are considered to have some improvement priority by one-third or more of the schools. The one element that was excluded was #10: uschool administrator behavior is an active participant on the priority support team". The Non-Classroom System The of EBS system as reported by survey respondents is displayed in Table 8. The procedures current and status and improvement processes in the non-classroom components that were rated as being urn Place" in two-thirds or more of schools and those rated as uNot in Place" in onethird or more are in bold (Mirenda, 2000). Also in bold are those elements that were rated as 11 High Priority" for improvement by one-third or more of the schools. Two components were reported as being urn Place" in twothirds or more of schools: 11 School-wide expected student behaviors apply to non-classroom settings" (93% in place); 63 Table 8 Non-Classroom Systems Current Status 93 Place 0 61 36 4 0 93 7 0 0 50 25 25 0 41 37 22 1 63 30 7 1 21 36 43 0 26 22 52 1 64 29 7 0 % in place % Not Feature % Part. in Place 7 In # No Resp 0 Improvement Priority Non-classroom settings are defined as particular times or places where supervision is emphasized (e.g. Hallways cafeteria playground bus). 1. School-wide expected student behaviors apply to non-classroom settings. 2. School-wide expected student behaviors are taught in non-classroom settings. 3. Supervisors actively supervise (move, scan & interact with) students in non-classroom settings. 4. Rewards exist for meeting expected student behaviors in non-classroom settings. 5. Physical/architectural features are modified to limit (a) unsupervised settings, (b) unclear traffic patterns, (c) inappropriate access to & exit from school grounds. 6. Rewards exist for meeting expected student behaviors in non-classroom settings. 7. Staff receives regular opportunities for developing and improving active supervision skills. 8. Status of student behavior and management practices are evaluated Quarterly from data 9. All staff members are involved directly or indirectly in management of non-classroom settings. #No Resp % High % Med. 5 17 22 61 4 29 21 50 5 26 17 57 5 17 35 48 5 4 26 70 4 4 29 67 3 12 52 36 3 24 40 36 4 13 33 54 % Low and, "Supervisors actively supervise (move, scan, & interact) students in non-classroom settings" (93% in place). An additional five elements were described as being "In Place" or "Partially in Place" by 67% or more of schools. Two non-classroom system components were reported "Not in Place" in one-third or more of the schools: as ''Staff 64 receive regular opportunities for developing and improving active supervision skill" (43% not in place); and, "Status of student behavior and management practices are evaluated quarterly from data" (52% not in place). None of the non-classroom elements were considered to be of 11 High Priority" for improvement in at least one-third of the schools. However, when both uHigh Priority" and uMedium Priority" for elements except improvement for categories one are are considered combined, all to some have improvement priority by one-third or more of the schools. The one element that was left out was #5: 11 Physical/architectural features are modified to limit (a) unsupervised settings, (b) inappropriate access to & exit unclear traffic patterns, (c) from school grounds". The Classroom System The current status and improvement priority of EBS procedures and processes in the classroom system as reported by survey respondents are displayed in Table 9. The components that were rated as being urn Place" in two-thirds or more of schools and those rated as uNot in Place" in onethird or more are in bold (Mirenda, 2000). Also in bold are those elements that were rated as uHigh Priority" for improvement by one-third or more of the schools. Six classroom system components were reported as being 11 In Place" in two-thirds or more of schools: student behavior & routines in classrooms are stated uExpected 65 Table 9 Classroom Systems Current Status % % In Part. In Feature % Not In #No Resp. Place Place 82 19 0 1 .67 33 0 1 75 18 7 0 56 40 4 3 69 19 12 2 63 33 4 I 60 36 4 3 72 21 7 0 42 42 15 2 25 50 25 0 75 25 0 0 Place positively Improvement Priority Classroom settings are defined as instructional settings in which teacher(s) supervise and teach groups of students. I. Expected student behavior & routines in classrooms are stated positively and defined clearly. 2. Problem behaviors are defined clearly. 3. Expected student behavior & routines in classrooms are taught directly. 4. Expected student behaviors are acknowledged regularly (positively reinforced) (>4 positives to 1 negative). 5. Problem behaviors receive consistent consequences. 6. Procedures for expected & problem behaviors are consistent with schoolwide procedures. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Instruction & curriculum materials are matched to student ability (math, reading. languaJte). 9. Students experience high rates of academic success. 10. Teachers have regular opportunities for access to assistance & recommendations (observation, instruction, & coaching). II. Transitions between instructional & non-instructional activities are efficient &orderly. & defined defined Med. 7 23 23 54 7 27 18 55 6 22 26 52 7 27 36 36 8 33 29 38 8 28 24 48 9 20 35 45 4 21 33 46 4 44 40 I6 4 25 50 25 5 8 38 54 (82% in place); clearly" (67% in place); are student behavior directly" (75% consistent consequences" in % Iligh clearly" behaviors & #No Resp. routines place); (69% in 11 classrooms Problem in 11 11 % Low Problem 11 Expected are taught behaviors place); % receive Instruction & 66 curriculum materials are matched to student ability (math, reading, language)" (72% in place); and, "Transitions between instructional orderly" & ( 75% non-instructional activities are efficient in place). The remaining five elements were described as being "In Place" or 11 & classroom Partially in Place" by 67% or more of schools. Although no classroom components were found to be ·//Not in Place" by one-third or more schools, two components were indicated to be "High Priority" for improvement by one-third or more of the schools: consequences" ( 33); academic success" and "Medium 11 and, Problem behaviors receive consistent 11 Students experience high rates of (44%). As well, when both Priority" for improvement 11 High Priority" categories are combined, all classroom elements are considered to have some improvement priority by one-third or more of the schools. The Individual Student System The current status and improvement priority of EBS procedures and processes in the individual student system as reported by survey respondents are displayed in Table 10. The components that were rated as being "In Place" in two-thirds or more of schools and those rated as 11 Not in Place" in one- third or more are in bold (Mirenda, 2000). Also in bold are those elements that were rated as "High Priority" for improvement by one-third or more of the schools. Only one item was rated as "In Place" in two-thirds or more of the schools: "Significant family and community 67 Table 10 Individual Student Systems 38 % Part. in Place 42 % Not in Place 21 56 32 12 3 4 32 64 3 23 19 58 3 0 25 75 5 74 26 0 1 4 19 77 2 19 30 52 1 % in place members are Improvement Priority Feature Current Status # No Resp. 4 Individual student systems are defined as specific supports for students who engage in chronic problem behaviors. 1. Assessments are conducted regularly to identify student<> with chronic problem behaviors. 2. A simple process exists for teachers to request assistance. 3. A behavior support team responds promptly (within 2 working days) to students who present chronic problem behaviors. 4. Behavior support team includes an individual skilled at conducting functional behavioral assessments. 5. Local resources are used to conduct functional assessment-based behavior support planning (10 hrs./week/student). 6. Significant family and community members are involved when appropriate & possible. 7. School includes formal opportunities for families to receive training on behavioral support & positive parenting strategies. 8. Behavior is monitored & feedback is provided regularly to the behavior SU)Jport team & relevant staff. involved when appropriate & # No Resp. % High 5 35 30 35 5 22 26 52 4 33 46 20 8 33 38 29 7 18 46 36 6 4 44 52 4 25 46 29 3 26 57 17 possible" ( 74% in % Med. % Low place). Two other elements were described as being "In Place" or "Partially in Place" by 67% or more of schools. Five components were rated as third or responds more of promptly the schools: (within ''A (64% support team individual an in Place" behavior 2 working days) present behavior problems" includes "Not not in one- support team students who to in place); "Behavioral skilled conducting at 68 functional behavioral assessment" resources are used to conduct behavior support planning" includes formal opportunities (58% not in place) ; "Local functional (75% in not for assessment- based place); families to "School receive training on behavioral support/positive parenting strategies" ( 7 7% not in place) ; and, "Behavior is monitored & feedback provided regularly to the behavior support team & relevant staff" (52% not in place). Of these five components which were seen as being "Not in Place" by one-third or more of the schools, only two were identified as being behavior support team "High Priority" responds for promptly improvement: (within "A 2 working days) to students who present behavior problems" ( 33%); and, "Behavioral support team includes skilled at an individual conducting functional behavioral assessment" (33%). One other element was also identified as a "High Priority" for improvement: "Assessments are conducted regularly to identify students with "High chronic Priority" and problem behaviors" ( 35%). When both "Medium Priority" for improvement categories are combined, all individual student elements are considered to have some improvement priority by one-third or more of the schools. Comparison to British Columbia's EBS Schools Coast Mountains' schools appear to be in line with British Columbia's EBS schools in three out of the four EBS systems (see Appendix M). Coast Mountains' schools identified eight school-wide components that were either "In Place", 69 "Not in Place", these (75% Columbia's schools "In or ''High Priority" for improvement. agreement) EBS were schools Place" agreement) or "Not in schools 2000). Coast Mountains' non-classroom components Place". four components were Columbia's EBS similarly identified by British (Mirenda, identified four Six of All similarly (Mirenda, of as either these ( 100% by British identified 2000). Nine components in the individual student system were identified as "In Place", "Not in Place", or "High Priority" for improvement in Coast Mountains' schools. Six of these (67% agreement) components were similarly identified by British Columbia's EBS schools. Coast Mountains' schools differed from British Columbia's schools in their response to survey i terns for the classroom system. Of the nine components identified as "In Place", "Not in Place", or "High Mountains' schools, Priority" only two for improvement between Coast Coast (25% agreement) were similarly identified by British Columbia's EBS schools. comparisons by Mountains' schools More specific and British Columbia's EBS schools will be made in the next section. Discussion Conclusions It appears that a majority of Coast Mountains' schools have either officially adopted EBS or are using components of the program in conjunction with other behavior programs. 70 Coast Mountains' schools which are participating in the EBS initiative are attending half-day and whole-day EBS workshops as well as two-day training sessions, summer institutes, and the annual EBS conference in Vancouver. It can be anticipated that the number of Coast Mountains' themselves to be EBS, and procedures, administrators schools that consider or utilize a number of EBS processes will continue to informally wrote notes increase on as their four surveys indicating their school's intention to begin working with EBS within the next school year. Coast Mountains' schools have 80% of the school-wide EBS processes and procedures either "In Place" or "Partially in Place". British Columbia's findings for this EBS subsystem schools (Mirenda, report very similar 2000). have a small number of positively stated rules Most schools (school-wide system #1, 71% "In Place"), and they reward expected student behavior regularly (school-wide system #3, School administrators support programs are active (school-wide 68% "In Place"). participants in behavior 82% "In Place"). system #10, Most schools also report that they have formal strategies for informing families of the behavior that is expected of the students who attend their schools (school-wide system #12, 68% "In Place"). In the report good non-classroom system, success with two expected behaviors are being settings (non-classroom system Coast EBS Mountains' components. schools School-wide applied to non-classroom #1, "In Place"), 93% and 71 supervisors classroom are utilizing system #3, 93% active "In supervision Place"). skills Although strengths are in line with British Columbia's the non-classroom system (Mirenda, 2000), schools are behind the provincial EBS providing rewards for expected these two findings for Coast schools student Mountains' in terms behaviors classroom settings (non-classroom system #6, (non- in of non- 63% "In Place") and engaging all staff members either directly or nondirectly in non-classroom system management (non-classroom system #9, 64% "In Place"). Coast success Mountains' with the schools reported implementation procedures in the classroom system. of a great EBS deal processes The components of of and this subsystem were found to be ''In Place" in six areas, and the remaining components were very close to being rated "In Place". Overall, it would appear that class teachers utilize EBS behavior management strategies. British Columbia's EBS schools report less success in the classroom system with no components identified as being "In Place". As well, British Columbia's EBS schools identified six classroom components as "High Priority" for improvement while Coast Mountains' school identified only two for improvement. Coast Mountains' schools report that problem behaviors could consistently (classroom system #5, students could experience more system #9, 44% "High Priority"). be dealt with 33% "High Priority") academic success more and (classroom 72 The one procedure that was found to be "In Place" in the individual student system was the involvement of family and community members when possible and appropriate student system #6, 7 4% "In Place"). The (individual individual student subsystem received the largest number of "Not in Place" and "High Priority" for improvement ratings. very much in line with British These results were Columbia's EBS schools (Mirenda, 2000). The specific concerns appeared to relate to "the need for a readily available behavior support team with trained and experienced personnel who functional assessments and initiate are able behavior for students with chronic behavior problems" p. 29). There additional is a great training for need personnel for in to conduct support plans (Mirenda, 2000, staff support functional and assessment processes and procedures (Mirenda, 2000). The survey data suggest that the schools in the Coast Mountains School processes in District place for evaluation of outcomes Place; school-wide classroom do data have and the regular (school-wide system #11, 46% "Not 52% collection procedures and system system #8, not #13, 79% "Not in "Not in Place"; Place"; and, in non- individual student system #8 52% "Not in Place"). This need for better data collection and monitoring to assess progress adjustments is to procedures and processes in and make line with Mirenda's findings for British Columbia's EBS schools (2000). There appears to be a lack of funding at the school level for EBS (school-wide system #14, 54% "Not in Place"). 73 Although this issue was identified as "Not in Place" by 54% of the schools, only 28% identified it as a "High Priority". This issue may have an impact on the probability that EBS will continue to be implemented in Coast Mountains' over time. British Columbia's EBS schools also schools identified this concern (Mirenda, 2000). There was some indication that Coast Mountains' schools are concerned about the amount of training students receive with regard to expected behaviors 79% "Not in Place"; and, (school-wide system #13, school-wide system #2, 33% "High Priority") . This concern is shared by British Columbia's EBS schools. an It is important to recognize the possible need for increased focus on the direct instruction of expected behaviors in all school settings (Mirenda, 2000). Two British additional Columbia's training EBS concerns, schools' also findings in line (Mirenda, with 2000), emerged from the survey results. There is a need for staff to receive regular opportunities for developing and improving their active supervision skills (non-classroom system #7, 43% "Not in Place") . There is also a lack of opportunities for families for to strategies receive or training behavior support (individual student system #7, process 2000). they are and parenting procedures 77% "Not in Place"). Although these components were not identified as improvement, positive important areas "High Priority" for to address (Mirenda, 74 Summary Coast Mountains' schools appear to strongly support the implementation of EBS and the processes and procedures that comprise this initiative's four subsystems. There are indications that as EBS continues to spread provincially it will gather increasing support in the Coast Mountains School District. Coast Mountains' schools appear administrative support at both the and at the district level. to individual Evidence of have strong school level this support provided by the endorsement of the Superintendent project, the high rate of survey returns, and for the is this large number of schools that have an active administrator involved in behavior management programming. A number of the school-wide system components are being implemented. Most schools have identified a positive school rules and they are small number of rewarding students regularly for demonstrating expected behaviors. Most schools also have expected formal methods for informing families student behaviors at school. large A of the number of school-wide system components are moving towards being fully implemented, and it appears that a number of school-wide features are being applied to non-classroom systems (Mirenda, 2000). Coast Mountains' schools have indicated several areas in need of further EBS development. Schools need to establish efficient data collection systems, and these systems need to form the basis for evaluating the success of the procedures 75 and processes being implemented (Mirenda, 2000). The weakest system for Coast student system. Mountains' schools was support functional individual The concerns in this system appeared to be centered around the need for access to a behavior the team assessment and access (Mirenda, to fully functioning personnel 2000, p. 68). trained in Increased training also came forth as a need for development. Students were seen as needing training for behavioral expectations, staff were seen as needing training for active supervision skills, and families were seen as needing access to training in positive parenting and behavior support strategies. Finally, specific funding for EBS is not available in most schools. The lack of specific funding for EBS will likely have a negative impact on the ability of this initiative to be maintained over time (Mirenda, 2000). The EBS model for providing behavioral support to both students and teachers within schools is potentially very promising, and Coast Mountains' schools are very much in line with the progress British Columbia's EBS schools have made in terms of implementing this initiative. It appears that EBS is potentially a powerful approach because its integrated and multi-faceted blend of philosophy and strategies introduces a shift in how educators view problem behaviors and subsequently react to them. Given the challenges our schools are facing, this proactive shift is timely. 76 References Alber, s. R., Heward, w. L., & Hippler, B. J. (1999). Teaching middle school students to recruit positive teacher attention. Exceptional Children, 65 (2), 253270. Ballantyne, B. (1999). The year of living EBS. Adminfo. 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Journal of Positive Behavioral Support. Nelson, R., & Sugai, G. (1999). School-wide application of positive behavioral supports. [Monograph]. Developing Positive Behavioral Support for Students With Challenging Behavior. Third Mini-Library Series on Emotional/Behavioral Disorders. Nersesian, M., Todd, A. w., Lehmann, J., & Watson, J. (in press). School-wide behavior support through districtlevel systems change. Journal of Positive Behavioral Support. O'Neil, R. E., Horner, R. ·H., Albin, R. w., Sprague, J. R., Storey, K., & Newton, J. s. (1997). Functional assessment and program development for problem behavior. Pacific Grove: Brooks/Cole Publishing Company. Sadler, C. (in press). Implementation of Effective Behavior Support at the district level in Tigard-Tualatin school district. Journal of Positive Behavioral Support. Scott, T. M., & Nelson, C. M. (1999). Universal school discipline strategies: Facilitating positive learning environments. Effective School Practices, 17 (4), 5464. 79 Siegel, L., & Ladyman, S. (2000). A review of special education 1.n British Columbia. British Columbia: Canadian Cataloging in Publication Data. Sprague, J. R., Sugai, G., Horner, R. H., & Walker, H. M. (1999). Using office discipline referral data to evaluate school-wide discipline and violence prevention interventions. OSSC Bulletin, 42 (2), 1-19. Sprague, J. R., Sugai, G., & Walker, H. M. (1998). Antisocial behavior in schools. In T. s. Watson & F. M. Gresham (Eds.), Handbook of child behavior therapy (pp. 451474). New York: Plenum Press. Strelioff, w. (2000). Fostering a safe learning environment: How the British Columbia public school system is doing. British Columbia: Canadian Cataloging in Publication Data. Sugai, G. (1996). Provide Effective Behavior Support to all students: Procedures and Processes. SAIL, 11 (1), 1-4 Sugai, G. (1998). Postmodernism and emotional and Behavioral disorders: Distraction or advancement? Behavioral Disorders, 23 (3), 171-177. Sugai, G. (2000). Effective Behavior Support: Overview of practices and processes for school teams. Unpublished manual, University of Oregon. Sugai, G., Bullis, M., & Cumblad, C. (1997). Provide Ongoing skill development and support. Journal of Emotional and Behavioral Disorders, 5 (1), 55-64. Sugai, G., & Horner, R. (1994). Including students. with severe behavior problems in general education settings: Assumptions, challenges, and solutions. The Oregon Conference Monograph, 6, 102-120. Sugai, G., & Horner, R. (1999). Discipline and behavioral support: Practices, pitfalls, and promises. Effective School Practices, 17 (4), 10-22. Sugai, G., Horner, R. H., Dunlap, G., Hieneman, M., Lewis, T. J., Nelson, C. M., Scott, T., Liaupsin, c., Sailor, W., Turnbull, A. P., Turnbull, H. R., Wickman, D., Ruef, M., & Wilcox, B. ( 1999). Applying positive behavioral support and functional assessment in schools. Unpublished technical assistance guide, OSEP Center on Positive Behavioral Interventions and Support. Sugai, G., Sprague, J. R., Horner, R. H., Walker, H. M. (1999). Preventing school violence: The use of office discipline referrals to assess and monitor school-wide 80 discipline interventions. Journal of Emotional and Behavioral Disorders, 8 (2), 94-101. Taylor-Greene, S., Brown, D., Nelson, L., Longton, J., Gassman, T., Cohen, J., Swartz, J., Horner, R. H., Sugai, G., & Hall. S. (1997). School-wide behavioral support: Starting the year off right. Journal of Behavioral Education, 7 (1), 99-112. Taylor-Greene, s. J., & Kartub, D. T. (in press). Durable implementation of school-wide behavior support: The high five program. Journal of Positive Behavioral Interventions. Tobin, T., Sugai, G., & Colvin, J. (2000). Using office referrals to make decisions. NASSP Bulletin, 84 (616),106-117. Todd, A. W., Horner, R. H., & Sugai, G. ( 1998 >'· Effects of self-monitoring and self-recruited praise on problem behavior, academic engagement and work completion in a typical classroom. Journal of Positive .Behavioral Interventions. Todd, A. W., Horner, R. H., sugai, G., & Sprague, J. R. (1999). Effective Behavior Support: Strengthening school-wide systems through a team-based approach. Effective School Practices, 17 (4) 23- 37. Turnbull, H. R., Turnbull, A., & Wilcox, B. (1999). IDEA 97 and FBA/PBS: Policy and implementation guidelines. [Monograph]. Developing Positive Behavioral Support for Students With Challenging Behavior. Third Mini-Library Series on Emotional/Behavioral Disorders. Walker, H. M., & Horner. (1996). Integrated approaches to preventing antisocial behavior patterns among school-age children and youth. Journal of Emotional and Behavioral Disorders, 4 (4), 194-210. Waterhouse, T. (2000). Promoting safer schools: An introduction to Effective Behavior Support. British Columbia: BC CASE. Weigle, K. L. (1997). Positive behavior support as a model for promoting educational inclusion. Journal of the Association for Persons With Severe Handicaps, 22 ( 1), 36-48. 81 Appendices Appendix A. Foundations and Features of EBS Behavioral science • • • Human behavior is affected by behavioral, biobehavioral, social and physical envirorunental factors. . Interventions emphasize envirorunental redesign, curriculum redesign, & removing rewards that inadvertently maintain problem behavior. Much of human behavior is associated with unintentional learning opportunities. Human behavior is learned and can be changed. Practical Interventions Functional behavioral assessments are used to develop behavior support plans. • Teaching is a central behavior change tool. Researchvalidated practices are emphasized. • Intervention decisions are data-based. . Lifestyle Outcomes Systems Perspective Behavior change must be socially significant, comprehensive, durable, & relevant. The quality & durability of supports are related directly to the level of support provided by the host envirorunent. The goal of EBS is enhancement of living and learning options. • • EBS procedures are socially and culturally appropriate. Applications occur in least restrictive natural settings. The fit between procedures and values of students, families, and educators must be contextually appropriate. Non-aversive interventions (no pain, tissue damage, or humiliation) are used. • The implementation of practices and decisions are policy-driven. • Emphasis is placed on prevention & the sustained use of effective practices. • A team-based approach to problem solving is used. • Active administrative involvement is emphasized. • Multi-systems (district, school-wide, nonclassroom, individual student, family, community) are considered. • A continuum of behavior supports is emphasized. Note. From "Applying Positive Behavioral Support and Functional Assessments in Schools," by G. Sugai et al., 1999, Unpublished technical guide, p. 7. OSEP Center on Positive Behavioral Interventions and Support. 82 Appendix B. Host Environment Features Features of host environments that support the adoption and sustained use of effective practices. 1. 2. 3. Research-Validated Practices Adopted Active Principal Leadership & Participation Endorsement by School by Site Council and/or School Leadership Team 4. School Leadership Team (administrator, grade/department representation, parent, paraprofessional, specialized support staff) Team-Based Strategic Implementation, Monitoring, and Planning Comprehensive Discipline/Behavioral Management System Formative Data-Based Approach to Decision Making 5. 6. 7. 8. Instructional Approach to Teaching, Encouraging, & Discouraging Expected Behavior 9. 10. 11. 12. 13. 14. High Priority Implementation of Action Plan "Full" (85%) Faculty Commitment to Approach & Process Minimum 2-3 Year Commitment to Approach & Process Multi-Systemic Continuum of Behavior Support Behavioral Competence Within Team/School Behavioral Approach 15. 16. 17. 18. 19. Proactive (positive and preventative) Emphasis Regular (at least every 2-4 weeks) Team Meetings School-Home Community Linkages Process for Orientation for New Staff & Team Members Written Policies Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 83 Appendix c. Effective Behavior Support Process Establish Team and Delineate Responsibilities. • • • • • Meet Prerequisites Assess status of behavior support, Clarify need, Detennine priority, Establish commitment, and Secure administrative support and participation. ~e e op I Secure Staff Commitment & Prepare for Implementation o Action Plan \ ... 1---.t Implement, Monitor, & Evaluate Action Plan Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 84 Appendix D. Continuum of Prevention and Intervention Students With Chronic/Intense Problem Behavior Tertiary Prevention (1-7%) ~ Students At-Risk For Problem Behavior - ~ Students Without Serious Problem Behaviors - Secondary Prevention ~ Specialized Individual Interventions (Individual Student System) Specialized Group Interventions (At-Risk System) Primary Prevention universal Interventions (School-Wide and Classroom System) All Students in School Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 85 Appendix E. An Effective Social Skills Lesson 1) Teach a) Teacher provides explanation b) Teacher defines essential rule c) Teacher describes variations 2) Demonstrate a) skill components Teacher provides opportunities and demonstrate the skill to and model The teacher will: - select natural examples - select competent students - conduct at least two positive demos a) Role play the example 3) Practice and role play a) Teacher provides opportunities to practice and role-play the skill 4) Review and test a) The teacher will: - have students think out loud - teacher coaches - teacher prompts, if needed - involve all members of class - students self-evaluate Teacher provides on-qoinq opportunities to review and test for skill acquisition The teacher will: review each day using new examples test each student From "Promoting Safer Schools: An Introduction to Effective Behavior Support," by T. Waterhouse, 2000, Ministry publication, p. 27. BC CASE. Note. 86 Appendix F. Components of a School-Wide EBS Plan Component Statement of Purpose Descri'Ption Used to capture the specific objective of the school-wide plan: - state positively focus on all, in all settings - focus on instructional and behavioral outcomes - Clearly Defined Expected Behavior Procedure for Teaching Expected Behavior Procedures for Encouraging Expected Behavior Procedures for Discouraging Problem Behavior Provides consistent communication for all students and staff. Must be limited to 5, positively stated, commonly used words. Five Steps: 1) Review the behavioral expectations 2) Explain reason for the expectation 3) Have students role play expected behavior 4) Provide feedback and corrections. 5) Acknowledge appropriate behaviors. Positive reinforcement used (in form of tangible reward) to encourage motivation from external to internal, from frequent to infrequent, and from predictable to unpredictable circumstances. Several Steps: a) define and categorize problem behavior b) Distinction between classroom managed and office managed problems c) Procedures for discouraging problem behavior: precorrect for predictable problems conducted - redirect to more appropr i ate behavi or developed - continuum of negative consequences for violations Provide regular feedback to staff. Exam'Ple At our school students and staff: - place high value on academic and social success - strive for safe teaching environment - foster partnerships with all - emphasize what works Be Respectful - Be Responsible - Be Safe - Be Kind - " Being respectful in the gym means listening to others without interference. Let's practice a couple of examples of what that would look like." Many schools use ticket system when students display appropriate behavior. Tickets can be traded for specific reward. - Staff determine problem behavior based on data from office referrals and other sources Functional assessment Self-management strategies - Procedures for Record Keeping and Decision Making Determine procedures for responding to data: - Chart office referrals Show charts to staff, discuss progress, challenges, training needs Note. From "Promoting Safer Schools: An Introduction to Effective Behavior Support," by T. Waterhouse, 2000, Ministry publication, p. 20. BC CASE. 87 Appendix G. Developing Expectations Durham Elementary School's Expectations All Settings Respect Ourselves Respect Others Respect Property Be on-task Respect authority Be kind Care for your belongings Recycle Help others Clean up after yourself Give your best efforts Share Use appropriate voice level Hallways and Walkways Walk Use whisper voices in halls Use normal voices on walkways Keep the hallways and walkways clean Playground Have a plan Play safe Include others Pick up litter Use equipment properly Use garbage can for litter Share No put downs Bathrooms Wash your hands Respect privacy Use soft voices Lunchrooms Eat your own food Library and Computer Lab Assembly Sit in one spot Keep the bathroom clean Practice good manners Clean up around your table Stay seated Use whisper voices Push in chairs Active listening Correct applause Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 88 Appendix H. Building a Support Plan Consequence Desired Behavior Setting Events/Predictors 1-- Problem Behavior r-.... Maintaining Consequence Replacement Behavior I'. What are ways to change the context to make the problem behavior unnecessary? What are ways lo prevenl lhe problem behavior? 1-- What can be done to increase expected behaviors or to teach a replacement behavior? What should happen when a problem behavior occurs? What should happen when desired replacement behavior occurs? Note. From "Functional Assessment and Program Development for Problem Behavior," O'Neil et al., 1997, Appendix 4, Pacific Grove: Brooks/Cole Publishing Company. by 89 Appendix I. Effective Behavior Support Survey School-Wide Systems Current Status % in place % Part. Ill Place % Not in Place Feature School-wide is defined as involving all students, all staff & all settings. 1. A small number (e.g. 3 -5) of positively & clearly stated student expectations or rules are defined. 2. Expected student behaviors are taught directly. 3. Expected student behaviors are rewarded regularly. 4. Problem behaviors (failure to meet expected student behaviors) are defined clearlv. 5. Consequences for problem behaviors are defined clearlv. 6. Distinctions between office and classroom-managed problem behaviors are clear. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Procedures are in place to address emergency/dangerous situations. 9. A team exists for behavior support planning and problem solving. 10. School administrator is an active participant on the behavior support team. 11. Staff receive regular (monthly) feedback on behavior patterns. 12. School has formal strategies for informing families about expected student behaviors at school 13. Booster training activities for students are developed, modified, and conducted based on school data. 14. School-wide behavior support team has a budget for (a) teaching students, (b) on-going rewards, and (c) annual staff planning. 15. All staff are involved directly and/or indirectly in school-wide interventions. Improvement Priori tv % High % Med. % Low 90 Non-Classroom systems Current Status Feature % Part. m Place Non-classroom settings are defined as particular times or places where supervision is emphasized (e.g. Hallways cafeteria playground bus). 1. School-wide expected student behaviors apply to non-classroom settings. 2. School-wide expected student behaviors are taught in non-classroom settings. 3 . Supervisors actively supervise (move, scan & interact with) students in non-classroom settings. 4 . Rewards exist for meeting expected student behaviors in non-classroom settings. 5. Physical/architectural features are modified to limit (a) unsupervised settings, (b) unclear traffic patterns, (c) inappropriate access to & exit from school grounds. 6. Rewards exist for meeting expected student behaviors in non-classroom settings. 7 . Staff receives regular opportunities for developing and improving active supervision skills. 8. Status of student behavior and management practices are evaluated quarterly from data. 9. All staff members are involved % in place % Not m Place directly or indirectly in management of non-classroom settings. Improvement Priorit % High % Med. % Low 91 Classroom Systems Current Status Feature % Part. In Place Classroom settings are defined as instructional settings in which teacher(s) supervise and teach groups of students. 1. Expected student behavior & routines in classrooms are slaled positively and defined clearly. 2. Problem behaviors are defmed clearly. 3. Expected student behavior & routines in classrooms are taught directly. 4. Expeeled sludenl behaviors are acknowledged regularly (positively reinforced) (>4 positives to 1 negative). 5. Problem behaviors receive consistent consequences. 6. Procedures for expected & problem behaviors are consistent with schoolwide procedures. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Instruction & cuniculum materials are matched to student ability (math, reading. language). 9. Students experience high rates of academic success. 10. Teachers have regular opportunities for access to assistance & recommendations (observation, instruction, & coaching). 11. Transitions between instructional & non-instructional activities are efficient & orderly. % In Place % Not In Place Improvement Priority % High % Med. % Low 92 Individual Student Systems Current Status Feature % Part. % Not Ill Ill Place Place Individual student systems are defined as specific supports for students who engage in chronic problem behaviors. 1. Assessments are conducted regularly to identify students with chronic problem behaviors. 2. A simple process exists for teachers to request assistance. 3. A behavior support team responds promptly (within 2 working days) to students who present chronic problem behaviors. 4. Behavior support team includes an individual skilled at conducting functional behavioral assessments. 5. Local resources are used to conduct functional assessment-based behavior support planning (1 0 hrs./week/student). 6. Significant family and community members are involved when appropriate & possible. 7. School includes formal opportunities for families to receive training on behavioral support & positive parenting strategies. 8. Behavior is monitored & feedback is provided regularly to the behavior support team & relevant staff. % in place Improvement Priorit % High % Med. % Low Note. From uEffective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 93 Appendix J. Functional Assessment Interview Student=-------------------------------------Teacher•-------------------------------------Interviewer: ________________________________ Grade: ____________ choo Sex •-------- IEP: Y N --------------------------------~ a e ------------------------------------~ Opening We are going to find ways to change school so that you like it more. This interview will take about 30 minutes. I can help you best i t you answer honestly, You will not be asked anything that might get you in trouble. Student Strengths and Skills 1. What do you like to do, or do well, others) while at school? (e.g. Activities, helping 2. What are classes/topics you do well in? Define the Behaviors of Concern Assist the student to identify specific behaviors that are resulting in problems in the school or classroom. Making suggestions or paraphrasing statements can help the student clarify her/his ideas. 3. What do you do that gets you in trouble or are a problem? Prompts: talk out in class?, don't get work done?, fighting? late to class?, 4. Which of these behaviors occur together in some way? Do they occur about the same time? In some kind of order? In response to some kind of situation? 5. Of these groups of behaviors which one is the most concern? Let's focus on those behaviors 94 Complete Student Schedule and Routine Matrix Assist the student to complete the schedule and routine matrices to show the routines and activities where they have difficulty with the behavior(s) they talked about. First have the student complete the schedule column (or have this column completed before the interview). Add any routines unique to the teacher's classroom. 6. We know that some times and students. Can you tell me which difficult? A "6" indicates it is indicates that no or few problem(s) Typical Schedule activities are harder and easier for different times during your day are easy and which are likely that you will have a problem and a "1" occur. (Repeat for routines). Routines Rating Rating 6 5 4 3 2 1 Getting help. 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 Getting materials/drink, sharpening pencil. Working in groups. 6 5 4 3 2 1 6 5 4 3 2 1 Working alone. 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 Getting permission and going to the restroom. Moving between activities or locations. Working with substitute teachers or volunteers 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 6 5 4 3 2 1 95 Develop Completing Behavior Pathway One of the reasons I want to talk to you is to learn about when and why problem behaviors occur and do not occur. So, I am going to ask you questions about when you are having problems and then I will ask you some questions about why you think you having problems. 7. What events trigger reprimands peers, other) or start problem behavior? (e.g. Class demands, teacher 8. What do you get after you do the problem behavior? What do you what to happen? To escape or avoid - teacher - tasks peers - other To get something - teacher attention - an item - peer attention - other 9. We know that certain events make some days easier and harder than others and sometimes these events occur outside of the school day. What important events, places, or activities tend to affect your day? (e.g. -lack of sleep - illness -physical pain hunger- trouble at home- activity- noise- fighting- other) 10. Before we talked about things that trigger problems. What do you think the teacher wants you to do when these events occur? What should you do? 11. As with problem behavior, there are things that you get for doing what you should, or what the teacher wants. If you do the behaviors we just talked about what happens? To escape or avoid - teacher - tasks peers - other To get something - teacher attention - an item - peer attention - other 12. Let's talk about ways to make the problem behavior better. Before you said you did problem behavior to (maintaining consequence). What do you think the teacher would like you to do instead of the problem behavior? What is an alternative response you could make that would get you the same thing as the problem behavior? 96 Developing Behavior Support Plan The information collected about when, where, and why problem behaviors are occurring provides the foundation for developing a comprehensive behavior support plan. The following questions provide information about the features of the support plan. 13. What are ways to reduce the effect of things that make the problem worse? (Setting event manipulation) Clarify rules/expected behavior for whole class Written contract with the student Counseling Change schedule Change seating Other 14. What are ways to prevent the problem behavior? (Antecedent manipulation) Reminders when problem behavior is likely Modify assignments to match student skills Provide extra assistance Other 15. What can be done to increase desired behavior or to teach an alternative behavior? (Behavior teaching manipulations) 2. Practice expected behavior in class 3. Self-management program 4. Other 16. What should happen when a problem behavior occurs? (Consequence) Reward/punishment program Reduced privileges Reprimand in class Contact with parents Time out Other 17. What should happen when the desired behavior or alternative behavior occurs? (Consequence) Reward program Increased privileges Praise from teacher Other Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 97 Appendix K. Functional Assessment Observation Form Functional Assessment Observation Student Date Time . Time Antecedents . . Teacher School Behaviors . . Consequences Note. From "Effective Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 98 Appendix L. Office Discipline Referral Form SWIS Office Discipline Referral Form Student(s) Referring Staff Grade Level IEP Y/N Date Time Location * Classroom * Playground * Common Area * Hallway * Cafeteria * Bathroom Zone * Bus Parking Lot * * On Bus * Special Event * Gym * Library Problem Behaviors (check the most i ntrusive) * Abusive lang./Inappropriate Lang . Aggression * Fighting/Physical * Defiance/Disrespect/Insubordination * Harassment/Tease/Taunt * Disruption * Arson * Tardy * Truancy Property Damage * Forgery/Theft * Tobacco Alcohol * Combustibles * * * Dress Code * Bomb Threat * Vandalism * Weapons * Other * Avoid Tasks/Activities * Don't Know * Other Possible Motivation * Obtain Peer Attention * Obtain Adult Attention * Obtain Items/Activities * Avoid Peer(s) * Avoid Adult(s) Others Involved * None Other * Peers * Staff * Teacher * Substitute * Unknown * Administrative Decision in Office * Time Detention * Saturday * In-School School Suspension * Other * * Parent Contact Individualized Instruction * Out-of-School Suspension * * Conference With Student Comments Follow-up Comments Note. From "Effect i ve Behavior Support: Overview of Practices and Processes for School Teams," by G. Sugai, 2000, Unpublished manual, unnumbered pages, University of Oregon. 99 Appendix M. Staff Development Model Problem Context • • • Inadequate service delivery models for students with severe behavioral challenges Inadequate school-based staff development models Ineffective behavior supports for students with severe behavioral challenges Training Model • • • • • One-shot inservice training External consultants Lack of follow-up and maintenance Generic staff development Reactive management The EBS Project • • • • • Typical Outcomes • Little sustained staff training effects • • • • • Lack of transfer across contexts Lack of teacher ownership of problem student Decrease in personal teaching efficacy & certainty of practice Exclusion of students with severe behavior problems Crisis management & negative school climate Continuous inservice/preservice training In-building teacher trainers Follow-up and maintenance School need-based staff development Proactive management The EBS Project • • • • • • Long-term staff training, retention & application Skill maintenance & generalization Long-term change in teacher & student behavior Increase in personal teaching efficacy & certainty of practice Inclusion/supported education for students with severe behavioral problems Prevention management & positive school climate Note. From "Provide Ongoing Skill Development and Support," by G. Sugai, M. Bullis and C. Cumblad, 1997, Journal of Emotional and Behavioral Disorders, 5 (1), p. 59. 100 Appendix N. Letter of Introduction Coast Mountains School District Cassie Hall Elementary School 2620 Eby Street Terrace, BC Canada V8G 2X3 Tel: (604) 635-5646 Fax: ( 604) 635-4579 Dear Principal and school team, Your school is invited to participate in a district research project entitled "Effective Behavior Support: A School District Descriptive Evaluation." All schools in School District #82 are requested to participate. This study is being conducted by Carla D. Gillis, a District Itinerant Elementary Counsellor and graduate student at UNBC, and is supported by the Terrace District Teacher's Union, the Kitimat District Teacher's Association, and Randy Smalbrugge, Acting Superintendent of Schools. The purpose of this study is to assess the degree to which the Coast Mountains School District is implementing features of Effective Behavior Support. The results of this study may be used by our district and individual schools to evaluate and improve behavior programs and contribute to research literature in this area. You are asked assemble a school team to complete the EBS surveys in February 2002 (time commitment: 60 minutes approximately). The school team should include a school administrator, a regular education teacher, a special education teacher, and a parent or community representative. Please return the completed surveys directly to Carla Gillis at Cassie Hall Elementary School. The deadline for the return of the surveys is March 8th. demographic to and Your participation is purely voluntary and strict confidentiality will be maintained. Your school has the right to withdraw from this study at any time. Only the researcher will have access to each school's submission, and the results will be reported anonymously. The surveys will be stored in a locked filing cabinet in the researcher's locked office, and the information will be destroyed at the end of one calendar year. The strict confidentiality of this study eliminates potential risks to individual schools. 101 The research results will be shared with the UNBC Graduate Committee, the Terrace District Teacher's Union, the School District Superintendent, and the principal of each participating school. Other individuals who wish to obtain a copy of this research may contact the researcher directly at her Cassie Hall office. If you have any reservations or complaints about this research project please direct them to the Vice President of Research at UNBC (250-960-5820). You may ask any other questions you wish about this research study by contacting Carla Gillis, Itinerant Elementary Counsellor, graduate student researcher, UNBC. Thank you for your time and attention. Carla Gillis Graduate Student, UNBC Cassie Hall Elementary School (635-5646) Frank Rowe President, TDTU (635-4659) Randy Tait President, KDTA (632-3108) Randy Smalbrugge Acting Superintendent of Schools School Board Office (635-4931) 102 Appendix 0. Demographic Information EBS Survey - Demographic Information Name of School__________________________________________________ a e~------------------------- School op a ~ o ~----------~ People Completing the Survey ____Administrator ____General Educator ____Special Educator ____Parent ____Community Member ____Other________________L ____Special Services Assistant ____Other________________L ____Counselor ____Other________________L 2. Yes/No Is your school implementing EBS? If "Yes", how long has your school been implementing 3. this pro ra ----------------------------------------------~ If "Yes", what training has your school personnel 1. completed?-------------------------------------------------L 4. Please specify any other behavioral program(s) your school is implementing__________________________________ __L 103 Appendix P B.C.'s EBS Schools: Survey Results School-Wide Systems Feature Current Status in place % 84.1 % Part. in Place % Not in Place # No Resp 11.5 4.4 4 51.4 41.4 7.2 6 55.8 33.6 10.6 4 60.7 35.7 3.6 5 46.4 42.9 10.7 5 39.5 48.2 12.3 3 53.6 38.4 8.0 5 55.0 37.8 7.2 6 74.1 16.1 9.8 5 95.5 2.7 1.8 6 36.5 29.5 33.9 5 63.4 28.6 8.0 5 20.2 40.4 39.4 8 27.3 29.1 43.6 7 64.9 28.3 6.3 6 School-wide is defined as involving all students, all staff & all settings. 1. A small number (e.g. 3 -5) of positively & clearly stated student expectations or rules are defined. 2. Expected student behaviors are taught directly. 3. Expected student behaviors are rewarded regularly. 4. Problem behaviors (failure to meet expected student behaviors) are defined clearly. 5. Consequences for problem behaviors are defined clearly. 6. Distinctions between office and classroom managed problem behaviors are clear. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Procedures are in place to address emergency/dangerous situations. 9. A team exists for behavior support planning and problem solving. 10. School administrator is an active participant on the behavior support team. 11. Staff receive regular (monthly) feedback on behavior patterns. 12. School has formal slrdlegies for informing families about expected student behaviors at school 13. Booster training activities for students are developed, modified, and conducted based on school data. 14. School-wide behavior support team has a budget for (a) teaching students, (b) on-going rewards, and (c) annual staff planning. 15. All staff are involved directly and/or indirectly in school-wide interventions. Improvement Priority #No Resp High % % Med. Low 29 21.6 17.0 61.4 22 46.3 29.5 24.2 26 23.1 47.3 29.7 27 27.8 41.1 31.1 25 39.1 39.1 21.7 23 27.7 47.9 24.5 22 23.2 33.7 43.2 27 25.6 40.0 34.4 27 24.4 28.9 46.7 31 8.1 11.6 80.2 21 28.1 39.6 32.3 25 15.2 42.4 42.4 20 30.9 46.4 22.7 25 20.7 43.5 35.9 30 27.6 27.6 44.8 % 104 Non-Classroom Systems Current Status in place % % Feature Not in Place 1.8 # No Resp 87.4 Part. in Place 10.8 38.4 50.0 11.6 5 74.1 25.9 0 5 59.5 21.6 18.9 6 53.3 31.4 15.2 12 70.5 21.0 8 .6 12 17.3 40.0 42.7 7 21.3 34.3 44.4 9 68.2 26.4 5.5 7 % 6 Non-classroom settings are defined as particular times or places where supervision is emphasized (e.g .. Hallways cafeteria playground bus). l. School-wide expected student behaviors apply to non-classroom setlings. 2. School-wide expected student behaviors are taught in non-classroom settings. 3. Supervisors actively supervise (move, scan & interact with) students in non-classroom settings. 4. Rewards exist for meeting expected student behaviors in non-cla<;sroom settings. 5. Physical/architectural features are modified to limit (a) unsupervised settings, (b) unclear traffic patterns, (c) inappropriate access to & exit from school grounds. 6. Rewards exist for meeting expected student behaviors in non-classroom settings. 7. Staff receives regular opportunities for developing and improving active supervision skills. 8. Status of student behavior and management practices are evaluated quarterly from data 9. All staff members are involved directly or indirectly in management of non-classroom se ~s Improvement Priority #No Resp High Med. Low 30 25.3 25.3 49.4 21 33.3 42.7 24.0 26 16.5 44.0 39.6 22 23.2 33.7 43.2 25 12.0 39.1 48.9 29 9.1 27.3 63.6 22 26.3 42.1 31.6 22 32.6 48.4 18.9 27 25.6 31.1 43.3 % % % 105 Classroom Systems Feature Current Status % In Place % Part. In Place % Not In Place #No Resp. 64.4 35.6 0 13 60.6 36.5 2.9 13 52.9 44.1 2.9 15 29.4 57.8 12.7 15 45.1 49.0 5.9 15 55.9 38.2 5.9 15 63.7 31.4 4.9 15 60.8 38.2 1.0 15 41.5 48.9 9.6 23 47. 1 36.3 16.7 15 48.5 49.5 2.0 16 Classroom settings are defined as instructional settings in which teacher(s) supervise and teach groups of students. 1. Expected student behavior & routines in classrooms are stated positively and defined dearly. 2. Problem behaviors are defined clearly. 3. Expected student behavior & routines in classrooms are taught directly. 4. Expected student behaviors are acknowledged regularly (positively reinforced) (>4 ~ es to 1 negative). 5. Problem behaviors receive consistent consequences. 6. Procedures for expected & problem behaviors are consistent with schoolwide procedures. 7. Options exist to allow classroom instruction to continue when problem behavior occurs. 8. Instruction & curriculum materials are matched to student ability (math, reading. language). 9. Students experience high rates of academic success. 10. Teachers have regular opportunities for access to assistance & recommendations (observation, instruction, & coaching). 11. Transitions between instructional & non-instructional activities are efficient &orderly. Improvement Priority #No Resp. High % % Med. Low 31 23.3 24.4 52.3 32 24.7 36.5 38.8 33 33.3 28.6 38. 1 27 44.4 34.4 21.1 32 34.1 41.2 24.7 31 30.2 32.6 37.2 31 22. 1 36.0 41.9 30 32.2 29.9 37.9 36 39.5 33.3 27.2 33 25.0 40.5 34.5 35 22.0 48.8 29.3 % 106 Individual Student Systems Feature Current Status % % Not in Place 7.7 # No Resp. 56.7 Part. in Place 35.6 84.3 11.8 3.9 15 42.2 29.4 28.4 15 32.0 35.9 32.0 14 22.5 18.6 58.8 15 64.8 25.7 9.5 12 13.6 23.3 63.1 14 39.4 42.3 18.3 13 in place % 13 Individual student systems are defined a<; specific supports for students who engage in chronic problem behaviors. 1. Assessments are conducted regularly to identify students with chronic problem behaviors. 2. A simple process exists for teachers to request assistance. 3. A behavior support team responds promptly (within 2 working days) to students who present chronic problem behaviors. 4. Behavior support team includes an individual skilled at conducting functional behavioral assessments. 5. Local resources are used to conduct functional assessment-based behavior support planning (10 hrs./week/student). 6. Significant family and community members are involved when appropriate & possible. 7. School includes formal opportunities for families to receive training on behavioral support & positive parentin11: strate11:ies. 8. Behavior is monitored & feedback is provided regularly to the behavior support team & relevant staff. Improvement Priority # No Resp. High Med. Low 32 31.8 41.2 27.1 35 22.0 20.7 57.3 31 33.7 27.9 38.4 29 42.0 30.7 27.3 30 24.1 41.4 34.5 32 12.0 43.5 43.5 25 21.7 41.3 37.0 30 34.5 44.8 20.7 % % % Note. From "EBS Evaluation Project Final Report," by P. Mirenda, 2000, Unpublished report, p. 20, 22, 24 &26, BC CASE and BC Ministry of Education, Special Programs Branch.